DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nvest Wealth Strategies, Inc.
Latest filing Jan 13, 2026
First filing on the tape Nov 28, 2011 · 10 filings
SEC status approved since Mar 31, 2022
RAUM
$237M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
99%
$235M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$78.9M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$237M as of Jan 13, 2026
Feb 21, 2012$40.9M then
HNW client RAUM$121M as of Jan 13, 2026
Jan 21, 2025$122M then
State-registered IARs (5.B.3)0 as of Jan 13, 2026
Feb 21, 20120 then
Employees (5.A)4 as of Jan 13, 2026
Feb 1, 20233 then
Private funds: no history
RAUM +17% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $78.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $369,828derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.7%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$121M51%
- Individuals$114M48%
- Charitable organizations$1.2M0.5%
- Individual clients
- 138reported
- HNW clients
- 47reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 640reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Gary HenderlyChartered Financial Analyst | Powell, Oh | Mar 15, 2006 | 26 y | 1 |
| Steven Gregory HenderlyChartered Financial Analyst | Powell, Oh | Jan 24, 2013 | 19 y | 0 |
| Jordan Arthur RanlyCertified Financial Planner | Powell, Oh | Sep 19, 2025 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jordan Michael Acer to Concordia Wealth Planning, LLCJan 13, 2022 · Other
- David Eugene Miller to Eagle Financial Advisors, LLCJan 2, 2019 · Other
Joined, latest
- Jordan Michael Acer from Wealthstone AdvisorsFeb 11, 2019 · Other
- David Eugene Miller from Cuna Brokerage Services, Inc.Mar 20, 2018 · Other
- William Gary Henderly from Wealthstone AdvisorsMar 15, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gregory Steven Henderly · Partner, Ccocontrolsince 01/2017 · owns 25% to 50%
- Gary William Henderly · Founder/ Partnercontrolsince 02/2006 · owns 25% to 50%
- Arthur Jordan Ranly · Partnersince 01/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Powell, Oh · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 597 to 640Jan 21, 2025 to Jan 13, 2026
- Charity clients · unset to 2.0Jan 21, 2025 to Jan 13, 2026
- HNW clients · 44 to 47Jan 21, 2025 to Jan 13, 2026
- Individual clients · 131 to 138Jan 21, 2025 to Jan 13, 2026
- Employees · 3 to 4Jan 21, 2025 to Jan 13, 2026
- Discretionary RAUM · $191M to $224MJan 21, 2025 to Jan 13, 2026
- HNW RAUM · $122M to $121MJan 21, 2025 to Jan 13, 2026
- Individual RAUM · $79.1M to $114MJan 21, 2025 to Jan 13, 2026
- Non-discretionary RAUM · $10.0M to $13.2MJan 21, 2025 to Jan 13, 2026
- RAUM · $202M to $237MJan 21, 2025 to Jan 13, 2026
- Accounts · 555 to 597Jan 30, 2024 to Jan 21, 2025
- Advisory activities · 2 to 3Jan 30, 2024 to Jan 21, 2025
- HNW clients · unset to 44.0Jan 30, 2024 to Jan 21, 2025
- Individual clients · 168 to 131Jan 30, 2024 to Jan 21, 2025
- Financial planning clients · 101-250 to 101-250Jan 30, 2024 to Jan 21, 2025
- Discretionary RAUM · $164M to $191MJan 30, 2024 to Jan 21, 2025
- HNW RAUM · unset to 122393754.0Jan 30, 2024 to Jan 21, 2025
- Individual RAUM · $174M to $79.1MJan 30, 2024 to Jan 21, 2025
- Non-discretionary RAUM · $9.5M to $10.0MJan 30, 2024 to Jan 21, 2025
- RAUM · $174M to $202MJan 30, 2024 to Jan 21, 2025
- Accounts · 501 to 555Feb 1, 2023 to Jan 19, 2024
- Individual clients · 158 to 168Feb 1, 2023 to Jan 19, 2024
- Discretionary RAUM · $138M to $164MFeb 1, 2023 to Jan 19, 2024
- Individual RAUM · $140M to $174MFeb 1, 2023 to Jan 19, 2024
- Non-discretionary RAUM · $1.9M to $9.5MFeb 1, 2023 to Jan 19, 2024
- RAUM · $140M to $174MFeb 1, 2023 to Jan 19, 2024
- Accounts · 462 to 501Mar 23, 2022 to Feb 1, 2023
- Individual clients · 175 to 158Mar 23, 2022 to Feb 1, 2023
- Employees · 2 to 3Mar 23, 2022 to Feb 1, 2023
- Discretionary RAUM · $151M to $138MMar 23, 2022 to Feb 1, 2023
- Individual RAUM · $153M to $140MMar 23, 2022 to Feb 1, 2023
- Non-discretionary RAUM · $1.8M to $1.9MMar 23, 2022 to Feb 1, 2023
- RAUM · $153M to $140MMar 23, 2022 to Feb 1, 2023
- Accounts · 215 to 462Feb 21, 2012 to Feb 16, 2022
- Advisory employees · unset to 2.0Feb 21, 2012 to Feb 16, 2022
- Advisory activities · 1 to 2Feb 21, 2012 to Feb 16, 2022
- Individual clients · unset to 175.0Feb 21, 2012 to Feb 16, 2022
- Employees · unset to 2.0Feb 21, 2012 to Feb 16, 2022
- Financial planning clients · 11-25 to 101-250Feb 21, 2012 to Feb 16, 2022
- HQ city · unset to POWELLFeb 21, 2012 to Feb 16, 2022
Signals
3 dated events
- Nvest Wealth Strategies, Inc. filed its initial SEC registration (Form ADV)Feb 16, 2022 · First SEC registration · fact
- Gregory Steven Henderly (Partner, Cco) appeared on Schedule A of Nvest Wealth Strategies, Inc.Feb 16, 2022 · Control person joined · fact
- Jordan Michael Acer left Nvest Wealth Strategies, Inc. for Concordia Wealth Planning, Llc (registered 2022-01-03)Jan 13, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@nvestwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 614-389-4646reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/nvest-wealth-strategies-inc.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- NVESTWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 614-389-4646reportedpublic record, Form ADV, Jan 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026