DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
Y••• C•••••• M•••••••••
Legal name Y••• C•••••• M••••••••• G••••• A•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 45 filings
SEC status approved since Jul 9, 2009
RAUM
$3.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
43
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
17
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$3.3B as of Mar 27, 2026
Mar 30, 2012$14B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Apr 1, 20130 then
Employees (5.A)43 as of Mar 27, 2026
Apr 1, 2013169 then
Private funds17 as of Mar 27, 2026
Mar 30, 201215 then
RAUM +102% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $192MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +102%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.3B, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.3B for 17 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
53 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Y••• E••••••• O••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $1.8B | 325 | Mar 30, 2012 |
| Y••• C••••• O••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $1.8B | 750 | Mar 30, 2012 |
| Y••• A•••• O••••••••• I••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $1.4B | 117 | Aug 24, 2012 |
| Y••• A• I••••••••• F•••• L••• | Hedge Fund | $1.0B | 2 | Mar 22, 2018 |
| Y••• A•••• S•••••••• M••••• M•••••• L•••no longer reported | Hedge Fund | $977M | 45 | Sep 6, 2017 |
| Y••• S•••••• O••••••••• F••• I•• L••• | Private Equity Fund | $502M | 103 | Aug 29, 2013 |
| Y••• A•••• O••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $440M | 100 | Mar 30, 2012 |
| Y••• S•••••• O••••••••• F••• I•••• L••• | Private Equity Fund | $437M | 13 | Aug 17, 2018 |
| Y••• S•••••• L•••no longer reported | Hedge Fund | $352M | 69 | Aug 24, 2012 |
| Y••• S•••••• O••••••••• F••• I••• L••• | Private Equity Fund | $304M | 3 | Aug 27, 2014 |
| Y••• A•• F•••• L•••no longer reported | Hedge Fund | $264M | 1 | Aug 17, 2018 |
| Y••• S•••••• O••••••••• F••• I•• L••• | Private Equity Fund | $231M | 12 | Aug 29, 2013 |
| Y••• T••••••• E••••• F•••• L••• | Hedge Fund | $210M | 3 | Mar 26, 2019 |
| Y••• S•••••• O••••••••• F••• I•••• L••• | Private Equity Fund | $201M | 76 | Aug 17, 2018 |
| Y••• A•••• E•••• D••••• U•••• F•••no longer reported | Other Private Fund | $200M | 33 | Aug 24, 2012 |
| Y••• S••••• M••••• F•••• L•••no longer reported | Hedge Fund | $195M | 108 | Mar 30, 2012 |
| E•••• C••••••• L••• | Hedge Fund | $108M | 1 | Sep 6, 2017 |
| Y••• G••••• F•••••• 3• S•• R••• | Other Private Fund | $98.1M | 1 | Mar 27, 2023 |
| Y••• J•••• F•••••• M••••• F•••• L•••no longer reported | Hedge Fund | $87.9M | 21 | Aug 26, 2019 |
| Y••• C••••• O••••••••• I••••••••• M••••• F•••• L••• | Hedge Fund | $85.8M | 281 | Feb 25, 2013 |
| Y••• C••••• O••••••••• F•••• L••• | Hedge Fund | $78.7M | 370 | Aug 24, 2012 |
| Z••• C•••••• P•••••••• L•••no longer reported | Hedge Fund | $77.2M | 3 | Jun 9, 2021 |
| Y••• G••••• C••••• I••••• F•••• L•••no longer reported | Hedge Fund | $75.0M | 10 | Aug 24, 2012 |
| Y••• S•••••• O••••••••• F••• I•• L••• | Private Equity Fund | $73.8M | 2 | Aug 29, 2013 |
| K•••••• M••••• F•••• L••• | Hedge Fund | $68.1M | 1 | Aug 29, 2013 |
| Y••• E•••• D••••• U•••• F•••no longer reported | Other Private Fund | $66.7M | 43 | Aug 24, 2012 |
| Y••• M••••••••• M••••• F•••• L••• | Hedge Fund | $62.1M | 43 | Mar 30, 2012 |
| Y••• E••••••• O••••••••• I••••••••• M••••• F•••• L••• | Hedge Fund | $58.6M | 155 | Feb 25, 2013 |
| Y••• O••••••• D••••••••• M••••••• F•••• L•••no longer reported | Private Equity Fund | $50.0M | 50 | Mar 30, 2012 |
| Y••• S••••• S••••••• M••••• F•••• L••• | Hedge Fund | $46.6M | 40 | Mar 22, 2018 |
