DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• A•••• M••••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Jun 13, 2017 · 17 filings
SEC status approved since Jul 13, 2017
RAUM
$469M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
66%
$308M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$93.7M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$469M as of Mar 11, 2026
Mar 16, 2018$164M then
HNW client RAUM$302M as of Mar 11, 2026
Mar 16, 2018$59.2M then
State-registered IARs (5.B.3)5 as of Mar 11, 2026
Mar 16, 20183 then
Employees (5.A)5 as of Mar 11, 2026
Mar 16, 20183 then
Private funds1 as of Mar 11, 2026
Mar 16, 20181 then
RAUM +2.2% over the last fiscal year+9.5% a year over threeIARs 4 to 5offices 1 to 2
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $93.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 16derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $3.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -15%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $160M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$302M65%
- Pooled investment vehicles$160M34%
- Individuals$5.9M1.3%
- Individual clients
- 17reported
- HNW clients
- 65reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 139reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $160M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.66 fund_share=0.34 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• H••••• H•••••• | Tampa, Fl | Jan 1, 2026 | 22 y | 0 |
| P••• A••• L••• | Tampa, Fl | Jan 1, 2026 | 35 y | 0 |
| C••••••••• J•••• H•••••• | Tampa, Fl | Jan 1, 2026 | 22 y | 0 |
| N••••••• D••••• A••••• | Jacksonville, Fl | Jan 5, 2026 | 10 y | 1 |
| J•••• E•••• W•••• | Saint John, Fl | Feb 24, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• P•••••••• L•• | Hedge Fund | $169M | 42 | Jun 13, 2017 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• C••••••••• J•••• · Managing Membercontrolsince 06/2004 · owns 25% to 50%
- H••••••• W••••••• H••••• · Managing Member And Ccocontrolsince 06/2004 · owns 25% to 50%
- T•••••••• J•••• T••••• · Shareholdercontrolsince 10/1983 · owns 25% to 50% of W•••••
- T•••••••• L••••••• H• · Shareholdercontrolsince 10/1983 · owns 25% to 50% of W•••••
- L•••• P•••• A••• · Membersince 07/2016 · owns 5% to 10%
Entity owners
- W••••• H••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- W•••••• H• H•••••• J•y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 5 | 5 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 130 to 139Apr 18, 2025 to Mar 11, 2026
- Advisory employees · 3 to 5Apr 18, 2025 to Mar 11, 2026
- HNW clients · 71 to 65Apr 18, 2025 to Mar 11, 2026
- Individual clients · 26 to 17Apr 18, 2025 to Mar 11, 2026
- Employees · 4 to 5Apr 18, 2025 to Mar 11, 2026
- State-registered IARs · 4 to 5Apr 18, 2025 to Mar 11, 2026
- Other offices · 1 to 2Apr 18, 2025 to Mar 11, 2026
- Discretionary RAUM · $459M to $469MApr 18, 2025 to Mar 11, 2026
- HNW RAUM · $284M to $302MApr 18, 2025 to Mar 11, 2026
- Individual RAUM · $12.6M to $5.9MApr 18, 2025 to Mar 11, 2026
- Pension RAUM · unset to 0.0Apr 18, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $162M to $160MApr 18, 2025 to Mar 11, 2026
- RAUM · $459M to $469MApr 18, 2025 to Mar 11, 2026
- Accounts · 129 to 130Apr 3, 2024 to Apr 18, 2025
- Advisory employees · 2 to 3Apr 3, 2024 to Apr 18, 2025
- HNW clients · 68 to 71Apr 3, 2024 to Apr 18, 2025
- Assets in custody · $169M to $160MApr 3, 2024 to Apr 18, 2025
- Employees · 3 to 4Apr 3, 2024 to Apr 18, 2025
- Financial planning clients · 0 to 0Apr 3, 2024 to Apr 18, 2025
- State-registered IARs · 3 to 4Apr 3, 2024 to Apr 18, 2025
- Other offices · 0 to 1Apr 3, 2024 to Apr 18, 2025
- Discretionary RAUM · $432M to $459MApr 3, 2024 to Apr 18, 2025
- HNW RAUM · $252M to $284MApr 3, 2024 to Apr 18, 2025
- Individual RAUM · $11.7M to $12.6MApr 3, 2024 to Apr 18, 2025
- Non-discretionary RAUM · $505,570 to $0Apr 3, 2024 to Apr 18, 2025
- Pooled vehicle RAUM · $169M to $162MApr 3, 2024 to Apr 18, 2025
- RAUM · $433M to $459MApr 3, 2024 to Apr 18, 2025
- Accounts · 107 to 129Apr 28, 2023 to Mar 27, 2024
- HNW clients · 49 to 68Apr 28, 2023 to Mar 27, 2024
- Individual clients · 22 to 26Apr 28, 2023 to Mar 27, 2024
- Assets in custody · $153M to $169MApr 28, 2023 to Mar 27, 2024
- Financial planning clients · 51-100 to 0Apr 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $353M to $432MApr 28, 2023 to Mar 27, 2024
- HNW RAUM · $195M to $252MApr 28, 2023 to Mar 27, 2024
- Individual RAUM · $8.9M to $11.7MApr 28, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $4.0M to $505,570Apr 28, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $153M to $169MApr 28, 2023 to Mar 27, 2024
- RAUM · $357M to $433MApr 28, 2023 to Mar 27, 2024
- Accounts · 108 to 107May 10, 2022 to Mar 31, 2023
- HNW clients · 47 to 49May 10, 2022 to Mar 31, 2023
Signals
2 dated events
- C•••• A•••• M••••••••• L•• reported RAUM $359.0M, up 53% from $235.0M (2020-06-23 to 2021-03-16)Mar 16, 2021 · RAUM change · derived
- C•••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 13, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 813-805-0777reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- C••••VALUE.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 813-805-0777reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026