DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserRoseville, CaliforniaCRD 140702SEC 801-68326IAPD
Legal name Tmfs Sacramento LLC
Latest filing Mar 9, 2015
First filing on the tape Nov 9, 2011 · 9 filings
RAUM
$207M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$207M as of Mar 9, 2015
Mar 28, 2012$125M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 9, 2015
Mar 28, 20120 then
Employees (5.A)3 as of Mar 9, 2015
Mar 27, 20133 then
Private funds: no history
RAUM +8.9% over the last fiscal year+18% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 9, 2015; every figure names its basis
RAUM per advisor
$69.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$130,346derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,587reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Gardner Kenneth Bielejeski · Senior Investment Advisor, Managing Partner, Chief Compliance Officercontrol
      since 10/2005 · owns 25% to 50%
    • Sean Dugan · Membercontrol
      since 05/2006 · owns 75% or more of Pensco Trust Co Fbo Sean Dugan Ira
    • Rae Heidi Davis · Member
      since 10/2005 · owns 10% to 25%
    • Ann Kathleen Davis · Member
      since 10/2005 · owns 10% to 25%
    • William Thomas Marley · Member
      since 01/2006 · owns 5% to 10%
    Entity owners
    • Pensco Trust Co Fbo Sean Dugan Ira · Member
      direct · owns 25% to 50%
    • Pensco Trust Co Fbo John Davis Ira · Member
      direct · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,481 to 1,587
      Oct 31, 2014 to Mar 9, 2015
    • Discretionary RAUM · $190M to $207M
      Oct 31, 2014 to Mar 9, 2015
    • RAUM · $190M to $207M
      Oct 31, 2014 to Mar 9, 2015
    • Accounts · 1,334 to 1,481
      Mar 27, 2013 to Mar 28, 2014
    • Discretionary RAUM · $148M to $190M
      Mar 27, 2013 to Mar 28, 2014
    • RAUM · $148M to $190M
      Mar 27, 2013 to Mar 28, 2014
    • Accounts · 1,274 to 1,334
      Dec 20, 2012 to Mar 27, 2013
    • Discretionary RAUM · $125M to $148M
      Dec 20, 2012 to Mar 27, 2013
    • RAUM · $125M to $148M
      Dec 20, 2012 to Mar 27, 2013
    • Advisory employees · unset to 3.0
      May 30, 2012 to Nov 8, 2012
    • Employees · unset to 3.0
      May 30, 2012 to Nov 8, 2012
    • State-registered IARs · 0 to 3
      May 30, 2012 to Nov 8, 2012
    • Accounts · 1,131 to 1,274
      Nov 9, 2011 to Mar 28, 2012
    • Insurance-licensed employees · unset to 0.0
      Nov 9, 2011 to Mar 28, 2012
    • Discretionary RAUM · $117M to $125M
      Nov 9, 2011 to Mar 28, 2012
    • RAUM · $117M to $125M
      Nov 9, 2011 to Mar 28, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026