DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Mar 25, 2026
First filing on the tape Apr 2, 2012 · 16 filings
SEC status approved since Jun 6, 2006
RAUM
$120M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$120M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$120M as of Mar 25, 2026
Apr 2, 2012$105M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 25, 2026
Apr 2, 20120 then
Employees (5.A)1 as of Mar 25, 2026
Mar 20, 20132 then
Private funds: no history
RAUM +21% over the last fiscal year-4.8% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $120MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $17.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$119M99%
- Pension and profit-sharing plans$730,0000.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, commissionsreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••••• T••••• C••••••• | Salado, Tx | Feb 9, 2026 | 33 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- F•••••• T••••• C••••••• from N••••••••• M••••• I••••••••• S•••••••••Apr 10, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• F••••••• T••••• · Managing Director / Chief Compliance Officercontrolsince 04/2004 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Huntingdon Valley, Pa | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 25, 2026discretionary share of RAUM of 0% against a peer median of 100% (212 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $100M to $500M (212) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 7Mar 21, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $99.5M to $120MMar 21, 2025 to Mar 25, 2026
- Pension RAUM · unset to 730000.0Mar 21, 2025 to Mar 25, 2026
- RAUM · $99.5M to $120MMar 21, 2025 to Mar 25, 2026
- Accounts · 8 to 6Apr 1, 2024 to Mar 21, 2025
- Financial planning clients · 0 to 0Apr 1, 2024 to Mar 21, 2025
- HQ city · unset to Apr 1, 2024 to Mar 21, 2025
- HQ state · unset to Apr 1, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $113M to $99.5MApr 1, 2024 to Mar 21, 2025
- RAUM · $113M to $99.5MApr 1, 2024 to Mar 21, 2025
- Advisory employees · 2 to 1Mar 15, 2023 to Apr 1, 2024
- Employees · 2 to 1Mar 15, 2023 to Apr 1, 2024
- State-registered IARs · 2 to 1Mar 15, 2023 to Apr 1, 2024
- Non-discretionary RAUM · $139M to $113MMar 15, 2023 to Apr 1, 2024
- RAUM · $139M to $113MMar 15, 2023 to Apr 1, 2024
- Related adviser · true to falseMar 15, 2023 to Apr 1, 2024
- Non-discretionary RAUM · $113M to $139MMay 9, 2022 to Mar 15, 2023
- RAUM · $113M to $139MMay 9, 2022 to Mar 15, 2023
- Accounts · 6 to 8Mar 31, 2021 to May 9, 2022
- Financial planning clients · 1-10 to 0Mar 31, 2021 to May 9, 2022
- Non-discretionary RAUM · $128M to $113MMar 31, 2021 to May 9, 2022
- RAUM · $128M to $113MMar 31, 2021 to May 9, 2022
- Non-discretionary RAUM · $104M to $128MFeb 10, 2020 to Mar 31, 2021
- RAUM · $104M to $128MFeb 10, 2020 to Mar 31, 2021
- Accounts · 5 to 6Mar 19, 2019 to Feb 10, 2020
- Other offices · 2 to 1Mar 19, 2019 to Feb 10, 2020
- Non-discretionary RAUM · $85.3M to $104MMar 19, 2019 to Feb 10, 2020
- RAUM · $85.3M to $104MMar 19, 2019 to Feb 10, 2020
- Financial planning clients · unset to 1-10Jul 11, 2018 to Mar 19, 2019
- Non-discretionary RAUM · $81.0M to $85.3MJul 11, 2018 to Mar 19, 2019
- RAUM · $81.0M to $85.3MJul 11, 2018 to Mar 19, 2019
- Accounts · 6 to 5Mar 30, 2017 to Mar 14, 2018
- Advisory activities · 3 to 1Mar 30, 2017 to Mar 14, 2018
- Financial planning clients · 1-10 to unsetMar 30, 2017 to Mar 14, 2018
- Other offices · unset to 2.0Mar 30, 2017 to Mar 14, 2018
- Non-discretionary RAUM · $100M to $81.0MMar 30, 2017 to Mar 14, 2018
- RAUM · $100M to $81.0MMar 30, 2017 to Mar 14, 2018
- Non-discretionary RAUM · $102M to $100MMar 29, 2016 to Mar 30, 2017
- RAUM · $102M to $100MMar 29, 2016 to Mar 30, 2017
- Non-discretionary RAUM · $107M to $102MMar 20, 2015 to Mar 29, 2016
Signals
2 dated events
- R Mario Pelosi (Managing Director) no longer on Schedule A of G•••••• P•••••••• L•• (listed 2023-03-15, absent 2024-04-01)Apr 1, 2024 · Control person left · inference
- Mario R Pelosi no longer registered at G•••••• P•••••••• L••; no later IA registration on IAPDJan 25, 2024 · Advisor departure · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 610-494-1322reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $120Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026