DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•••••••• L••••••••• M••••• L•••
Gross asset value
$574M
as of May 20, 2024; not a fund size
Peak GAV
$574M
highest filing
Owners
45
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
46%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
48%
Reported
26 filings
Nov 27, 2012 to May 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$574M as of May 20, 2024
Nov 27, 2012$17.8M then
Owners45 as of May 20, 2024
Nov 27, 20128 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-182708reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bofa Securities, Inc.New York, New York
- Morgan Stanley & Co. LLCNew, New York
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 46%reportedadviser and related persons