DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
Y••• S•••••• L•••
Gross asset value
$352M
as of Sep 6, 2017; not a fund size
Peak GAV
$838M
highest filing
Owners
69
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
36%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
0%
Reported
20 filings
Aug 24, 2012 to Sep 6, 2017
Reporting history
one row per Form ADV filing
Gross asset value$352M as of Sep 6, 2017
Aug 24, 2012$430M then
Owners69 as of Sep 6, 2017
Aug 24, 2012100 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-129845reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New Y••• MellonNew Y•••, New York
- Credit Suisse Securities (USA) LLCNew Y•••, New York
- Goldman Sachs & Co. LLCNew Y•••, New York
- J.P. Morgan Clearing Corp.New Y•••, New York
- Morgan Stanley & Co. LLCNew Y•••, New York
- State StreetBoston, Massachusetts
- UBS Securities LLCNew Y•••, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 36%reportedadviser and related persons