DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

C5 Wealth Management, LLC

Former SEC-registered adviserGreat Falls, VirginiaCRD 142430SEC 801-67336IAPD
Latest filing Mar 28, 2013
First filing on the tape Mar 29, 2012 · 2 filings
RAUM
$207M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$207M as of Mar 28, 2013
Mar 29, 2012$196M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 4
Employees (5.A): 7
Private funds: no history
RAUM +5.8% over the last fiscal year
Practice profile
derived from the filing of Mar 28, 2013; every figure names its basis
RAUM per advisor
$51.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$171,152derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,212reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Craven Paul Bennett · Managing Membercontrol
    since 10/2006 · owns 50% to 75%
  • Benson Stanley Corey · Managing Membercontrol
    since 10/2006 · owns 50% to 75%
  • Edward Mark Weber · Chief Compliance Officer
    since 10/2006 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,187 to 1,212
    Mar 29, 2012 to Mar 28, 2013
  • Advisory employees · unset to 4.0
    Mar 29, 2012 to Mar 28, 2013
  • Advisory activities · 4 to 3
    Mar 29, 2012 to Mar 28, 2013
  • Assets in custody · 4841608.0 to unset
    Mar 29, 2012 to Mar 28, 2013
  • Custody of client assets · true to false
    Mar 29, 2012 to Mar 28, 2013
  • Employees · unset to 7.0
    Mar 29, 2012 to Mar 28, 2013
  • Financial planning clients · 11-25 to unset
    Mar 29, 2012 to Mar 28, 2013
  • State-registered IARs · unset to 4.0
    Mar 29, 2012 to Mar 28, 2013
  • Discretionary RAUM · $196M to $207M
    Mar 29, 2012 to Mar 28, 2013
  • RAUM · $196M to $207M
    Mar 29, 2012 to Mar 28, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026