DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mcdonough Capital Management, Inc.
Latest filing Jun 17, 2026
First filing on the tape Mar 29, 2012 · 15 filings
SEC status approved since Jun 1, 2021
RAUM
$258M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$257M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$86.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$258M as of Jun 17, 2026
Apr 2, 2012$38.9M then
HNW client RAUM$236M as of Jun 17, 2026
Mar 31, 2022$114M then
State-registered IARs (5.B.3)3 as of Jun 17, 2026
Apr 2, 20120 then
Employees (5.A)3 as of Jun 17, 2026
Mar 31, 20225 then
Private funds: no history
RAUM +25% over the last fiscal year+33% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $86.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $436,217derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Custody
- $258M, 293 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$236M91%
- Individuals$21.0M8.1%
- Corporations and businesses$1.5M0.6%
- Individual clients
- 116reported
- HNW clients
- 174reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 592reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $258M for 293 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Edward Aloysius McdonoughCertified Financial Planner | Orlando, Fl | Nov 14, 2008 | 39 y | 5 |
| Thanh-Cam Thi Nguyen | Orlando, Fl | Sep 2, 2014 | 20 y | 0 |
| Shannon Ashley McdonoughCertified Financial Planner | Orlando, Fl | Nov 12, 2020 | 12 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- George Paul Jackson to Cwm, LLCMay 7, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Edward Aloysius Mcdonough from Raymond James Financial Services, Inc.Nov 14, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Aloysius Edward Mcdonough · President/Chief Compliance Officercontrolsince 04/1999 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orlando, Fl · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 576 to 592Mar 30, 2026 to Jun 17, 2026
- Advisory employees · 4 to 3Mar 30, 2026 to Jun 17, 2026
- BD registered reps · 2 to 1Mar 30, 2026 to Jun 17, 2026
- Corporate clients · 4 to 3Mar 30, 2026 to Jun 17, 2026
- HNW clients · 176 to 174Mar 30, 2026 to Jun 17, 2026
- Individual clients · 109 to 116Mar 30, 2026 to Jun 17, 2026
- Assets in custody · $258M to $258MMar 30, 2026 to Jun 17, 2026
- Employees · 4 to 3Mar 30, 2026 to Jun 17, 2026
- Insurance-licensed employees · 2 to 1Mar 30, 2026 to Jun 17, 2026
- State-registered IARs · 4 to 3Mar 30, 2026 to Jun 17, 2026
- Discretionary RAUM · $258M to $258MMar 30, 2026 to Jun 17, 2026
- HNW RAUM · $226M to $236MMar 30, 2026 to Jun 17, 2026
- Individual RAUM · $16.8M to $21.0MMar 30, 2026 to Jun 17, 2026
- RAUM · $258M to $258MMar 30, 2026 to Jun 17, 2026
- Accounts · 544 to 576Mar 31, 2025 to Mar 30, 2026
- HNW clients · 158 to 176Mar 31, 2025 to Mar 30, 2026
- Individual clients · 120 to 109Mar 31, 2025 to Mar 30, 2026
- Assets in custody · unset to 258307695.0Mar 31, 2025 to Mar 30, 2026
- Custody of client assets · false to trueMar 31, 2025 to Mar 30, 2026
- Insurance-licensed employees · 3 to 2Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $206M to $258MMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $169M to $226MMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $22.8M to $16.8MMar 31, 2025 to Mar 30, 2026
- RAUM · $206M to $258MMar 31, 2025 to Mar 30, 2026
- Related adviser · true to falseMar 31, 2025 to Mar 30, 2026
- Accounts · 495 to 544Jun 27, 2024 to Mar 31, 2025
- Corporate clients · 5 to 4Jun 27, 2024 to Mar 31, 2025
- HNW clients · 136 to 158Jun 27, 2024 to Mar 31, 2025
- Individual clients · 115 to 120Jun 27, 2024 to Mar 31, 2025
- Financial planning clients · 26-50 to 26-50Jun 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $164M to $206MJun 27, 2024 to Mar 31, 2025
- HNW RAUM · $133M to $169MJun 27, 2024 to Mar 31, 2025
- Individual RAUM · $18.5M to $22.8MJun 27, 2024 to Mar 31, 2025
- RAUM · $164M to $206MJun 27, 2024 to Mar 31, 2025
- Accounts · 457 to 495Mar 29, 2024 to Jun 27, 2024
- Individual clients · 100 to 115Mar 29, 2024 to Jun 27, 2024
- Discretionary RAUM · $148M to $164MMar 29, 2024 to Jun 27, 2024
- HNW RAUM · $122M to $133MMar 29, 2024 to Jun 27, 2024
- Individual RAUM · $14.3M to $18.5MMar 29, 2024 to Jun 27, 2024
- RAUM · $148M to $164MMar 29, 2024 to Jun 27, 2024
Signals
2 dated events
- George Paul Jackson left Mcdonough Capital Management, Inc. for Cwm, Llc (registered 2026-05-29)May 7, 2026 · Advisor changed firm · fact
- Mcdonough Capital Management, Inc. filed its initial SEC registration (Form ADV)Apr 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- camie@mcdonoughcapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ed@mcdonoughcapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mcm@mcdonoughcapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- samantha@mcdonoughcapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-248-9647reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-248-9755reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-741-0380reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/MCDONOUGH-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MCDONOUGHCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 407-248-9647reportedpublic record, Form ADV, Jun 17, 2026
- Contact form
- mcdonoughcapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- mcdonoughcapital.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026