DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•• C•••••• M•••••••••

Independent wealth managerRichardson, TexasCRD 139403SEC 801-136197websiteIAPD
Legal name G••••• C•••••• M••••••••• L••
Latest filing Jul 7, 2026
First filing on the tape Jul 7, 2026 · 1 filings
SEC status approved since Jul 8, 2026
RAUM
$120M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
66%
$79.6M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$30.0M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $120M
HNW client RAUM: $57.8M
State-registered IARs (5.B.3): 4
Employees (5.A): 5
Private funds: no history
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$30.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
78derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$477,657derivedHNW RAUM over HNW clients
Average account
$312,639derivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, subscriptionreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$57.8M48%
  • Pension and profit-sharing plans$31.2M26%
  • Individuals$21.8M18%
  • Corporations and businesses$8.0M6.7%
  • Charitable organizations$1.3M1.0%
Individual clients
190reported
HNW clients
121reported
Pension plan clients
54reported
Charitable clients
6reported
Accounts
384reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $82.1M managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.66 fund_share=0.0 institutional_share=0.27 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• M•••• G•••••Richardson, TxAug 1, 200642 y2
L•••• J•• G••••••••Richardson, TxAug 28, 200624 y1
F•••• D•••••• P•••••Richardson, TxAug 28, 200636 y1
B•••••• A• M••••Richardson, TxJun 15, 200924 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • G•••••• D••••• S•••• · Managing Membercontrol
    since 01/2006 · owns 50% to 75%
  • G•••••• M••••••• M•••• · Managing Membercontrol
    since 05/2007 · owns 50% to 75%
  • G••••••••• L••••• J•• · Chief Compliance Officercontrol
    since 10/2007 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Richardson, Tx · principal400
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
800-999-8931reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
972-385-0007reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
972-630-6182reportedpublished by the firm, firm site, Sep 16, 2026
Website
expattaxexpert.netreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
972-385-0007reportedpublic record, Form ADV, Jul 7, 2026
Contact form
g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Team page
g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$30.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026