DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gfn Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maurice Myron Glazer | Fsc Securities Corporation other | Gfn Capital Management independent RIA | Other | Jun 16, 2006 | Aug 1, 2006 (46 d) |
| Darren J Walloch | Fsc Securities Corporation other | Gfn Capital Management independent RIA | Other | Jun 16, 2006 | May 30, 2006 |
| Frank Douglas Precht | Fsc Securities Corporation other | Gfn Capital Management independent RIA | Other | Jun 16, 2006 | Aug 28, 2006 (73 d) |
| Leigh Jay Goldblatt | Fsc Securities Corporation other | Gfn Capital Management independent RIA | Other | Jun 16, 2006 | Aug 28, 2006 (73 d) |
Page 1 of 1
4 moves match.