| Y••• S••••• I•••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $40.3M | 24 | Mar 30, 2012 |
| Y••• C•••••• M••••••••• L••• | Hedge Fund | $37.9M | 151 | Aug 24, 2012 |
| Y••• M••••••••• I••••••••• O••••••••• I• L•••no longer reported | Hedge Fund | $20.0M | 1 | Sep 6, 2017 |
| Y••• E••••••• F•••• M••••• F•••• L••• | Hedge Fund | $15.2M | 54 | Mar 30, 2012 |
| Y••• E••••••• S••••••••• F•••• L••no longer reported | Other Private Fund | $14.0M | 53 | Mar 30, 2012 |
| Y••• E••••••• C•••••• S••••••••• I••••• M••••• F•••• L•••no longer reported | Hedge Fund | $13.1M | 24 | Feb 22, 2016 |
| Y••• T•••• R••••• M••••• F•••• L••• | Hedge Fund | $6.5M | 35 | Mar 30, 2012 |
| Y••• E••••••• S•••••••• I•••••••• H••••••• F•••• L••• | Hedge Fund | $4.3M | 5 | Feb 4, 2015 |
| Y••• I•••••••• D•••••••• F•••• L•• | Hedge Fund | $2.6M | 22 | Sep 6, 2017 |
| Y••• E••••••• S•••••••• M••••• M•••••• L••• | Hedge Fund | $2.5M | 2 | Aug 17, 2018 |
Owners and control persons
Schedule A and B, latest filing
- D••••• J••••• G••••• · Foundercontrolsince 10/1991 · owns 25% to 50%
- F••••• M•••••• G••••••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- J•••••• J•••••••• Z••••• · Portfolio M••••••, Partnercontrolsince 01/2009 · owns less than 5%
- T••••••••• B••••• S••••• · Chief Operating Officer & General Counselcontrolsince 07/2021 · owns less than 5%
- V••••••• W••••••• C•••••• · Managing Partner & Chief Investment Officercontrolsince 06/2017 · owns 5% to 10%
- Z••••• M••••••• H• · Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- A•••••• C••••••••• N•• · Former Partnersince 01/2021 · owns less than 5%
- S•••••••• D•••••• A•••••••• · Former Partnersince 01/2019 · owns 10% to 25%
Entity owners
- C••••• S••••• M•••••• H••••••• L•••••• · Passive Investordirect · owns 25% to 50% · public reporting company
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $1,617,664,000 to $3,264,539,523 (+102.0%) between the annual amendments of 2025-03-26 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 94.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,368) · 94% percentile
What changed
consecutive filings, newest first
- Assets in custody · $1.6B to $3.3BMar 26, 2025 to Mar 27, 2026
- Employees · 45 to 43Mar 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.6B to $3.3BMar 26, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.6B to $3.3BMar 26, 2025 to Mar 27, 2026
- RAUM · $1.6B to $3.3BMar 26, 2025 to Mar 27, 2026
- Accounts · 20 to 17Feb 12, 2025 to Mar 26, 2025
- Pooled vehicle clients · 20 to 17Feb 12, 2025 to Mar 26, 2025
- Assets in custody · $1.7B to $1.6BFeb 12, 2025 to Mar 26, 2025
- Employees · 50 to 45Feb 12, 2025 to Mar 26, 2025
- Financial planning clients · unset to Feb 12, 2025 to Mar 26, 2025
- Private funds · 20 to 17Feb 12, 2025 to Mar 26, 2025
- Discretionary RAUM · $1.7B to $1.6BFeb 12, 2025 to Mar 26, 2025
- Pooled vehicle RAUM · $1.7B to $1.6BFeb 12, 2025 to Mar 26, 2025
- RAUM · $1.7B to $1.6BFeb 12, 2025 to Mar 26, 2025
- Accounts · 28 to 20Jun 9, 2023 to Mar 27, 2024
- Advisory employees · 12 to 11Jun 9, 2023 to Mar 27, 2024
- Pooled vehicle clients · 28 to 20Jun 9, 2023 to Mar 27, 2024
- Assets in custody · $2.1B to $1.7BJun 9, 2023 to Mar 27, 2024
- Employees · 53 to 50Jun 9, 2023 to Mar 27, 2024
- Private funds · 26 to 20Jun 9, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.1B to $1.7BJun 9, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.1B to $1.7BJun 9, 2023 to Mar 27, 2024
- RAUM · $2.1B to $1.7BJun 9, 2023 to Mar 27, 2024
- Accounts · 29 to 28Jul 5, 2022 to Mar 27, 2023
- Advisory employees · 10 to 12Jul 5, 2022 to Mar 27, 2023
- Pooled vehicle clients · 29 to 28Jul 5, 2022 to Mar 27, 2023
- Assets in custody · $6.3B to $2.1BJul 5, 2022 to Mar 27, 2023
- Employees · 64 to 53Jul 5, 2022 to Mar 27, 2023
