DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• I••••••••• M••••••••• L•••
Latest filing Mar 27, 2026
First filing on the tape Mar 28, 2012 · 30 filings
SEC status approved since Aug 24, 2010
RAUM
$3.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.0%
$35.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$3.6B
derived; firm RAUM over IAPD count
Employees
16
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$3.6B as of Mar 27, 2026
Mar 28, 2012$184M then
HNW client RAUM$8.8M as of Mar 27, 2026
Mar 30, 2019$25.3M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 28, 20120 then
Employees (5.A)16 as of Mar 27, 2026
Apr 1, 20134 then
Private funds1 as of Mar 31, 2017
Mar 28, 20122 then
RAUM +34% over the last fiscal year+24% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $3.6BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 183derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $17.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 16.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3.5B99%
- Individuals$26.4M0.7%
- High-net-worth individuals$8.8M0.2%
- Individual clients
- 177reported
- HNW clients
- 6reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 203reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=10.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••••• S• K•••• | Manhattan Beach, Ca | Jun 4, 2020 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• M•••••• V••••••••• to C•••••• C•••••• L••Aug 14, 2010 · Other
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• G••• I•••••••• D•••••••• F•••• L•no longer reported | Hedge Fund | $3.4M | 1 | Mar 28, 2012 |
| C•••••• G••••• T••••••• F••• 2•• L•no longer reported | Hedge Fund | $320,000 | 1 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••• M•••••• T•••••• · Chief Investment Officer; Chief Executive Officer; Limited Partnercontrolsince 04/2012 · owns 75% or more
- K••••• J•••••••• S• · Chief Operating Officercontrolsince 11/2020 · owns less than 5%
- T•••• D••••••• N••••• · Chief Compliance Officersince 05/2018 · owns less than 5%
- E••••• D•••••• A••• · Trusteesince 01/2020 · owns F of L•••••• E•••••••• R••••••••• T••••
Entity owners
- C•••••• G•• L•• · General Partnerdirect · owns less than 5%
- C•••••• I••••••••• H••••••• I•• L•• · Limited Partnerdirect · owns less than 5%
- C•••••• I••••••••• H•••••••• L•• · Limited Partnerdirect · owns less than 5%
- L•••••• E•••••••• R••••••••• T•••• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 282 to 203Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 3 to 4Mar 28, 2025 to Mar 27, 2026
- Individual clients · 189 to 177Mar 28, 2025 to Mar 27, 2026
- Employees · 13 to 16Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.7B to $3.6BMar 28, 2025 to Mar 27, 2026
- HNW RAUM · $4.6M to $8.8MMar 28, 2025 to Mar 27, 2026
- Individual RAUM · $25.0M to $26.4MMar 28, 2025 to Mar 27, 2026
- RAUM · $2.7B to $3.6BMar 28, 2025 to Mar 27, 2026
- Accounts · 300 to 282Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 8 to 10Mar 28, 2024 to Mar 28, 2025
- HNW clients · 4 to 6Mar 28, 2024 to Mar 28, 2025
- Individual clients · 202 to 189Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.2B to $2.7BMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $4.9M to $4.6MMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $25.9M to $25.0MMar 28, 2024 to Mar 28, 2025
- RAUM · $2.2B to $2.7BMar 28, 2024 to Mar 28, 2025
- Accounts · 316 to 300Jun 12, 2023 to Mar 28, 2024
- BD registered reps · 6 to 8Jun 12, 2023 to Mar 28, 2024
- HNW clients · 5 to 4Jun 12, 2023 to Mar 28, 2024
- Individual clients · 218 to 202Jun 12, 2023 to Mar 28, 2024
- Employees · 11 to 13Jun 12, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.9B to $2.2BJun 12, 2023 to Mar 28, 2024
- HNW RAUM · $6.1M to $4.9MJun 12, 2023 to Mar 28, 2024
- Individual RAUM · $29.7M to $25.9MJun 12, 2023 to Mar 28, 2024
- RAUM · $1.9B to $2.2BJun 12, 2023 to Mar 28, 2024
- Accounts · 330 to 316Mar 30, 2022 to Feb 14, 2023
- BD registered reps · 7 to 6Mar 30, 2022 to Feb 14, 2023
- Individual clients · 229 to 218Mar 30, 2022 to Feb 14, 2023
- Employees · 12 to 11Mar 30, 2022 to Feb 14, 2023
- HQ city · EL SEGUNDO to MANHATTAN BEACHMar 30, 2022 to Feb 14, 2023
- State-registered IARs · 3 to 2Mar 30, 2022 to Feb 14, 2023
- Discretionary RAUM · $1.2B to $1.9BMar 30, 2022 to Feb 14, 2023
- HNW RAUM · $6.1M to $6.1MMar 30, 2022 to Feb 14, 2023
- Individual RAUM · $31.9M to $29.7MMar 30, 2022 to Feb 14, 2023
- RAUM · $1.2B to $1.9BMar 30, 2022 to Feb 14, 2023
- Accounts · 357 to 330Mar 30, 2021 to Mar 30, 2022
- BD registered reps · 3 to 7Mar 30, 2021 to Mar 30, 2022
- Individual clients · 247 to 229Mar 30, 2021 to Mar 30, 2022
- Employees · 7 to 12Mar 30, 2021 to Mar 30, 2022
Signals
7 dated events
- C•••••• I••••••••• M••••••••• L••• reported RAUM $3.6B, up 34% from $2.7B (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- C•••••• I••••••••• M••••••••• L••• reported RAUM $1.9B, up 54% from $1.2B (2022-03-30 to 2023-02-14)Feb 14, 2023 · RAUM change · derived
- C•••••• I••••••••• M••••••••• L••• reported RAUM $1.2B, up 38% from $878.8M (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- S Jonathan Keetz (Chief Operating Officer) appeared on Schedule A of C•••••• I••••••••• M••••••••• L•••Dec 10, 2020 · Control person joined · fact
- Dean Michael Vanderhoof (Trustee) no longer on Schedule A of C•••••• I••••••••• M••••••••• L••• (listed 2019-03-30, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Dean Michael Vanderhoof (Trustee) appeared on Schedule A of C•••••• I••••••••• M••••••••• L•••Mar 30, 2019 · Control person joined · fact
- C•••••• I••••••••• M••••••••• I•• reported succeeding to the business of Another Adviser (Form ADV Item 4)May 9, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cambria-investment-management-inc-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- cambriafunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-683-5500reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.6Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026