DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• P•••••• W•••••
Latest filing Mar 10, 2026
First filing on the tape Mar 23, 2021 · 17 filings
SEC status approved since Apr 22, 2021
RAUM
$411M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
100%
$411M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$205M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$411M as of Mar 10, 2026
Mar 24, 2022$143M then
HNW client RAUM$408M as of Mar 10, 2026
Mar 24, 2022$142M then
State-registered IARs (5.B.3)2 as of Mar 10, 2026
Mar 24, 20222 then
Employees (5.A)3 as of Mar 10, 2026
Mar 24, 20222 then
Private funds: no history
RAUM +34% over the last fiscal year+37% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $205MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$408M99%
- Individuals$3.2M0.8%
- Individual clients
- 4reported
- HNW clients
- 86reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 328reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••••• S•••••••• | Cupertino, Ca | Sep 30, 2021 | 23 y | 1 |
| R•••• S••••••••• | Cupertino, Ca | Sep 30, 2021 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••••• R•••••••• · Founder & Directorcontrolsince 01/2007 · owns 50% to 75%
- S••••••••• R•••• · Founder & Director / Chief Compliance Officercontrolsince 01/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cupertino, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 330 to 328Oct 10, 2025 to Mar 10, 2026
- HNW clients · 77 to 86Oct 10, 2025 to Mar 10, 2026
- Individual clients · 5 to 4Oct 10, 2025 to Mar 10, 2026
- Employees · 2 to 3Oct 10, 2025 to Mar 10, 2026
- Discretionary RAUM · $281M to $381MOct 10, 2025 to Mar 10, 2026
- HNW RAUM · $304M to $408MOct 10, 2025 to Mar 10, 2026
- Individual RAUM · $3.0M to $3.2MOct 10, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $25.6M to $30.1MOct 10, 2025 to Mar 10, 2026
- RAUM · $307M to $411MOct 10, 2025 to Mar 10, 2026
- Business name · E•••••• M••••••••• C•••• to E•••••• P•••••• W•••••Jun 10, 2025 to Oct 10, 2025
- Legal name · E•••••• M••••••••• C•••• to E•••••• P•••••• W•••••Jun 10, 2025 to Oct 10, 2025
- Financial planning clients · 11-25 to 11-25Feb 21, 2025 to Jun 10, 2025
- Accounts · 329 to 330Nov 22, 2024 to Feb 21, 2025
- HNW clients · 66 to 77Nov 22, 2024 to Feb 21, 2025
- Individual clients · 7 to 5Nov 22, 2024 to Feb 21, 2025
- Discretionary RAUM · $201M to $281MNov 22, 2024 to Feb 21, 2025
- HNW RAUM · $218M to $304MNov 22, 2024 to Feb 21, 2025
- Individual RAUM · $4.5M to $3.0MNov 22, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $21.3M to $25.6MNov 22, 2024 to Feb 21, 2025
- RAUM · $222M to $307MNov 22, 2024 to Feb 21, 2025
- Accounts · 305 to 329Jul 24, 2023 to Feb 13, 2024
- HNW clients · 50 to 66Jul 24, 2023 to Feb 13, 2024
- Individual clients · 15 to 7Jul 24, 2023 to Feb 13, 2024
- Financial planning clients · 1-10 to 11-25Jul 24, 2023 to Feb 13, 2024
- Discretionary RAUM · $144M to $201MJul 24, 2023 to Feb 13, 2024
- HNW RAUM · $148M to $218MJul 24, 2023 to Feb 13, 2024
- Individual RAUM · $11.8M to $4.5MJul 24, 2023 to Feb 13, 2024
- Non-discretionary RAUM · $16.4M to $21.3MJul 24, 2023 to Feb 13, 2024
- RAUM · $160M to $222MJul 24, 2023 to Feb 13, 2024
- Advisory activities · 2 to 3Feb 10, 2023 to Jun 14, 2023
- Accounts · 258 to 305Mar 24, 2022 to Feb 10, 2023
- HNW clients · 53 to 50Mar 24, 2022 to Feb 10, 2023
- Individual clients · 5 to 15Mar 24, 2022 to Feb 10, 2023
- Discretionary RAUM · $126M to $144MMar 24, 2022 to Feb 10, 2023
- HNW RAUM · $142M to $148MMar 24, 2022 to Feb 10, 2023
- Individual RAUM · $905,502 to $11.8MMar 24, 2022 to Feb 10, 2023
- Non-discretionary RAUM · $17.8M to $16.4MMar 24, 2022 to Feb 10, 2023
- RAUM · $143M to $160MMar 24, 2022 to Feb 10, 2023
- Accounts · 257 to 258Aug 25, 2021 to Mar 24, 2022
- HNW clients · 23 to 53Aug 25, 2021 to Mar 24, 2022
Signals
2 dated events
- E•••••• P•••••• W••••• reported RAUM $410.8M, up 34% from $307.0M (2025-10-10 to 2026-03-10)Mar 10, 2026 · RAUM change · derived
- E•••••• M••••••••• C•••• filed its initial SEC registration (Form ADV)Mar 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- e••@e•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 408-502-6015reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/everestprivatewealthreportedpublic record, Form ADV, Sep 19, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (408) 502-6015reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- e•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $205Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026