DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• G•••• L•
Latest filing Jul 7, 2026
First filing on the tape Mar 28, 2012 · 32 filings
SEC status approved since Jan 3, 2007
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
55
27 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
9
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$14B as of Jul 7, 2026
Mar 28, 2012$8.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 7, 2026
Mar 28, 20120 then
Employees (5.A)55 as of Jul 7, 2026
Mar 28, 201336 then
Private funds9 as of Jul 7, 2026
Mar 28, 20127 then
RAUM -3.3% over the last fiscal year+2.7% a year over threeIARs 0 to 0offices 9 to 8
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $14B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• F••• L•• | Hedge Fund | $7.2B | 120 | Mar 28, 2012 |
| M••••••• H••••••• L••• | Hedge Fund | $5.6B | 21 | Mar 28, 2012 |
| M••••••• I•••••••• L•• | Hedge Fund | $2.5B | 102 | Mar 28, 2012 |
| M••••••• I••••••••• L• | Hedge Fund | $1.8B | 6 | Mar 28, 2012 |
| M••••••• C••••••••• L••• S••••• 1• | Hedge Fund | $1.1B | 7 | Mar 28, 2012 |
| M••••••• C••••••••• L••• S••••• 3• | Hedge Fund | $1.1B | 6 | Feb 25, 2013 |
| M•••••••• L••••••••• M••••• L••• | Hedge Fund | $574M | 45 | Nov 27, 2012 |
| M••••••• C••••••••• L••• S••••• 2• | Hedge Fund | $157M | 3 | Mar 28, 2012 |
| M••••••• C••••• O••••••••• F••• I• L• | Hedge Fund | $100M | 2 | Mar 28, 2024 |
| M••••••• C••••••••• I• L••no longer reported | Hedge Fund | $52.2M | 16 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• L••••• J••• · Chief Compliance Officer/General Counsel/Senior Managing Director Of General Partnercontrolsince 11/2006 · owns less than 5%
- J•••••• T•••••• K••• · Chief Financial Officer Of General Partnercontrolsince 07/2023 · owns less than 5%
- M•••••• A•••• R•••••• · Co-President/Senior Managing Director Of General Partnercontrolsince 11/2006 · owns less than 5%
- M••••• A•••• A•••••• · Co-President/Senior Managing Director Of General Partnercontrolsince 03/2020 · owns less than 5%
- S•••••• N••••••••• H•••• · Chairman/Senior Managing Director Of General Partnercontrolsince 11/2006 · owns less than 5%
- T•••••• K••••• M•••••• · Managing Director/Chief Legal Officer Of General Partnercontrolsince 03/2024 · owns less than 5%
- B••••••••• L••••• J••• · Trusteecontrolsince 12/1998 · owns F of 1••• S••••• F••••• R•••••••• T••••
- S•••••• N••••••••• H•••• · Trusteecontrolsince 12/1998 · owns F of 1••• S••••• F••••• R•••••••• T••••
Entity owners
- 1••• S••••• F••••• R•••••••• T•••• · Limited Partnerdirect · owns 75% or more
- M•• G• L•• · General Partnerdirect · owns less than 5%
- 1••• S••••• F••••• R•••••••• T•••• · Memberindirect · owns 75% or more of M•• G• L••
Related persons
Schedule D 7.A
- M•••• L••bankpooled vehicle sponsorn
- M•••••••• G• L••investment adviserbankpooled vehicle sponsorn
- M••••••• C••••• F••• I• G•• L••investment adviserbankpooled vehicle sponsorn
Advisers that list M••••••• G•••• L• as a related person
- 152453 n
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT9 employees
- New York, NY4 employees
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 24 to 27Jan 5, 2026 to Mar 26, 2026
- BD registered reps · 0 to 1Jan 5, 2026 to Mar 26, 2026
- Assets in custody · $15B to $14BJan 5, 2026 to Mar 26, 2026
- Employees · 52 to 55Jan 5, 2026 to Mar 26, 2026
- Discretionary RAUM · $15B to $14BJan 5, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $15B to $14BJan 5, 2026 to Mar 26, 2026
- RAUM · $15B to $14BJan 5, 2026 to Mar 26, 2026
- Other offices · 9 to 8Mar 26, 2025 to Jan 5, 2026
- Advisory employees · 22 to 24May 20, 2024 to Mar 26, 2025
- Assets in custody · $14B to $15BMay 20, 2024 to Mar 26, 2025
- Employees · 49 to 52May 20, 2024 to Mar 26, 2025
- Financial planning clients · unset to May 20, 2024 to Mar 26, 2025
- Other offices · 10 to 9May 20, 2024 to Mar 26, 2025
- Discretionary RAUM · $14B to $15BMay 20, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $14B to $15BMay 20, 2024 to Mar 26, 2025
- RAUM · $14B to $15BMay 20, 2024 to Mar 26, 2025
- Accounts · 10 to 12Jan 9, 2024 to Mar 28, 2024
- Advisory employees · 23 to 22Jan 9, 2024 to Mar 28, 2024
- Pooled vehicle clients · 10 to 12Jan 9, 2024 to Mar 28, 2024
- Assets in custody · $13B to $14BJan 9, 2024 to Mar 28, 2024
- Private funds · 8 to 9Jan 9, 2024 to Mar 28, 2024
- Discretionary RAUM · $13B to $14BJan 9, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $13B to $14BJan 9, 2024 to Mar 28, 2024
- RAUM · $13B to $14BJan 9, 2024 to Mar 28, 2024
- Other offices · 7 to 10Jul 6, 2023 to Jan 9, 2024
- Assets in custody · $14B to $13BMar 30, 2022 to Mar 29, 2023
- Employees · 46 to 49Mar 30, 2022 to Mar 29, 2023
- Other offices · 6 to 7Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $14B to $13BMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $14B to $13BMar 30, 2022 to Mar 29, 2023
- RAUM · $14B to $13BMar 30, 2022 to Mar 29, 2023
- Assets in custody · $14B to $14BMar 30, 2021 to Mar 30, 2022
- Employees · 51 to 46Mar 30, 2021 to Mar 30, 2022
- Other offices · 2 to 6Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $14B to $14BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $14B to $14BMar 30, 2021 to Mar 30, 2022
- RAUM · $14B to $14BMar 30, 2021 to Mar 30, 2022
- Advisory employees · 21 to 23Mar 30, 2020 to Mar 30, 2021
- Assets in custody · $12B to $14BMar 30, 2020 to Mar 30, 2021
- Employees · 48 to 51Mar 30, 2020 to Mar 30, 2021
Signals
5 dated events
- Kevin Tagami (Managing Director/Chief Legal Officer Of General Partner) appeared on Schedule A of M••••••• G•••• L•Mar 28, 2024 · Control person joined · fact
- Kyle Travis Jordan (Chief Financial Officer) appeared on Schedule A of M••••••• G•••• L•Jul 5, 2023 · Control person joined · fact
- Jason Mark Mindich (Chief Operating Officer Of General Partner) no longer on Schedule A of M••••••• G•••• L• (listed 2023-03-29, absent 2023-07-05)Jul 5, 2023 · Control person left · inference
- Amirali Arif Mawji (Co-President/Senior Managing Director Of General Partner) appeared on Schedule A of M••••••• G•••• L•Mar 30, 2020 · Control person joined · fact
- Kenneth David Zierk (Co-President/Senior Managing Director Of General Partner) no longer on Schedule A of M••••••• G•••• L• (listed 2019-03-28, absent 2020-02-11)Feb 11, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- M•••••••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415.399.5330reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026