DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I•••• A•••• M•••••••••
Legal name I•••• A•••• M••••••••• ••••• L•••
Latest filing Jul 30, 2026
First filing on the tape Jun 11, 2014 · 27 filings
SEC status approved since Jun 27, 2014
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
165
53 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.0B as of Jul 30, 2026
Dec 25, 2014$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Dec 25, 20140 then
Employees (5.A)165 as of Jul 30, 2026
Dec 25, 201462 then
Private funds2 as of Jul 30, 2026
Dec 25, 20143 then
RAUM -21% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $501MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• R••••••• O••••••••• F••• L• | Other Private Fund | $343M | 21 | Dec 22, 2011 |
| I•••• G••••• O••••••••• F•••• L••• | Other Private Fund | $67.3M | 4 | Dec 23, 2021 |
| N•• E••••• I•••••••• I•• L• | Private Equity Fund | $10.7M | 5 | Dec 21, 2018 |
| I•••• N•• E••••• I•••••••• I• L• | Private Equity Fund | $3.6M | 20 | Apr 23, 2012 |
| I•••• F••••••••• L•••••••• O••••••••• I• W•••• F••• L•no longer reported | Other Private Fund | $0 | 0 | Jun 11, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••• A•••••• · Chief Compliance Officercontrolsince 11/2020 · owns less than 5%
- C•••••••• K•••• · Director, Chief Financial Officercontrolsince 12/2022 · owns less than 5%
- S•••• I••• R•••••• · Director, Chief Executive Officercontrolsince 08/1998 · owns less than 5%
- V•• P•••••• D•••••• G••••• · Directorcontrolsince 03/2020 · owns less than 5%
Entity owners
- I•••• A•••• M••••••••• G•••• P•• · Parentdirect · owns 75% or more
Related persons
Schedule D 7.A
- I•••• A•••• M••••••••• •••• K•••• L••••••investment advisern
- I•••• A•••• M••••••••• I•••••• L••investment advisern
- I•••• A•••• M••••••••• L••investment advisernRAUM $8.9B
- I•••• A•••• M••••••••• L•••investment advisernRAUM $26B
- I•••• G••••• O••••••••• ••• L••••••investment adviserpooled vehicle sponsory
- I•••• G••••• R••••••• O••••••••• ••• L••••••investment adviserpooled vehicle sponsory
- I••• I• ••• L••investment adviserpooled vehicle sponsorn
- I••• I• G• ••• L••investment adviserpooled vehicle sponsory
- I••• I•• G• ••• L••investment adviserpooled vehicle sponsory
- I••• I• G• ••• L••investment adviserpooled vehicle sponsorn
Advisers that list I•••• A•••• M••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 3 to 2Dec 22, 2025 to Jul 30, 2026
- Accounts · 5 to 4Dec 23, 2024 to Dec 22, 2025
- Advisory employees · 58 to 53Dec 23, 2024 to Dec 22, 2025
- Pooled vehicle clients · 5 to 4Dec 23, 2024 to Dec 22, 2025
- Employees · 187 to 165Dec 23, 2024 to Dec 22, 2025
- Financial planning clients · unset to Dec 23, 2024 to Dec 22, 2025
- HQ state · unset to Dec 23, 2024 to Dec 22, 2025
- Private funds · 4 to 3Dec 23, 2024 to Dec 22, 2025
- Discretionary RAUM · $2.4B to $2.0BDec 23, 2024 to Dec 22, 2025
- Pooled vehicle RAUM · $2.4B to $2.0BDec 23, 2024 to Dec 22, 2025
- RAUM · $2.4B to $2.0BDec 23, 2024 to Dec 22, 2025
- Advisory employees · 43 to 58Dec 19, 2023 to Dec 23, 2024
- Employees · 175 to 187Dec 19, 2023 to Dec 23, 2024
- Discretionary RAUM · $2.5B to $2.4BDec 19, 2023 to Dec 23, 2024
- Pooled vehicle RAUM · $2.5B to $2.4BDec 19, 2023 to Dec 23, 2024
- RAUM · $2.5B to $2.4BDec 19, 2023 to Dec 23, 2024
- Advisory employees · 47 to 43Jan 18, 2023 to Dec 19, 2023
- Employees · 155 to 175Jan 18, 2023 to Dec 19, 2023
- Discretionary RAUM · $2.4B to $2.5BJan 18, 2023 to Dec 19, 2023
- Pooled vehicle RAUM · $2.4B to $2.5BJan 18, 2023 to Dec 19, 2023
- RAUM · $2.4B to $2.5BJan 18, 2023 to Dec 19, 2023
- Advisory employees · 35 to 47Apr 12, 2022 to Dec 13, 2022
