DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• F•••••••• G••••• I•••
Latest filing Feb 17, 2026
First filing on the tape Feb 2, 2017 · 21 filings
SEC status approved since Feb 13, 2017
RAUM
$379M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
95%
$361M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$189M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$379M as of Feb 17, 2026
Mar 9, 2018$158M then
HNW client RAUM$303M as of Feb 17, 2026
Mar 9, 2018$118M then
State-registered IARs (5.B.3)2 as of Feb 17, 2026
Mar 9, 20182 then
Employees (5.A)4 as of Feb 17, 2026
Mar 9, 20184 then
Private funds: no history
RAUM +15% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $189MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $814,285derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $88.3M, 65 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$303M80%
- Individuals$57.8M15%
- Charitable organizations$17.7M4.7%
- Individual clients
- 113reported
- HNW clients
- 56reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 465reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $88.3M for 65 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• H•••• A••••••Certified Financial Planner | West Palm Beach, Fl | Dec 4, 1992 | 33 y | 0 |
| D••• G•••••• R•••••••Certified Financial Planner | West Palm Beach, Fl | Sep 21, 2007 | 43 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••• G•••••• R••••••• from F•• S••••••••• C•••••••••Sep 21, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• M••••••• H•••• · President, Chief Compliance Officercontrolsince 05/1988 · owns 50% to 75%
- A••••••• M••••••• L••• · Secretary/Treasurercontrolsince 04/1991 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Palm Beach, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Feb 17, 2026discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 464 to 465Mar 6, 2025 to Feb 17, 2026
- HNW clients · 88 to 56Mar 6, 2025 to Feb 17, 2026
- Individual clients · 115 to 113Mar 6, 2025 to Feb 17, 2026
- Assets in custody · $79.9M to $88.3MMar 6, 2025 to Feb 17, 2026
- Financial planning clients · 11-25 to 1-10Mar 6, 2025 to Feb 17, 2026
- HNW RAUM · $267M to $303MMar 6, 2025 to Feb 17, 2026
- Individual RAUM · $45.7M to $57.8MMar 6, 2025 to Feb 17, 2026
- Non-discretionary RAUM · $329M to $379MMar 6, 2025 to Feb 17, 2026
- RAUM · $329M to $379MMar 6, 2025 to Feb 17, 2026
- Accounts · 459 to 464Feb 12, 2024 to Mar 6, 2025
- Advisory employees · 4 to 3Feb 12, 2024 to Mar 6, 2025
- HNW clients · 82 to 88Feb 12, 2024 to Mar 6, 2025
- Individual clients · 121 to 115Feb 12, 2024 to Mar 6, 2025
- Assets in custody · $65.7M to $79.9MFeb 12, 2024 to Mar 6, 2025
- Employees · 5 to 4Feb 12, 2024 to Mar 6, 2025
- Financial planning clients · 11-25 to 11-25Feb 12, 2024 to Mar 6, 2025
- HNW RAUM · $218M to $267MFeb 12, 2024 to Mar 6, 2025
- Individual RAUM · $47.7M to $45.7MFeb 12, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $281M to $329MFeb 12, 2024 to Mar 6, 2025
- RAUM · $281M to $329MFeb 12, 2024 to Mar 6, 2025
- Accounts · 456 to 459Nov 6, 2023 to Feb 12, 2024
- Advisory employees · 3 to 4Nov 6, 2023 to Feb 12, 2024
- HNW clients · 79 to 82Nov 6, 2023 to Feb 12, 2024
- Individual clients · 122 to 121Nov 6, 2023 to Feb 12, 2024
- Assets in custody · $47.1M to $65.7MNov 6, 2023 to Feb 12, 2024
- Employees · 4 to 5Nov 6, 2023 to Feb 12, 2024
- HNW RAUM · $171M to $218MNov 6, 2023 to Feb 12, 2024
- Individual RAUM · $43.0M to $47.7MNov 6, 2023 to Feb 12, 2024
- Non-discretionary RAUM · $228M to $281MNov 6, 2023 to Feb 12, 2024
- RAUM · $228M to $281MNov 6, 2023 to Feb 12, 2024
- Accounts · 445 to 456Nov 16, 2022 to Feb 1, 2023
- HNW clients · 81 to 79Nov 16, 2022 to Feb 1, 2023
- Individual clients · 113 to 122Nov 16, 2022 to Feb 1, 2023
- Assets in custody · $24.1M to $47.1MNov 16, 2022 to Feb 1, 2023
- HNW RAUM · $211M to $171MNov 16, 2022 to Feb 1, 2023
- Individual RAUM · $44.6M to $43.0MNov 16, 2022 to Feb 1, 2023
- Non-discretionary RAUM · $272M to $228MNov 16, 2022 to Feb 1, 2023
- RAUM · $272M to $228MNov 16, 2022 to Feb 1, 2023
- Assets in custody · unset to 24127063.0Mar 14, 2022 to Nov 16, 2022
- Custody of client assets · false to trueMar 14, 2022 to Nov 16, 2022
Signals
1 dated events
- A•••••• F•••••••• G••••• I••• filed its initial SEC registration (Form ADV)Feb 2, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 561-833-7080reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 561-833-7399reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/agnello-financial-group-increportedpublic record, Form ADV, Sep 19, 2026
- Website
- a••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-833-7080reportedpublic record, Form ADV, Feb 17, 2026
- Contact form
- agnellofinancial.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $189Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026