DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Eagle Financial Management Services, LLC

Former SEC-registered adviserShreveport, LouisianaCRD 138858SEC 801-65727IAPD
Latest filing Jun 12, 2014
First filing on the tape Mar 9, 2012 · 7 filings
RAUM
$72.4M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$72.4M as of Mar 24, 2014
Mar 9, 2012$101M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 24, 2014
Mar 9, 20120 then
Employees (5.A)3 as of Mar 24, 2014
Mar 19, 20134 then
Private funds: no history
RAUM -27% over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of Jun 12, 2014; every figure names its basis
RAUM per advisor
$36.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$147,148derivedRAUM over accounts (5.F.2.f)
Discretionary
87%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-27%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
492reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Eugene Jack Ditt · President & Portfolio Managercontrol
      since 12/2005 · owns 75% or more
    • Lawrence William Mccollum · Chief Compliance Officer & Portfolio Managercontrol
      since 05/2007 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory activities · 6 to 5
      Apr 11, 2014 to May 23, 2014
    • Accounts · 588 to 492
      Mar 19, 2013 to Mar 24, 2014
    • Advisory employees · 3 to 2
      Mar 19, 2013 to Mar 24, 2014
    • Employees · 4 to 3
      Mar 19, 2013 to Mar 24, 2014
    • State-registered IARs · 3 to 2
      Mar 19, 2013 to Mar 24, 2014
    • Discretionary RAUM · $81.2M to $63.2M
      Mar 19, 2013 to Mar 24, 2014
    • Non-discretionary RAUM · $17.4M to $9.2M
      Mar 19, 2013 to Mar 24, 2014
    • RAUM · $98.6M to $72.4M
      Mar 19, 2013 to Mar 24, 2014
    • Accounts · 593 to 588
      Mar 9, 2012 to Mar 19, 2013
    • Advisory employees · unset to 3.0
      Mar 9, 2012 to Mar 19, 2013
    • Employees · unset to 4.0
      Mar 9, 2012 to Mar 19, 2013
    • State-registered IARs · 0 to 3
      Mar 9, 2012 to Mar 19, 2013
    • Discretionary RAUM · $80.9M to $81.2M
      Mar 9, 2012 to Mar 19, 2013
    • Non-discretionary RAUM · $19.6M to $17.4M
      Mar 9, 2012 to Mar 19, 2013
    • RAUM · $101M to $98.6M
      Mar 9, 2012 to Mar 19, 2013
    Signals
    3 dated events
    • Jack Eugene Ditt left Eagle Financial Management Services, Llc for Wealthcare Advisory Partners Llc (registered 2022-05-11)
      Jul 19, 2022 · Advisor changed firm · fact
    • William Lawrence Mccollum left Eagle Financial Management Services, Llc for Wealthcare Advisory Partners Llc (registered 2022-05-11)
      Jul 19, 2022 · Advisor changed firm · fact
    • 2 advisors left Eagle Financial Management Services, LLC (Shreveport, LA) for Wealthcare Advisory Partners LLC on the same day
      Jul 19, 2022 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026