DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••••••• F••••••• F••• T•••••• L••••••
Gross asset value
$8.0B
as of Mar 28, 2024; not a fund size
Peak GAV
$14B
highest filing
Owners
128
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
29%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
43%
Reported
27 filings
Feb 6, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$8.0B as of Mar 28, 2024
Feb 6, 2012$5.7B then
Owners128 as of Mar 28, 2024
Feb 6, 201285 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-157183reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America N.A.New York, New York · LEI 9DJT3UXIJIZJI4WXO7
- Bank Of MontrealToronoto, Ontario, Canada · LEI NQQ6HPCNCCU6TUTQYE16
- Barclays Bank PlcNew York, New York · LEI G5GSEF7VJP5I7OUK5573
- Bnp Paribas Securities Corp.London, United Kingdom
- Cibc World Markets Inc.Toronto, Canada
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCChicago, Illinois
- Goldman Sachs InternationalNew York, New York · LEI W22LROWP2IHZNBB6K528
- Hsbc Bank PlcLondon, United Kingdom · LEI MP6I5ZYZBEU3UXPYFY54
- J.P. Morgan Clearing Corp.New York, New York
- Jefferies LLCNew York, New York
- Merrill Lynch InternationalNew York, New York · LEI GGDZP1UYGU9STUHRDP48
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- Nomura International Inc.London, England, United Kingdom · LEI DGQCSV2PHVF7I2743539
- Northern Trust Securities, Inc.Chicago, Illinois
- Scotia Capital (USA) Inc.New York, New York
- Societe GeneraleJersey City, New Jersey · LEI O2RNE8IBXP4R0TD8PU41
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 29%reportedadviser and related persons