DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V• F•••••••• G••••• L••
Latest filing Mar 23, 2026
First filing on the tape May 31, 2018 · 14 filings
SEC status approved since Jun 28, 2018
RAUM
$350M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$349M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$87.6M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$350M as of Mar 23, 2026
Mar 19, 2019$157M then
HNW client RAUM$316M as of Mar 23, 2026
Mar 19, 2019$112M then
State-registered IARs (5.B.3)4 as of Mar 23, 2026
Mar 19, 20193 then
Employees (5.A)5 as of Mar 23, 2026
Mar 19, 20194 then
Private funds: no history
RAUM +27% over the last fiscal year+18% a year over threeIARs 3 to 4offices 2 to 3
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- $87.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $338,320derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.5%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$316M90%
- Individuals$33.1M9.4%
- Charitable organizations$992,7280.3%
- Corporations and businesses$332,0120.1%
- Individual clients
- 86reported
- HNW clients
- 119reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,036reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V•••••••• K••••••••• | Naperville, Il | Jan 29, 2007 | 23 y | 0 |
| V••••••••• S••••• V•••• | Naperville, Il | Jan 29, 2007 | 24 y | 0 |
| A••••• P••••••••• S••••••• | Glen Rock, Nj | Nov 26, 2018 | 39 y | 2 |
| P•••••• B•••••Chartered Financial Analyst | Naperville, Il | Sep 26, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• P••••••••• S••••••• from S•••••••• F••••••••• I•••Nov 26, 2018 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••••• V•••••••• · Principal/Managing Member And Cco As Of 02/2019controlsince 10/2006 · owns 25% to 50%
- V••••• V••••••••• S••••• · Principal/Managing Membercontrolsince 10/2006 · owns 25% to 50%
- V••••• S••••••• · Office Managersince 01/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Naperville, Il | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,026 to 1,036Mar 24, 2025 to Mar 23, 2026
- Advisory employees · 3 to 4Mar 24, 2025 to Mar 23, 2026
- HNW clients · 101 to 119Mar 24, 2025 to Mar 23, 2026
- Individual clients · 97 to 86Mar 24, 2025 to Mar 23, 2026
- Employees · 4 to 5Mar 24, 2025 to Mar 23, 2026
- State-registered IARs · 3 to 4Mar 24, 2025 to Mar 23, 2026
- Other offices · 2 to 3Mar 24, 2025 to Mar 23, 2026
- Discretionary RAUM · $277M to $350MMar 24, 2025 to Mar 23, 2026
- HNW RAUM · $232M to $316MMar 24, 2025 to Mar 23, 2026
- Individual RAUM · $38.6M to $33.1MMar 24, 2025 to Mar 23, 2026
- RAUM · $277M to $350MMar 24, 2025 to Mar 23, 2026
- Accounts · 941 to 1,026Mar 22, 2024 to Mar 24, 2025
- Business name · V• F•••••••• G•••• to V• F•••••••• G••••• L••Mar 22, 2024 to Mar 24, 2025
- Charity clients · 1.0 to unsetMar 22, 2024 to Mar 24, 2025
- Corporate clients · 2.0 to unsetMar 22, 2024 to Mar 24, 2025
- HNW clients · 107 to 101Mar 22, 2024 to Mar 24, 2025
- Individual clients · 101 to 97Mar 22, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 24, 2025
- HQ city · unset to Mar 22, 2024 to Mar 24, 2025
- HQ state · unset to Mar 22, 2024 to Mar 24, 2025
- Discretionary RAUM · $258M to $277MMar 22, 2024 to Mar 24, 2025
- HNW RAUM · $217M to $232MMar 22, 2024 to Mar 24, 2025
- Individual RAUM · $40.8M to $38.6MMar 22, 2024 to Mar 24, 2025
- RAUM · $258M to $277MMar 22, 2024 to Mar 24, 2025
- Accounts · 1,100 to 941Mar 14, 2023 to Mar 22, 2024
- HNW clients · 95 to 107Mar 14, 2023 to Mar 22, 2024
- Individual clients · 104 to 101Mar 14, 2023 to Mar 22, 2024
- Discretionary RAUM · $212M to $258MMar 14, 2023 to Mar 22, 2024
- HNW RAUM · $35.5M to $217MMar 14, 2023 to Mar 22, 2024
- Individual RAUM · $176M to $40.8MMar 14, 2023 to Mar 22, 2024
- RAUM · $212M to $258MMar 14, 2023 to Mar 22, 2024
- Accounts · 1,115 to 1,100Oct 21, 2022 to Mar 14, 2023
- Corporate clients · unset to 2.0Oct 21, 2022 to Mar 14, 2023
- HNW clients · 110 to 95Oct 21, 2022 to Mar 14, 2023
- Individual clients · 80 to 104Oct 21, 2022 to Mar 14, 2023
- Discretionary RAUM · $243M to $212MOct 21, 2022 to Mar 14, 2023
- HNW RAUM · $213M to $35.5MOct 21, 2022 to Mar 14, 2023
- Individual RAUM · $30.1M to $176MOct 21, 2022 to Mar 14, 2023
- RAUM · $243M to $212MOct 21, 2022 to Mar 14, 2023
- Accounts · 1,139 to 1,115Sep 28, 2021 to Feb 18, 2022
Signals
1 dated events
- V• F•••••••• G•••• filed its initial SEC registration (Form ADV)May 31, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.v•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 630-364-4529reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $87.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026