DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Metlife Investment Management, LLC

Institutional managerWhippany, New JerseyCRD 142463SEC 801-67314websiteIAPD
Latest filing May 11, 2026
First filing on the tape Apr 3, 2012 · 64 filings
SEC status approved since Nov 29, 2006
RAUM
$564B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$51.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
956
695 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
11
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$564B as of May 11, 2026
Apr 3, 2012$11B then
HNW client RAUM$51.4M as of May 11, 2026
Mar 30, 2020$44.2M then
State-registered IARs (5.B.3)0 as of May 11, 2026
Apr 3, 20120 then
Employees (5.A)956 as of May 11, 2026
Mar 15, 2013340 then
Private funds11 as of May 11, 2026
Mar 28, 20195 then
RAUM +11% over the last fiscal year+5.4% a year over threeIARs 0 to 0offices 12 to 11
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$700MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
88%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived12 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
Custody
$47B, 45 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Insurance companies$455B81%
  • Pension and profit-sharing plans$31B5.5%
  • Investment companies$30B5.3%
  • Pooled investment vehicles$25B4.5%
  • Corporations and businesses$11B1.9%
  • State and municipal entities$10B1.8%
  • Charitable organizations$702M0.1%
  • Other investment advisers$385M0.1%
  • High-net-worth individuals$51.4M0.0%
Individual clients
0reported
HNW clients
n/areported
Pension plan clients
87reported
Charitable clients
26reported
Accounts
805reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$47B for 45 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.1 institutional_share=0.88 related_bd=true related_bank=true bd_reps=39.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      20 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Metlife Investment Private Equity Partners, L.P.Private Equity Fund$1.2B12Mar 31, 2023
      Metlife Investment Private Equity Partners II, LPPrivate Equity Fund$896M8Oct 30, 2024
      Metlife Syndicated Bank Loan Fund, Scspno longer reportedHedge Fund$385M5Mar 28, 2019
      Metlife Bl Feeder (Cayman), LPno longer reportedHedge Fund$358M2Mar 28, 2019
      Metlife Emerging Market Debt, LPHedge Fund$298M13Jan 29, 2016
      Metlife Middle Market Private Debt Fund, LPPrivate Equity Fund$276M4Mar 28, 2019
      Metlife International Pe Fund I, LPno longer reportedPrivate Equity Fund$235M2May 1, 2013
      Metlife Middle Market Private Debt Parallel Fund, LPPrivate Equity Fund$201M3Mar 28, 2019
      Metlife Senior Direct Lending Holdings, LPPrivate Equity Fund$174M3Mar 31, 2021
      Galene Credit Fund, LPno longer reportedPrivate Equity Fund$149M1Mar 30, 2022
      Metlife Emerging Market Debt Blend Fund (Insurance Rated), LPHedge Fund$133M3Mar 30, 2022
      Metlife Middle Market Private Debt Fund II, LPPrivate Equity Fund$78.2M9Mar 30, 2022
      Metlife Long Short Credit Master Fund, LPHedge Fund$60.6M1Mar 30, 2022
      Metlife Long Short Credit Fund, LPHedge Fund$60.4M1Mar 30, 2022
      Metlife Middle Market Private Debt II Investment Fund, LPPrivate Equity Fund$41.9M2Mar 30, 2022
      Metlife Bl Feeder, LPno longer reportedHedge Fund$20.3M2Mar 28, 2019
      Metlife Senior Direct Lending Fund II, LPPrivate Equity Fund$12.2M2Oct 30, 2024
      Metlife Single Family Rental Fund, LPno longer reportedReal Estate Fund$6.4M3May 24, 2023
      Metlife Senior Direct Lending Finco, LLCno longer reportedPrivate Equity Fund$01Mar 31, 2021
      Metlife Senior Direct Lending Fund, LPno longer reportedPrivate Equity Fund$00Mar 31, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • Anne Claudia Cromie · Chief Risk Officercontrol
        since 01/2022 · owns less than 5%
      • Thaddeus Jude Driscoll · President Of Metlife Investment Managementcontrol
        since 09/2024 · owns less than 5%
      • Nmn Yisrael Grafstein · Chief Compliance Officercontrol
        since 04/2021 · owns less than 5%
      • Dennis John Mccallion · Head Of Metlife Investment Managementcontrol
        since 09/2023 · owns less than 5%
      • Gerard Hugh Mccrory · Chief Counsel And Corporate Secretary (Chief Legal Officer)control
        since 07/2019 · owns less than 5%
      • Rabun Robert Merck · Managercontrol
        since 10/2012 · owns less than 5%
      • Patrick Joseph Pollaro · Chief Operating Officer & Managercontrol
        since 10/2012 · owns less than 5%
      • John Michael Yick · Chief Financial Officercontrol
        since 09/2009 · owns less than 5%
      Entity owners
      • Metlife Investment Management Holdings, LLC · Sole Owner
        direct · owns 75% or more
      • Metlife, Inc. · Sole Owner
        indirect · owns 75% or more of Metlife Investment Management Holdings, LLC · public reporting company
      Related persons
      Schedule D 7.A
      • Affirmative Investment Management Australia Pty Ltd
        investment advisern
      • Affirmative Investment Management Partners Limited
        investment advisernRAUM $1.1B
      • Metlife Commercial Mortgage Income Fund Gp, LLC
        pooled vehicle sponsory
      • Metlife Core Property Fund Gp, LLC
        pooled vehicle sponsory
      • Metlife Enhanced Core Property Fund Gp, LLC
        pooled vehicle sponsory
      • Metlife Investment Management Europe Limited
        investment advisern
      • Metlife Investment Management Japan, Ltd.
