DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Logan Circle Partners, L.P.

Former SEC-registered adviserPhiladelphia, PennsylvaniaCRD 143633SEC 801-67753IAPD
Latest filing Mar 28, 2019
First filing on the tape Dec 22, 2011 · 24 filings
RAUM
$39B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$36.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
124
87 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
$333M gross assets
History
24 filings and snapshots on the tape
RAUM$39B as of Mar 28, 2019
Mar 30, 2012$14B then
HNW client RAUM$36.9M as of Mar 28, 2019
Mar 30, 2018$35.3M then
State-registered IARs (5.B.3)0 as of Mar 28, 2019
Apr 1, 20130 then
Employees (5.A)124 as of Mar 28, 2019
Apr 1, 201368 then
Private funds1 as of Mar 28, 2019
Apr 1, 20131 then
RAUM +0.5% over the last fiscal year+7.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.4MderivedHNW RAUM over HNW clients
Average account
$221MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
57%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+0.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$18B46%
  • Investment companies$7.8B21%
  • Pooled investment vehicles$6.1B16%
  • State and municipal entities$3.3B8.7%
  • Corporations and businesses$2.3B6.1%
  • Insurance companies$562M1.5%
  • Charitable organizations$305M0.8%
  • High-net-worth individuals$36.9M0.1%
Individual clients
n/areported
HNW clients
5reported
Pension plan clients
59reported
Charitable clients
8reported
Accounts
175reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Logan Circle Partners High Yield Fixed Income LPno longer reportedHedge Fund$4.4M1Mar 30, 2012
      Logan Circle Partners Select 20, L.P.no longer reportedHedge Fund$00Mar 31, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • H Elisabeth Bedore · Chief Compliance Officercontrol
        since 09/2017 · owns less than 5%
      • Thaddeus Jude Driscoll · Chief Executive Officer/Chief Investment Officercontrol
        since 01/2007 · owns less than 5%
      • Patrick Joseph Pollaro · Chief Operating Officercontrol
        since 09/2017 · owns less than 5%
      • Nmn Daniel Ross · Vice President - Operationscontrol
        since 09/2017 · owns less than 5%
      • Elizabeth Jennifer Vollmer · General Counselcontrol
        since 08/2010 · owns less than 5%
      • John Michael Yick · Chief Financial Officer And Treasurercontrol
        since 09/2017 · owns less than 5%
      Entity owners
      • Logan Circle Partners Gp, LLC · General Partner
        direct · owns less than 5%
      • Metlife Investment Management Holdings, LLC · Sole Owner
        direct · owns 75% or more
      • Metlife, Inc. · Sole Member
        indirect · owns 75% or more of Metlife Investment Management Holdings, LLC · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Logan Circle Partners, L.P. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Whippany, NJ32 employees
      What changed
      consecutive filings, newest first
      • Accounts · 193 to 175
        Jan 17, 2019 to Mar 28, 2019
      • Advisory employees · 79 to 87
        Jan 17, 2019 to Mar 28, 2019
      • BD registered reps · 14 to 9
        Jan 17, 2019 to Mar 28, 2019
      • Corporate clients · 17 to 22
        Jan 17, 2019 to Mar 28, 2019
      • Pension plan clients · 58 to 59
        Jan 17, 2019 to Mar 28, 2019
      • Pooled vehicle clients · 27 to 25
        Jan 17, 2019 to Mar 28, 2019
      • Employees · 118 to 124
        Jan 17, 2019 to Mar 28, 2019
      • Discretionary RAUM · $38B to $39B
        Jan 17, 2019 to Mar 28, 2019
      • HNW RAUM · $35.3M to $36.9M
        Jan 17, 2019 to Mar 28, 2019
      • Pension RAUM · $16B to $18B
        Jan 17, 2019 to Mar 28, 2019
      • Pooled vehicle RAUM · $7.5B to $6.1B
        Jan 17, 2019 to Mar 28, 2019
      • RAUM · $38B to $39B
        Jan 17, 2019 to Mar 28, 2019
      • Accounts · 175 to 193
        Sep 15, 2017 to Mar 30, 2018
      • Advisory employees · 42 to 79
        Sep 15, 2017 to Mar 30, 2018
      • BD registered reps · 7 to 14
        Sep 15, 2017 to Mar 30, 2018
      • Charity clients · unset to 8.0
        Sep 15, 2017 to Mar 30, 2018
      • Corporate clients · unset to 17.0
        Sep 15, 2017 to Mar 30, 2018
      • HNW clients · unset to 5.0
        Sep 15, 2017 to Mar 30, 2018
      • Pension plan clients · unset to 58.0
        Sep 15, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 27.0
        Sep 15, 2017 to Mar 30, 2018
      • Assets in custody · 244609433.0 to unset
        Sep 15, 2017 to Mar 30, 2018
      • Custody of client assets · true to false
        Sep 15, 2017 to Mar 30, 2018
      • Employees · 80 to 118
        Sep 15, 2017 to Mar 30, 2018
      • Other offices · unset to 2.0
        Sep 15, 2017 to Mar 30, 2018
      • Discretionary RAUM · $33B to $38B
        Sep 15, 2017 to Mar 30, 2018
      • HNW RAUM · unset to 35256106.0
        Sep 15, 2017 to Mar 30, 2018
      • Pension RAUM · unset to 16423233172.0
        Sep 15, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 7503175320.0
        Sep 15, 2017 to Mar 30, 2018
      • RAUM · $33B to $38B
        Sep 15, 2017 to Mar 30, 2018
      • Advisory employees · 44 to 42
        Apr 28, 2017 to Sep 15, 2017
      • BD registered reps · 11 to 7
        Apr 28, 2017 to Sep 15, 2017
      • Accounts · 183 to 175
        Apr 15, 2016 to Mar 30, 2017
      • Advisory employees · 43 to 44
        Apr 15, 2016 to Mar 30, 2017
      • BD registered reps · 10 to 11
        Apr 15, 2016 to Mar 30, 2017
      • Assets in custody · $166M to $245M
        Apr 15, 2016 to Mar 30, 2017
      • Employees · 84 to 80
        Apr 15, 2016 to Mar 30, 2017
      • Private funds · 3 to 1
        Apr 15, 2016 to Mar 30, 2017
      • Discretionary RAUM · $31B to $33B
        Apr 15, 2016 to Mar 30, 2017
      • Non-discretionary RAUM · $340M to $0
        Apr 15, 2016 to Mar 30, 2017
      • RAUM · $31B to $33B
        Apr 15, 2016 to Mar 30, 2017
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026