- BD registered reps · 2 to 0Apr 12, 2022 to Dec 13, 2022
- Employees · 133 to 155Apr 12, 2022 to Dec 13, 2022
- Other offices · 1 to 0Apr 12, 2022 to Dec 13, 2022
- Discretionary RAUM · $3.1B to $2.4BApr 12, 2022 to Dec 13, 2022
- Pooled vehicle RAUM · $3.1B to $2.4BApr 12, 2022 to Dec 13, 2022
- RAUM · $3.1B to $2.4BApr 12, 2022 to Dec 13, 2022
- Other offices · 2 to 1Dec 23, 2021 to Apr 12, 2022
- Accounts · 4 to 5Mar 12, 2021 to Dec 23, 2021
- Advisory employees · 38 to 35Mar 12, 2021 to Dec 23, 2021
- BD registered reps · 4 to 2Mar 12, 2021 to Dec 23, 2021
- Pooled vehicle clients · 4 to 5Mar 12, 2021 to Dec 23, 2021
- Employees · 119 to 133Mar 12, 2021 to Dec 23, 2021
- Private funds · 3 to 4Mar 12, 2021 to Dec 23, 2021
- Discretionary RAUM · $1.9B to $3.1BMar 12, 2021 to Dec 23, 2021
- Pooled vehicle RAUM · $1.9B to $3.1BMar 12, 2021 to Dec 23, 2021
- RAUM · $1.9B to $3.1BMar 12, 2021 to Dec 23, 2021
- Advisory employees · 33 to 38Mar 26, 2020 to Dec 24, 2020
- BD registered reps · 2 to 4Mar 26, 2020 to Dec 24, 2020
Signals
15 dated events
- Bruce Jenkyn-Jones (Director) no longer on Schedule A of I•••• A•••• M••••••••• (listed 2023-12-19, absent 2024-12-23)Dec 23, 2024 · Control person left · inference
- M••• C•••••••• B•••••• (Director, Chief Strategy Officer) no longer on Schedule A of I•••• A•••• M••••••••• (listed 2023-12-19, absent 2024-12-23)Dec 23, 2024 · Control person left · inference
- Patricia M••• Alexander (Director) no longer on Schedule A of I•••• A•••• M••••••••• (listed 2023-01-18, absent 2023-12-19)Dec 19, 2023 · Control person left · inference
- Patricia M••• Alexander (Director) appeared on Schedule A of I•••• A•••• M•••••••••Jan 18, 2023 · Control person joined · fact
- David Charles Ridge (Chief Financial Officer) no longer on Schedule A of I•••• A•••• M••••••••• (listed 2022-04-12, absent 2022-12-13)Dec 13, 2022 · Control person left · inference
- K•••• C••••••• (Director, Chief Financial Officer) appeared on Schedule A of I•••• A•••• M•••••••••Dec 13, 2022 · Control person joined · fact
- M••• C•••••••• B•••••• (Director, Chief Strategy And Operations Officer) appeared on Schedule A of I•••• A•••• M•••••••••Apr 12, 2022 · Control person joined · fact
- I•••• A•••• M••••••••• reported RAUM $3.1B, up 60% from $1.9B (2021-03-12 to 2021-12-23)Dec 23, 2021 · RAUM change · derived
- Francis Joseph Keefe (Director) no longer on Schedule A of I•••• A•••• M••••••••• (listed 2021-01-27, absent 2021-03-12)Mar 12, 2021 · Control person left · inference
- I•••• A•••• M••••••••• reported RAUM $1.9B, up 37% from $1.4B (2020-03-26 to 2020-12-24)Dec 24, 2020 · RAUM change · derived
- Keith Falconer (Director) no longer on Schedule A of I•••• A•••• M••••••••• (listed 2020-03-26, absent 2020-12-24)Dec 24, 2020 · Control person left · inference
- Aquinas John Boese (Chief Compliance Officer) appeared on Schedule A of I•••• A•••• M•••••••••Dec 24, 2020 · Control person joined · fact
- Van Egmond Peter Rossbach (Director) no longer on Schedule A of I•••• A•••• M••••••••• (listed 2019-12-23, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
- G••••• D••••• Von P••••• (Director) appeared on Schedule A of I•••• A•••• M•••••••••Mar 26, 2020 · Control person joined · fact
- I•••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Jun 11, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I•••• A•••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/I••••-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/I••••-ENVIRONMENTAL-MARKETS-PLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- I••••AM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 (0)20 3912 3000reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026