DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bigelow Investment Advisors, LLC
Latest filing May 8, 2026
First filing on the tape Mar 28, 2012 · 34 filings
SEC status approved since May 3, 2007
RAUM
$555M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
74%
$411M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$555M as of May 8, 2026
Mar 28, 2012$108M then
HNW client RAUM$335M as of May 8, 2026
Mar 28, 2018$82.2M then
State-registered IARs (5.B.3)4 as of May 8, 2026
Mar 21, 20135 then
Employees (5.A)8 as of May 8, 2026
Mar 21, 20136 then
Private funds: no history
RAUM +17% over the last fiscal year+13% a year over threeIARs 4 to 4
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $620,322derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $322M, 286 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$335M60%
- Pension and profit-sharing plans$121M22%
- Individuals$75.9M14%
- Charitable organizations$15.1M2.7%
- Banks and thrifts$7.2M1.3%
- Other investment advisers$661,0340.1%
- Individual clients
- 180reported
- HNW clients
- 134reported
- Pension plan clients
- 10reported
- Charitable clients
- 5reported
- Accounts
- 895reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $322M for 286 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.74 fund_share=0.0 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Patrick Benjamin FloodCertified Financial Planner | Portland, Me | Sep 11, 2017 | 17 y | 1 |
| Racquel Heath TibbettsCertified Financial Planner | Portland, Me | Jul 15, 2020 | 25 y | 0 |
| Andrew James NadeauCertified Financial Planner | Portland, Me | Apr 13, 2022 | 15 y | 2 |
| Matthew Raymond HuckinsCertified Financial Planner | Portland, Me | Mar 25, 2025 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Matthew Raymond Huckins from Fidelity Personal And Workplace AdvisorsMar 25, 2025 · Affiliated broker-dealer or bank to independent RIA
- Andrew James Nadeau from Stonehearth Capital ManagementApr 13, 2022 · RIA to RIA
- Patrick Benjamin Flood from Key Investment Services LLCSep 11, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Benjamin Patrick Flood · Managing Membercontrolsince 01/2022 · owns 10% to 25%
- Heath Racquel Tibbetts · Managing Member/Chief Compliance Officercontrolsince 01/2022 · owns 10% to 25%
Entity owners
- Gorham Savings Bank · Partnerdirect · owns 50% to 75%
- Gorham Bancorp Mhc · Ownerindirect · owns 50% to 75% of Gorham Savings Bank
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Me · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 869 to 895Aug 25, 2025 to Feb 23, 2026
- Charity clients · 4 to 5Aug 25, 2025 to Feb 23, 2026
- HNW clients · 120 to 134Aug 25, 2025 to Feb 23, 2026
- Individual clients · 186 to 180Aug 25, 2025 to Feb 23, 2026
- Assets in custody · $292M to $322MAug 25, 2025 to Feb 23, 2026
- Discretionary RAUM · $398M to $435MAug 25, 2025 to Feb 23, 2026
- HNW RAUM · $287M to $335MAug 25, 2025 to Feb 23, 2026
- Individual RAUM · $88.0M to $75.9MAug 25, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $78.5M to $121MAug 25, 2025 to Feb 23, 2026
- Pension RAUM · $87.1M to $121MAug 25, 2025 to Feb 23, 2026
- RAUM · $476M to $555MAug 25, 2025 to Feb 23, 2026
- Advisory employees · 3 to 4Jan 31, 2025 to Apr 1, 2025
- Employees · 7 to 8Jan 31, 2025 to Apr 1, 2025
- Financial planning clients · 101-250 to 101-250Jan 31, 2025 to Apr 1, 2025
- State-registered IARs · 3 to 4Jan 31, 2025 to Apr 1, 2025
- Accounts · 884 to 869Oct 15, 2024 to Jan 31, 2025
- Charity clients · 7 to 4Oct 15, 2024 to Jan 31, 2025
- Corporate clients · 1 to 0Oct 15, 2024 to Jan 31, 2025
- HNW clients · 127 to 120Oct 15, 2024 to Jan 31, 2025
- Individual clients · 182 to 186Oct 15, 2024 to Jan 31, 2025
- Pension plan clients · 13 to 10Oct 15, 2024 to Jan 31, 2025
- Assets in custody · $299M to $292MOct 15, 2024 to Jan 31, 2025
- Discretionary RAUM · $393M to $398MOct 15, 2024 to Jan 31, 2025
- HNW RAUM · $294M to $287MOct 15, 2024 to Jan 31, 2025
- Individual RAUM · $72.8M to $88.0MOct 15, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $74.5M to $78.5MOct 15, 2024 to Jan 31, 2025
- Pension RAUM · $84.4M to $87.1MOct 15, 2024 to Jan 31, 2025
- RAUM · $467M to $476MOct 15, 2024 to Jan 31, 2025
- Advisory employees · 4 to 3Jun 6, 2024 to Sep 3, 2024
- Employees · 8 to 7Jun 6, 2024 to Sep 3, 2024
- State-registered IARs · 4 to 3Jun 6, 2024 to Sep 3, 2024
- Accounts · 844 to 884Oct 25, 2023 to Jun 6, 2024
- Charity clients · 9 to 7Oct 25, 2023 to Jun 6, 2024
- Corporate clients · 5 to 1Oct 25, 2023 to Jun 6, 2024
- HNW clients · 104 to 127Oct 25, 2023 to Jun 6, 2024
- Individual clients · 218 to 182Oct 25, 2023 to Jun 6, 2024
- Pension plan clients · 15 to 13Oct 25, 2023 to Jun 6, 2024
- Assets in custody · $251M to $299MOct 25, 2023 to Jun 6, 2024
- Financial planning clients · 1-10 to 101-250Oct 25, 2023 to Jun 6, 2024
- Discretionary RAUM · $340M to $393MOct 25, 2023 to Jun 6, 2024
Signals
6 dated events
- Christopher Michael Moore (Managing Member/Chief Investment Officer) no longer on Schedule A of Bigelow Investment Advisors, Llc (listed 2024-09-03, absent 2024-10-15)Oct 15, 2024 · Control person left · inference
- Marie Kathryn Dion (Chief Compliance Officer/Managing Member) no longer on Schedule A of Bigelow Investment Advisors, Llc (listed 2021-03-30, absent 2022-01-31)Jan 31, 2022 · Control person left · inference
- Lloyd Gary Robinson (Ceo) no longer on Schedule A of Bigelow Investment Advisors, Llc (listed 2021-03-30, absent 2022-01-31)Jan 31, 2022 · Control person left · inference
- Heath Racquel Tibbetts (Managing Member/Chief Compliance Officer) appeared on Schedule A of Bigelow Investment Advisors, LlcJan 31, 2022 · Control person joined · fact
- Christopher Michael Moore (Managing Member/Chief Investment Officer) appeared on Schedule A of Bigelow Investment Advisors, LlcJan 31, 2022 · Control person joined · fact
- Benjamin Patrick Flood (Managing Member) appeared on Schedule A of Bigelow Investment Advisors, LlcJan 31, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Bigelow Investment Advisors, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@bigelowadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- bflood@bigelowadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 207-772-2900reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/bigelow-investment-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BIGELOWADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 207-772-2900reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026