        investment advisern
      • Metlife Investment Management Limited
        investment advisern
      • Metlife Investment Private Equity Partners Gp, L.P.
        pooled vehicle sponsory
      • Metlife Investments Asia Limited (Hong Kong)
        investment advisern
      • Metlife Investments Limited
        investment advisern
      • Metlife Investments Securities, LLC
        broker-dealern
      • Metlife Investors Distribution Company
        broker-dealern
      • Metlife Latin America Acesorias E Inversiones Ltd (Chile)
        investment advisern
      • Metlife Middle Market Private Debt Gp, LLC
        pooled vehicle sponsory
      • Metlife Middle Market Private Debt Parallel Gp, LLC
        pooled vehicle sponsory
      • Metlife Opportunistic Real Estate Debt Fund Gp, LLC
        pooled vehicle sponsory
      • Metlife Senior Direct Lending Gp II, LLC
        pooled vehicle sponsory
      • Metlife Senior Direct Lending Gp, LLC
        pooled vehicle sponsory
      • Metlife Senior Direct Lending Holdings LP
        bankpooled vehicle sponsory
      • Metlife Single Family Rental Fund Gp, LLC
        pooled vehicle sponsory
      • Metlife Strategic Hotel Debt Fund Gp, LLC
        pooled vehicle sponsory
      • Metropolitan Life Insurance Company
        real estaten
      • Metropolitan Tower Life Insurance Co
        real estaten
      • Mim Emd Gp, LLC
        bankpooled vehicle sponsory
      • Mim I LLC
        investment advisery
      • Mim Ls Gp, LLC
        pooled vehicle sponsory
      Advisers that list Metlife Investment Management, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Philadelphia, PA60 employees
      • Overland Park, KS28 employees
      • Atlanta, GA27 employees
      • Los Angeles, CA24 employees
      • San Francisco, CA22 employees
      • Dallas, TX20 employees
      • Washington, DC19 employees
      • Chicago, IL17 employees
      • Fresno, CA11 employees
      • Germantown, TN10 employees
      What changed
      consecutive filings, newest first
      • Accounts · 678 to 805
        Feb 6, 2026 to Mar 31, 2026
      • Advisory employees · 688 to 695
        Feb 6, 2026 to Mar 31, 2026
      • BD registered reps · 42 to 39
        Feb 6, 2026 to Mar 31, 2026
      • Charity clients · unset to 26.0
        Feb 6, 2026 to Mar 31, 2026
      • Corporate clients · 23 to 27
        Feb 6, 2026 to Mar 31, 2026
      • HNW clients · 5.0 to unset
        Feb 6, 2026 to Mar 31, 2026
      • Pension plan clients · 91 to 87
        Feb 6, 2026 to Mar 31, 2026
      • Pooled vehicle clients · 36 to 46
        Feb 6, 2026 to Mar 31, 2026
      • Assets in custody · $42B to $47B
        Feb 6, 2026 to Mar 31, 2026
      • Employees · 960 to 956
        Feb 6, 2026 to Mar 31, 2026
      • Discretionary RAUM · $506B to $561B
        Feb 6, 2026 to Mar 31, 2026
      • HNW RAUM · $50.1M to $51.4M
        Feb 6, 2026 to Mar 31, 2026
      • Non-discretionary RAUM · $2.5B to $2.9B
        Feb 6, 2026 to Mar 31, 2026
      • Pension RAUM · $30B to $31B
        Feb 6, 2026 to Mar 31, 2026
      • Pooled vehicle RAUM · $20B to $25B
        Feb 6, 2026 to Mar 31, 2026
      • RAUM · $509B to $564B
        Feb 6, 2026 to Mar 31, 2026
      • Other offices · 12 to 11
        May 6, 2025 to Jan 6, 2026
      • Financial planning clients · unset to
        Apr 15, 2025 to May 6, 2025
      • RAUM · $500B to $509B
        Feb 28, 2025 to Apr 15, 2025
      • Accounts · 637 to 678
        Feb 28, 2025 to Apr 15, 2025
      • Advisory employees · 695 to 688
        Feb 28, 2025 to Apr 15, 2025
      • BD registered reps · 48 to 42
        Feb 28, 2025 to Apr 15, 2025
      • Charity clients · 5.0 to unset
        Feb 28, 2025 to Apr 15, 2025
