DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R••••••••• C•••••• L••••••
Latest filing Sep 25, 2025
First filing on the tape Mar 29, 2012 · 22 filings
SEC status approved since Mar 7, 2007
RAUM
$9.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$9.4B as of Sep 25, 2025
Sep 28, 2012$1.9B then
HNW client RAUM$0 as of Sep 25, 2025
Sep 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Sep 25, 2025
Sep 26, 20130 then
Employees (5.A)28 as of Sep 25, 2025
Sep 26, 201313 then
Private funds: no history
RAUM -1.7% over the last fiscal year-8.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 25, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $324MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.6B49%
- Corporations and businesses$2.2B23%
- Sovereign wealth funds$1.2B13%
- Pension and profit-sharing plans$1.2B12%
- State and municipal entities$198M2.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 29reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.49 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• M••••••• A••••• · Directorcontrolsince 04/2020 · owns less than 5%
- C••••••••• M•••• · Directorcontrolsince 09/2007 · owns less than 5%
- L••••• S•••• · Managing Directorcontrolsince 01/2019 · owns less than 5%
- M•••••• I•• · Directorcontrolsince 09/2007 · owns less than 5%
- M•••••••• K•••• · Chief Compliance Officer And Head Of Operationscontrolsince 03/2019 · owns less than 5%
- P••••••• A•••••• G••••• · Executive Directorcontrolsince 01/2019 · owns less than 5%
Entity owners
- F•••• E••••••••• P•• L•• · Shareholderdirect · owns 75% or more
- P••••••• I••••••••• M••••••••• G•••• L•••••• · Shareholderindirect · owns 75% or more of P••••••• I••••••••• M••••••••• L••••••
- P••••••• I••••••••• M••••••••• L•••••• · Shareholderindirect · owns 25% to 50% of F•••• E••••••••• P•• L••
Related persons
Schedule D 7.A
- P••••••• I••••••••• M••••••••• L••••••investment advisern
- R••••••••• C•••••• ••• L••••••investment adviseryRAUM $2.3B
Advisers that list R••••••••• C•••••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Rye Brook, NY2 employees
What changed
consecutive filings, newest first
- Accounts · 30 to 29Sep 9, 2024 to Sep 25, 2025
- Advisory activities · 2 to 3Sep 9, 2024 to Sep 25, 2025
- Corporate clients · 9 to 11Sep 9, 2024 to Sep 25, 2025
- Pension plan clients · 9 to 7Sep 9, 2024 to Sep 25, 2025
- Pooled vehicle clients · 8 to 9Sep 9, 2024 to Sep 25, 2025
- Employees · 26 to 28Sep 9, 2024 to Sep 25, 2025
- Financial planning clients · unset to Sep 9, 2024 to Sep 25, 2025
- HQ state · unset to Sep 9, 2024 to Sep 25, 2025
- Discretionary RAUM · $8.4B to $9.4BSep 9, 2024 to Sep 25, 2025
- Pension RAUM · $1.0B to $1.2BSep 9, 2024 to Sep 25, 2025
- Pooled vehicle RAUM · $4.0B to $4.6BSep 9, 2024 to Sep 25, 2025
- RAUM · $8.4B to $9.4BSep 9, 2024 to Sep 25, 2025
- Accounts · 34 to 30Sep 4, 2023 to Sep 9, 2024
- Advisory employees · 16 to 15Sep 4, 2023 to Sep 9, 2024
- Pension plan clients · 10 to 9Sep 4, 2023 to Sep 9, 2024
- Employees · 27 to 26Sep 4, 2023 to Sep 9, 2024
- Discretionary RAUM · $9.6B to $8.4BSep 4, 2023 to Sep 9, 2024
- Pension RAUM · $1.9B to $1.0BSep 4, 2023 to Sep 9, 2024
- Pooled vehicle RAUM · $3.6B to $4.0BSep 4, 2023 to Sep 9, 2024
- RAUM · $9.6B to $8.4BSep 4, 2023 to Sep 9, 2024
- Accounts · 35 to 34Jun 21, 2023 to Sep 4, 2023
- Advisory employees · 14 to 16Jun 21, 2023 to Sep 4, 2023
- Corporate clients · 10 to 9Jun 21, 2023 to Sep 4, 2023
- Employees · 25 to 27Jun 21, 2023 to Sep 4, 2023
- Discretionary RAUM · $11B to $9.6BJun 21, 2023 to Sep 4, 2023
- Pension RAUM · $2.1B to $1.9BJun 21, 2023 to Sep 4, 2023
- Pooled vehicle RAUM · $4.0B to $3.6BJun 21, 2023 to Sep 4, 2023
- RAUM · $11B to $9.6BJun 21, 2023 to Sep 4, 2023
- Accounts · 31 to 35Sep 21, 2021 to Sep 19, 2022
- Corporate clients · 9 to 10Sep 21, 2021 to Sep 19, 2022
- Pension plan clients · 8 to 10Sep 21, 2021 to Sep 19, 2022
- Pooled vehicle clients · 7 to 8Sep 21, 2021 to Sep 19, 2022
- Employees · 26 to 25Sep 21, 2021 to Sep 19, 2022
- Financial planning clients · 0 to unsetSep 21, 2021 to Sep 19, 2022
- Discretionary RAUM · $12B to $11BSep 21, 2021 to Sep 19, 2022
- Pension RAUM · $2.2B to $2.1BSep 21, 2021 to Sep 19, 2022
- Pooled vehicle RAUM · $4.6B to $4.0BSep 21, 2021 to Sep 19, 2022
- RAUM · $12B to $11BSep 21, 2021 to Sep 19, 2022
- Discretionary RAUM · $6.2B to $12BSep 9, 2020 to Sep 21, 2021
- Pension RAUM · $670M to $2.2BSep 9, 2020 to Sep 21, 2021
Signals
6 dated events
- R••••••••• C•••••• L•••••• reported RAUM $12.3B, up 99% from $6.2B (2020-09-09 to 2021-09-21)Sep 21, 2021 · RAUM change · derived
- Bruce David Coleman (Director) no longer on Schedule A of R••••••••• C•••••• L•••••• (listed 2019-08-30, absent 2020-09-09)Sep 9, 2020 · Control person left · inference
- Andrew Michael Cameron (Director) appeared on Schedule A of R••••••••• C•••••• L••••••Sep 9, 2020 · Control person joined · fact
- Louise Bridget Hill (Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of R••••••••• C•••••• L•••••• (listed 2018-10-23, absent 2019-03-14)Mar 14, 2019 · Control person left · inference
- Karen Muspratt (Chief Compliance Officer And Head Of Operations) appeared on Schedule A of R••••••••• C•••••• L••••••Mar 14, 2019 · Control person joined · fact
- R••••••••• C•••••• L•••••• reported RAUM $5.9B, up 30% from $4.6B (2017-09-28 to 2018-09-28)Sep 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/resolution-capital-limitedreportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 61 2 8258 9188reportedpublic record, Form ADV, Sep 25, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026