DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Nestegg Wealth

Former SEC-registered adviserNew York, New YorkCRD 157719SEC 801-72609IAPD
Legal name Nestegg Wealth, Inc.
Latest filing Sep 15, 2017
First filing on the tape Mar 21, 2012 · 10 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$0 as of Mar 24, 2016
Mar 21, 2012$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Mar 21, 20120 then
Employees (5.A)0 as of Mar 31, 2017
Mar 31, 20142 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 15, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, otherreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates non-employees for client referrals (8.G.2)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • V Richard Cancro · Ceo And Ccocontrol
        since 10/2016 · owns less than 5%
      • V Richard Cancro · Stockholdercontrol
        since 12/2014 · owns 50% to 75% of Advisorengine, Inc.
      Entity owners
      • Advisorengine, Inc. · Stockholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory activities · 2 to 3
        Mar 31, 2017 to Sep 15, 2017
      • Accounts · 0.0 to unset
        Mar 24, 2016 to Mar 31, 2017
      • Advisory employees · 1 to 0
        Mar 24, 2016 to Mar 31, 2017
      • Employees · 2 to 0
        Mar 24, 2016 to Mar 31, 2017
      • Discretionary RAUM · 0.0 to unset
        Mar 24, 2016 to Mar 31, 2017
      • Non-discretionary RAUM · 0.0 to unset
        Mar 24, 2016 to Mar 31, 2017
      • RAUM · 0.0 to unset
        Mar 24, 2016 to Mar 31, 2017
      • Related adviser · false to true
        Mar 24, 2016 to Mar 31, 2017
      • Accounts · unset to 0.0
        Mar 31, 2015 to Mar 24, 2016
      • Advisory activities · 3 to 2
        Mar 31, 2015 to Mar 24, 2016
      • Discretionary RAUM · unset to 0.0
        Mar 31, 2015 to Mar 24, 2016
      • Non-discretionary RAUM · unset to 0.0
        Mar 31, 2015 to Mar 24, 2016
      • RAUM · unset to 0.0
        Mar 31, 2015 to Mar 24, 2016
      • Accounts · 0.0 to unset
        Jan 30, 2013 to Mar 31, 2014
      • Employees · 5 to 2
        Jan 30, 2013 to Mar 31, 2014
      • HQ city · unset to NEW YORK
        Jan 30, 2013 to Mar 31, 2014
      • HQ state · unset to NY
        Jan 30, 2013 to Mar 31, 2014
      • Discretionary RAUM · 0.0 to unset
        Jan 30, 2013 to Mar 31, 2014
      • Non-discretionary RAUM · 0.0 to unset
        Jan 30, 2013 to Mar 31, 2014
      • RAUM · 0.0 to unset
        Jan 30, 2013 to Mar 31, 2014
      • Advisory employees · 0 to 1
        Jun 6, 2012 to Jan 30, 2013
      • Employees · unset to 5.0
        Jun 6, 2012 to Jan 30, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026