DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wisdomtree Asset Management, Inc.
Latest filing Mar 31, 2026
First filing on the tape Mar 16, 2012 · 49 filings
SEC status approved since May 3, 2006
RAUM
$88B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
175
28 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$88B as of Mar 31, 2026
Mar 16, 2012$12B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 16, 20120 then
Employees (5.A)175 as of Mar 31, 2026
Mar 5, 201375 then
Private funds: no history
RAUM +8.2% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$88B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 85reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=86.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Stuart Bell · Chief Operating Officer And Directorcontrolsince 01/2018 · owns less than 5%
- Joseph Bryan Edmiston · Chief Financial Officer And Treasurercontrolsince 06/2021 · owns less than 5%
- Jill Marci Frankenthaler · Chief Legal Officer And Secretarycontrolsince 04/2019 · owns less than 5%
- Jarrett Robert Lilien · Presidentcontrolsince 09/2019 · owns less than 5%
- D Jeremy Schwartz · Global Chief Investment Officercontrolsince 11/2021 · owns less than 5%
- Laurence Jonathan Steinberg · Ceo And Directorcontrolsince 02/2004 · owns less than 5%
- M Peter Ziemba · Senior Advisor To The Ceo, Cao, And Directorcontrolsince 04/2007 · owns less than 5%
- Joanne Antico · General Counsel & Assistant Secretarysince 10/2021 · owns less than 5%
- Jane Terry Feld · Head Of US Compliance, Chief Compliance Officersince 10/2012 · owns less than 5%
- David Yates · Chief Information Officersince 03/2022 · owns less than 5%
Entity owners
- Wisdomtree, Inc. · Stockholderdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Wisdomtree Digital Management, Inc.investment advisernRAUM $766M
- Wisdomtree Digital Trust Company, LLCn
- Wisdomtree Ireland Limitedinvestment advisern
- Wisdomtree Securities, Inc.broker-dealern
- Wisdomtree Uk Limitedinvestment advisern
Advisers that list Wisdomtree Asset Management, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 79 to 85Jun 30, 2025 to Mar 31, 2026
- Advisory employees · 22 to 28Jun 30, 2025 to Mar 31, 2026
- BD registered reps · 84 to 86Jun 30, 2025 to Mar 31, 2026
- Employees · 163 to 175Jun 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $82B to $88BJun 30, 2025 to Mar 31, 2026
- RAUM · $82B to $88BJun 30, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 26, 2025 to Jun 30, 2025
- Accounts · 78 to 79Nov 20, 2024 to Mar 26, 2025
- Advisory employees · 24 to 22Nov 20, 2024 to Mar 26, 2025
- BD registered reps · 88 to 84Nov 20, 2024 to Mar 26, 2025
- Employees · 160 to 163Nov 20, 2024 to Mar 26, 2025
- Discretionary RAUM · $79B to $82BNov 20, 2024 to Mar 26, 2025
- RAUM · $79B to $82BNov 20, 2024 to Mar 26, 2025
- Accounts · 76 to 78Mar 28, 2024 to Nov 15, 2024
- BD registered reps · 80 to 88Mar 28, 2024 to Nov 15, 2024
- Employees · 155 to 160Mar 28, 2024 to Nov 15, 2024
- Discretionary RAUM · $73B to $79BMar 28, 2024 to Nov 15, 2024
- RAUM · $73B to $79BMar 28, 2024 to Nov 15, 2024
- Accounts · 75 to 76Dec 19, 2023 to Mar 28, 2024
- Employees · 150 to 155Dec 19, 2023 to Mar 28, 2024
- Discretionary RAUM · $71B to $73BDec 19, 2023 to Mar 28, 2024
- RAUM · $71B to $73BDec 19, 2023 to Mar 28, 2024
- Accounts · 79 to 75Apr 3, 2023 to Dec 19, 2023
- Discretionary RAUM · $56B to $71BApr 3, 2023 to Dec 19, 2023
- RAUM · $56B to $71BApr 3, 2023 to Dec 19, 2023
- Accounts · 75 to 79Dec 7, 2022 to Mar 30, 2023
- Advisory employees · 20 to 24Dec 7, 2022 to Mar 30, 2023
- Discretionary RAUM · $48B to $56BDec 7, 2022 to Mar 30, 2023
- RAUM · $48B to $56BDec 7, 2022 to Mar 30, 2023
- Related broker-dealer · false to trueDec 7, 2022 to Mar 30, 2023
- Accounts · 67 to 75Dec 17, 2021 to Mar 30, 2022
- Discretionary RAUM · $39B to $48BDec 17, 2021 to Mar 30, 2022
- RAUM · $39B to $48BDec 17, 2021 to Mar 30, 2022
- Accounts · 80 to 67Jun 25, 2020 to Mar 30, 2021
- Advisory activities · 2 to 1Jun 25, 2020 to Mar 30, 2021
- Pooled vehicle clients · 1.0 to unsetJun 25, 2020 to Mar 30, 2021
- Discretionary RAUM · $41B to $39BJun 25, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · 11500000.0 to unsetJun 25, 2020 to Mar 30, 2021
- RAUM · $41B to $39BJun 25, 2020 to Mar 30, 2021
- Accounts · 85 to 80Sep 17, 2019 to Mar 30, 2020
Signals
8 dated events
- Wisdomtree Asset Management, Inc. reported RAUM $70.6B, up 26% from $56.0B (2023-04-03 to 2023-12-19)Dec 19, 2023 · RAUM change · derived
- Wisdomtree Asset Management, Inc. reported RAUM $48.2B, up 25% from $38.5B (2021-12-17 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Amit Muni (Chief Financial Officer, Treasurer And Director) no longer on Schedule A of Wisdomtree Asset Management, Inc. (listed 2021-05-24, absent 2021-06-16)Jun 16, 2021 · Control person left · inference
- Kurt Macalpine (Evp, Global Head Of Distribution) no longer on Schedule A of Wisdomtree Asset Management, Inc. (listed 2019-03-28, absent 2019-09-17)Sep 17, 2019 · Control person left · inference
- Luciano Siracusano (Evp, Chief Investment Strategist) no longer on Schedule A of Wisdomtree Asset Management, Inc. (listed 2018-05-11, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Edward Gregory Barton (Evp, Chief Legal Officer And Director) no longer on Schedule A of Wisdomtree Asset Management, Inc. (listed 2018-05-11, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- D Jeremy Schwartz (Evp, Global Head Of Research) appeared on Schedule A of Wisdomtree Asset Management, Inc.Mar 28, 2019 · Control person joined · fact
- Jill Marci Frankenthaler (Evp, Chief Legal Officer And Secretary) appeared on Schedule A of Wisdomtree Asset Management, Inc.Mar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wisdomtree-asset-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- wisdomtree.com/investments/blogreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212 801 2080reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026