DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••••• A•••• M••••••••• L••
Latest filing Jun 12, 2026
First filing on the tape Feb 6, 2012 · 31 filings
SEC status approved since Aug 9, 2011
RAUM
$15B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
44
20 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$15B as of Jun 12, 2026
Feb 6, 2012$6.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 12, 2026
Feb 6, 20120 then
Employees (5.A)44 as of Jun 12, 2026
Mar 27, 201334 then
Private funds1 as of Jun 12, 2026
Feb 6, 20122 then
RAUM +32% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.9BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $15B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$15B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••••• F••••••• F••• T•••••• L•••••• | Hedge Fund | $8.0B | 128 | Feb 6, 2012 |
| W•••••••• I•••••••• M••••• F••• L•••no longer reported | Hedge Fund | $699M | 8 | Nov 13, 2018 |
| W•••••••• L••••• O••••••••• M••••• F••• S•• L••••••no longer reported | Hedge Fund | $61.8M | 6 | Feb 6, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• D•••• · Chief Compliance Officercontrolsince 10/2021 · owns less than 5%
- G•••• C••••••••• L•••••• · Chief Investment Officer/Chief Executive Officercontrolsince 11/2001 · owns less than 5%
- K•••• J•••••• M•••• · Chief Financial Officercontrolsince 11/2001 · owns less than 5%
- N••••• K••••••• L•• · Chief Operating Officercontrolsince 02/2008 · owns less than 5%
- S•••••• A•••••• R•••••• · Chief Research Officercontrolsince 11/2001 · owns less than 5%
- B••••••• R•••••• R••• · L•••••• Partnercontrolsince 06/1994 · owns 25% to 50% of W•••••••• H•••••••• L•••
- G•••• C••••••••• L•••••• · L•••••• Partnercontrolsince 06/1994 · owns 25% to 50% of W•••••••• H•••••••• L•••
- H•••••••• E•••• J••••••• · L•••••• Partnersince 01/2001 · owns F of W•••••••• H•••••••• L•••
Entity owners
- W•••••••• H•••••••• L••• · Managing Memberdirect · owns 75% or more
- W•••••••• T•••••• P•••••••• I••• · General Partnerindirect · owns F of W•••••••• H•••••••• L•••
Related persons
Schedule D 7.A
- W•••••••• E•••••••• S•••••••• L••broker-dealern
- W•••••••• T•••••• U•• L••••••broker-dealern
- W•••••••• T••••••• L••broker-dealern
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
What changed
consecutive filings, newest first
- Advisory employees · 23 to 20Jan 21, 2026 to Mar 26, 2026
- Assets in custody · $11B to $15BJan 21, 2026 to Mar 26, 2026
- Employees · 47 to 44Jan 21, 2026 to Mar 26, 2026
- Financial planning clients · 0 to Jan 21, 2026 to Mar 26, 2026
- Discretionary RAUM · $11B to $15BJan 21, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $11B to $15BJan 21, 2026 to Mar 26, 2026
- RAUM · $11B to $15BJan 21, 2026 to Mar 26, 2026
- Advisory employees · 22 to 23Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $8.0B to $11BMar 28, 2024 to Mar 28, 2025
- Employees · 45 to 47Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to 0Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $8.0B to $11BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $8.0B to $11BMar 28, 2024 to Mar 28, 2025
- RAUM · $8.0B to $11BMar 28, 2024 to Mar 28, 2025
- Assets in custody · $8.4B to $8.0BMar 29, 2023 to Mar 28, 2024
- Employees · 46 to 45Mar 29, 2023 to Mar 28, 2024
- Financial planning clients · 0 to unsetMar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $8.4B to $8.0BMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $8.4B to $8.0BMar 29, 2023 to Mar 28, 2024
- RAUM · $8.4B to $8.0BMar 29, 2023 to Mar 28, 2024
- Advisory employees · 20 to 22Nov 7, 2022 to Mar 29, 2023
- Assets in custody · $11B to $8.4BNov 7, 2022 to Mar 29, 2023
- Employees · 44 to 46Nov 7, 2022 to Mar 29, 2023
- Discretionary RAUM · $11B to $8.4BNov 7, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $11B to $8.4BNov 7, 2022 to Mar 29, 2023
- RAUM · $11B to $8.4BNov 7, 2022 to Mar 29, 2023
- Advisory employees · 25 to 20Nov 1, 2021 to Mar 31, 2022
- BD registered reps · 1 to 2Nov 1, 2021 to Mar 31, 2022
- Assets in custody · $14B to $11BNov 1, 2021 to Mar 31, 2022
- Discretionary RAUM · $14B to $11BNov 1, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $14B to $11BNov 1, 2021 to Mar 31, 2022
- RAUM · $14B to $11BNov 1, 2021 to Mar 31, 2022
- Accounts · 6 to 3Apr 9, 2020 to Mar 30, 2021
- Pooled vehicle clients · 6 to 3Apr 9, 2020 to Mar 30, 2021
- Assets in custody · $6.9B to $14BApr 9, 2020 to Mar 30, 2021
- Employees · 45 to 44Apr 9, 2020 to Mar 30, 2021
- Private funds · 2 to 1Apr 9, 2020 to Mar 30, 2021
- Discretionary RAUM · $6.9B to $14BApr 9, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $6.9B to $14BApr 9, 2020 to Mar 30, 2021
- RAUM · $6.9B to $14BApr 9, 2020 to Mar 30, 2021
Signals
5 dated events
- W•••••••• A•••• M••••••••• L•• reported RAUM $14.8B, up 32% from $11.2B (2026-01-21 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- W•••••••• A•••• M••••••••• L•• reported RAUM $11.2B, up 41% from $8.0B (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- David Cavicke (Chief Compliance Officer) appeared on Schedule A of W•••••••• A•••• M••••••••• L••Nov 1, 2021 · Control person joined · fact
- W•••••••• A•••• M••••••••• L•• reported RAUM $14.1B, up 103% from $6.9B (2020-04-09 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Mahendra Niraj Patel (Chief Legal Officer And Chief Compliance Officer) no longer on Schedule A of W•••••••• A•••• M••••••••• L•• (listed 2019-03-29, absent 2020-01-27)Jan 27, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wolverine-asset-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.w••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-884-4400reportedpublic record, Form ADV, Jun 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026