DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

J••• C•••••• M••••••••• I•••

Independent wealth managerEugene, OregonCRD 142109SEC 801-136722websiteIAPD
Latest filing Jun 22, 2026
First filing on the tape Mar 1, 2012 · 3 filings
SEC status approved since Jul 13, 2026
RAUM
$167M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$166M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$167M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$167M as of Jun 22, 2026
Mar 27, 2012$42.9M then
HNW client RAUM: $156M
State-registered IARs (5.B.3)1 as of Jun 22, 2026
Mar 27, 20120 then
Employees (5.A): 1
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$167MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
43derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$6.3MderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$156M94%
  • Individuals$9.5M5.7%
  • Charitable organizations$652,3640.4%
  • Corporations and businesses$36,8450.0%
Individual clients
18reported
HNW clients
25reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
162reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••• E•••• P•••••••Chartered Financial AnalystEugene, OrJun 11, 201025 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • P•••••••• J••••• E•••• · President/Chief Compliance Officercontrol
    since 09/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • business activity changedChange between filings · filing Jun 22, 2026
    financial planning (Item 5.G.1): yes on the filing of 2012-03-27, no on the filing of 2026-06-22
    peers: independent wealth managers, $100M to $500M (5,676)
  • compensation changedChange between filings · filing Jun 22, 2026
    performance-based compensation (Item 5.E.6): no on the filing of 2012-03-27, yes on the filing of 2026-06-22
    peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
  • Accounts · 221 to 162
    Mar 27, 2012 to Jun 22, 2026
  • Advisory employees · unset to 1.0
    Mar 27, 2012 to Jun 22, 2026
  • Advisory activities · 3 to 1
    Mar 27, 2012 to Jun 22, 2026
  • HNW clients · unset to 25.0
    Mar 27, 2012 to Jun 22, 2026
  • Individual clients · unset to 18.0
    Mar 27, 2012 to Jun 22, 2026
  • Employees · unset to 1.0
    Mar 27, 2012 to Jun 22, 2026
  • Financial planning clients · 1-10 to 0
    Mar 27, 2012 to Jun 22, 2026
  • State-registered IARs · 0 to 1
    Mar 27, 2012 to Jun 22, 2026
  • Legal name · JP CAPITAL MANAGEMENT, INC. to J••• C•••••• M••••••••• I•••
    Mar 27, 2012 to Jun 22, 2026
  • Other offices · unset to 0.0
    Mar 27, 2012 to Jun 22, 2026
  • Discretionary RAUM · $42.5M to $162M
    Mar 27, 2012 to Jun 22, 2026
  • HNW RAUM · unset to 156367242.0
    Mar 27, 2012 to Jun 22, 2026
  • Individual RAUM · unset to 9542535.0
    Mar 27, 2012 to Jun 22, 2026
  • Non-discretionary RAUM · $334,698 to $4.5M
    Mar 27, 2012 to Jun 22, 2026
  • RAUM · $42.9M to $167M
    Mar 27, 2012 to Jun 22, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
JPCAPITALMGMT.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
541-343-2064reportedpublic record, Form ADV, Jun 22, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$167Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026