      • Corporate clients · 24 to 23
        Feb 28, 2025 to Apr 15, 2025
      • Individual clients · unset to 0.0
        Feb 28, 2025 to Apr 15, 2025
      • Pension plan clients · 90 to 91
        Feb 28, 2025 to Apr 15, 2025
      • Pooled vehicle clients · 31 to 36
        Feb 28, 2025 to Apr 15, 2025
      • Assets in custody · $41B to $42B
        Feb 28, 2025 to Apr 15, 2025
      • Employees · 925 to 960
        Feb 28, 2025 to Apr 15, 2025
      • Other offices · 10 to 12
        Feb 28, 2025 to Apr 15, 2025
      • Private funds · 12 to 11
        Feb 28, 2025 to Apr 15, 2025
      • Discretionary RAUM · $496B to $506B
        Feb 28, 2025 to Apr 15, 2025
      • HNW RAUM · $52.4M to $50.1M
        Feb 28, 2025 to Apr 15, 2025
      • Non-discretionary RAUM · $3.0B to $2.5B
        Feb 28, 2025 to Apr 15, 2025
      • Pension RAUM · $34B to $30B
        Feb 28, 2025 to Apr 15, 2025
      • Pooled vehicle RAUM · $20B to $20B
        Feb 28, 2025 to Apr 15, 2025
      • Private funds · 10 to 12
        Apr 9, 2024 to Oct 30, 2024
      • Accounts · 588 to 637
        Sep 5, 2023 to Mar 29, 2024
      • Advisory employees · 660 to 695
        Sep 5, 2023 to Mar 29, 2024
      • BD registered reps · 41 to 48
        Sep 5, 2023 to Mar 29, 2024
      Signals
      11 dated events
      • Thaddeus Jude Driscoll (President Of Metlife Investment Management) appeared on Schedule A of Metlife Investment Management, Llc
        Oct 30, 2024 · Control person joined · fact
      • Dennis John Mccallion (Head Of Metlife Investment Management) appeared on Schedule A of Metlife Investment Management, Llc
        Mar 29, 2024 · Control person joined · fact
      • Jeffrey Steven Goulart (President, Chief Executive Officer) no longer on Schedule A of Metlife Investment Management, Llc (listed 2023-05-26, absent 2023-09-05)
        Sep 5, 2023 · Control person left · inference
      • Claudia Cromie (Chief Risk Officer) appeared on Schedule A of Metlife Investment Management, Llc
        Mar 31, 2023 · Control person joined · fact
      • Israel Grafstein (Chief Compliance Officer) appeared on Schedule A of Metlife Investment Management, Llc
        Apr 2, 2021 · Control person joined · fact
      • H Elisabeth Bedore (Chief Compliance Officer) no longer on Schedule A of Metlife Investment Management, Llc (listed 2021-03-31, absent 2021-04-02)
        Apr 2, 2021 · Control person left · inference
      • D Bradley Rhoads (Manager) no longer on Schedule A of Metlife Investment Management, Llc (listed 2019-04-01, absent 2019-07-01)
        Jul 1, 2019 · Control person left · inference
      • Mueller Nancy Handal (Manager) no longer on Schedule A of Metlife Investment Management, Llc (listed 2019-04-01, absent 2019-07-01)
        Jul 1, 2019 · Control person left · inference
      • Thaddeus Jude Driscoll (Manager) no longer on Schedule A of Metlife Investment Management, Llc (listed 2019-04-01, absent 2019-07-01)
        Jul 1, 2019 · Control person left · inference
      • Metlife Investment Management, Llc reported RAUM $461.0B, up 214% from $146.9B (2019-01-17 to 2019-03-28)
        Mar 28, 2019 · RAUM change · derived
      • Metlife Investment Management, Llc reported RAUM $146.9B, up 132% from $63.2B (2017-09-28 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/metlife-investment-managementreportedpublic record, Form ADV, Sep 17, 2026
      Website
      Investments.metlife.co.ukreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      973-355-4000reportedpublic record, Form ADV, May 11, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Metlife Investment Management, LLC is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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