DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••••• E••••• C•••••••••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 23 filings
SEC status approved since Feb 21, 2007
RAUM
$3.3B
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
61
21 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$3.3B as of Mar 30, 2026
Mar 30, 2012$628M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 31, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)61 as of Mar 30, 2026
Mar 28, 201350 then
Private funds4 as of Mar 30, 2026
Mar 28, 20141 then
RAUM -28% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $164MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $257M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 20reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $257M for 20 clientsreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••••• E••••• O•• • G•• F••• I••• L••• | Private Equity Fund | $1.8B | 85 | Apr 1, 2015 |
| R•••••••• E••••• O•• • G•• F••• I•• L••• | Private Equity Fund | $672M | 47 | Mar 31, 2021 |
| R•••••••• E••••• O•• • G•• F••• I•• L• | Private Equity Fund | $515M | 67 | Mar 28, 2014 |
| R••• F••• I• C••••••• L• | Private Equity Fund | $64.9M | 15 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• D•••••• V•••••• · Senior Vice President; General Counsel & Secretarycontrolsince 08/2000 · owns less than 5%
- H•••••••• M••••• E•••••• · Vp-Legal & Chief Compliance Officercontrolsince 03/2007 · owns less than 5%
- L•••• K••••••• W• · Presidentcontrolsince 06/2009 · owns less than 5%
- L••••••• S•••••• J•••• · Managing Directorcontrolsince 03/2021 · owns less than 5%
- M•••••••• K•••••••• P••••••• · Executive Vice President And Chief Financial Officercontrolsince 12/2000 · owns less than 5%
- S•••• N•••• · Chief Operating Officercontrolsince 07/2017 · owns less than 5%
- S••••••• M••••••• E•••• · Executive Chairman & Sr Managing Director; Ownercontrolsince 03/2011 · owns 10% to 25%
- W•••••• G••• · Executive Vice President - Geosciencecontrolsince 09/2024 · owns less than 5%
Entity owners
- S•••••• F••••• C•••••• T••••• M•••••• E• S••••••• T•••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- R•••••••• I•••••••••investment advisernRAUM $1.8B
- R•••••••• P•••••• E••••• P•••••••investment adviserpooled vehicle sponsornRAUM $750M
Advisers that list R•••••••• E••••• C••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Houston, TX19 employees
- Palm Beach, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $4,525,936,418 to $3,281,156,957 (-28.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 4.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 3.7% percentile
What changed
consecutive filings, newest first
- Accounts · 21 to 20Sep 16, 2025 to Mar 30, 2026
- Advisory employees · 20 to 21Sep 16, 2025 to Mar 30, 2026
- Assets in custody · $223M to $257MSep 16, 2025 to Mar 30, 2026
- Employees · 68 to 61Sep 16, 2025 to Mar 30, 2026
- Private funds · 5 to 4Sep 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.0B to $2.6BSep 16, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $907M to $701MSep 16, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.9B to $3.3BSep 16, 2025 to Mar 30, 2026
- RAUM · $3.9B to $3.3BSep 16, 2025 to Mar 30, 2026
- Financial planning clients · unset to May 7, 2025 to Jun 4, 2025
- Non-discretionary RAUM · $1.6B to $907MMay 7, 2025 to Jun 4, 2025
- Pooled vehicle RAUM · $4.5B to $3.9BMay 7, 2025 to Jun 4, 2025
- RAUM · $4.5B to $3.9BMay 7, 2025 to Jun 4, 2025
- Accounts · 20 to 21Mar 31, 2025 to May 7, 2025
- Private funds · 4 to 5Mar 31, 2025 to May 7, 2025
- Advisory activities · 2 to 1Oct 8, 2024 to Mar 31, 2025
- Charity clients · unset to 0.0Oct 8, 2024 to Mar 31, 2025
- Corporate clients · unset to 0.0Oct 8, 2024 to Mar 31, 2025
- HNW clients · unset to 0.0Oct 8, 2024 to Mar 31, 2025
- Individual clients · unset to 0.0Oct 8, 2024 to Mar 31, 2025
- Pension plan clients · unset to 0.0Oct 8, 2024 to Mar 31, 2025
- Pooled vehicle clients · 18 to 20Oct 8, 2024 to Mar 31, 2025
- Assets in custody · $459M to $223MOct 8, 2024 to Mar 31, 2025
- Other offices · 2 to 1Oct 8, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.2B to $3.0BOct 8, 2024 to Mar 31, 2025
- HNW RAUM · unset to 0.0Oct 8, 2024 to Mar 31, 2025
- Individual RAUM · unset to 0.0Oct 8, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $841M to $1.6BOct 8, 2024 to Mar 31, 2025
- Pension RAUM · unset to 0.0Oct 8, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.1B to $4.5BOct 8, 2024 to Mar 31, 2025
- RAUM · $4.0B to $4.5BOct 8, 2024 to Mar 31, 2025
- HQ city · MONTVALE to HOUSTONMar 29, 2024 to Oct 8, 2024
- HQ state · NJ to TXMar 29, 2024 to Oct 8, 2024
- Accounts · 21 to 20Oct 4, 2023 to Mar 29, 2024
- Advisory employees · 19 to 20Oct 4, 2023 to Mar 29, 2024
- Pooled vehicle clients · 19 to 18Oct 4, 2023 to Mar 29, 2024
- Assets in custody · $5.0B to $459MOct 4, 2023 to Mar 29, 2024
- Employees · 58 to 68Oct 4, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.0B to $3.2BOct 4, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $830M to $841MOct 4, 2023 to Mar 29, 2024
Signals
9 dated events
- G••• W••••• (Executive Vice President - Geoscience) appeared on Schedule A of R•••••••• E••••• C•••••••••Oct 8, 2024 · c•••••• person joined · fact
- Spencer Howe (Executive Vice President Of Exploration) no longer on Schedule A of R•••••••• E••••• C••••••••• (listed 2024-03-29, absent 2024-10-08)Oct 8, 2024 · c•••••• person left · inference
- Ernest Robert Swanson (Chairman Emeritus & Ceo; Owner) no longer on Schedule A of R•••••••• E••••• C••••••••• (listed 2023-10-04, absent 2024-03-29)Mar 29, 2024 · c•••••• person left · inference
- R•••••••• E••••• C••••••••• reported RAUM $3.5B, down 29% from $4.9B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Lowell Robert Gold (Executive Vice President) no longer on Schedule A of R•••••••• E••••• C••••••••• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · c•••••• person left · inference
- Jurek Samuel Lissner (Managing Director) appeared on Schedule A of R•••••••• E••••• C•••••••••Mar 31, 2021 · c•••••• person joined · fact
- Greg William Tabor (Executive Vice President) no longer on Schedule A of R•••••••• E••••• C••••••••• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · c•••••• person left · inference
- N•••• S••• (Executive Vice President-Commercial) appeared on Schedule A of R•••••••• E••••• C•••••••••Mar 29, 2019 · c•••••• person joined · fact
- Spencer Howe (Executive Vice President Of Exploration) appeared on Schedule A of R•••••••• E••••• C•••••••••Mar 29, 2019 · c•••••• person joined · fact
Across DFX
shared identifiers only, never a name match
- R•••••••• E••••• C••••••••• · Independent Sponsorsshared crd · capital_provider
- R•••••••• E••••• C••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ridgewood-energyreportedpublic record, Form ADV, Sep 19, 2026
- Website
- rwenergy2016.blogspot.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 201-447-9000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026