- Private funds · 27 to 26Jul 5, 2022 to Mar 27, 2023
- Discretionary RAUM · $6.3B to $2.1BJul 5, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $6.3B to $2.1BJul 5, 2022 to Mar 27, 2023
- RAUM · $6.3B to $2.1BJul 5, 2022 to Mar 27, 2023
- Accounts · 46 to 29Dec 3, 2021 to Mar 28, 2022
- Advisory employees · 48 to 10Dec 3, 2021 to Mar 28, 2022
- Pooled vehicle clients · 46 to 29Dec 3, 2021 to Mar 28, 2022
- Assets in custody · $17B to $6.3BDec 3, 2021 to Mar 28, 2022
- Employees · 159 to 64Dec 3, 2021 to Mar 28, 2022
- Other offices · 2 to 0Dec 3, 2021 to Mar 28, 2022
- Private funds · 32 to 27Dec 3, 2021 to Mar 28, 2022
- Discretionary RAUM · $17B to $6.3BDec 3, 2021 to Mar 28, 2022
Signals
17 dated events
- Y••• C•••••• M••••••••• reported RAUM $3.3B, up 102% from $1.6B (2025-03-26 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- G••••••• M••••• F•••• (Chief Compliance Officer) appeared on Schedule A of Y••• C•••••• M•••••••••Mar 27, 2024 · Control person joined · fact
- Y••• C•••••• M••••••••• reported RAUM $2.1B, down 67% from $6.3B (2022-07-05 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- Joseph John Fosina (Co-Chief Operating Officer & Chief Financial Officer) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2022-07-05, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- M•••••• Z•••• (Chief Financial Officer) appeared on Schedule A of Y••• C•••••• M•••••••••Mar 27, 2023 · Control person joined · fact
- Y••• C•••••• M••••••••• reported RAUM $6.3B, down 62% from $16.8B (2021-12-03 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Paul Richard Swanson (Chief Legal Officer) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2021-12-03, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- Abdul Akbar Rafiq (Portfolio Manager, Partner) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2021-12-03, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- Masahiko Yamaguchi (Portfolio Manager, Partner) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2021-11-03, absent 2021-12-03)Dec 3, 2021 · Control person left · inference
- Paul Nathan Romano (President & Chief Operating Officer) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2021-06-09, absent 2021-07-15)Jul 15, 2021 · Control person left · inference
- Matthew Jeremy Blank (Partner) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2020-09-10, absent 2021-01-11)Jan 11, 2021 · Control person left · inference
- Louise Jeanne Manischewitz (Partner) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2020-09-10, absent 2021-01-11)Jan 11, 2021 · Control person left · inference
- David Mark Schein (Chief Compliance Officer) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2020-03-27, absent 2020-09-10)Sep 10, 2020 · Control person left · inference
- Mark David Damast (Partner) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2019-12-18, absent 2020-03-23)Mar 23, 2020 · Control person left · inference
- Alexander Daniel Schwartz (Retired) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2019-12-18, absent 2020-03-23)Mar 23, 2020 · Control person left · inference
- Marc Herman Christian Reyntjens (Ceo York Uk Advisors, Partner) no longer on Schedule A of Y••• C•••••• M••••••••• (listed 2019-12-18, absent 2020-03-23)Mar 23, 2020 · Control person left · inference
- Steven Brian Traficante (General Counsel) appeared on Schedule A of Y••• C•••••• M•••••••••Aug 26, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Y••• C•••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- Y••• C•••••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/york-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- Y•••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-300-1300reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026