DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Matter Family Office
Legal name Matter, LLC
Latest filing Jul 21, 2026
First filing on the tape Mar 28, 2012 · 44 filings
SEC status approved since Dec 14, 1990
RAUM
$3.8B
reported, Item 5.F
Discretionary
16%
of RAUM
Private clients
95%
$3.6B individuals and HNW
Advisors
41
registered through the firm on IAPD
RAUM per advisor
$93.0M
derived; firm RAUM over IAPD count
Employees
55
40 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$3.8B as of Jul 21, 2026
Mar 28, 2012$2.1B then
HNW client RAUM$3.4B as of Jul 21, 2026
Mar 29, 2018$2.5B then
State-registered IARs (5.B.3)21 as of Jul 21, 2026
Mar 28, 20120 then
Employees (5.A)55 as of Jul 21, 2026
Mar 26, 201323 then
Private funds1 as of Jul 21, 2026
Mar 22, 20176 then
RAUM +7.5% over the last fiscal year+5.9% a year over threeIARs 17 to 21offices 2 to 3
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $93.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 6derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $26.9MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 16%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 10.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +24%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $2.4B, 156 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.4B90%
- Pooled investment vehicles$172M4.5%
- Individuals$165M4.3%
- Charitable organizations$26.3M0.7%
- Individual clients
- 98reported
- HNW clients
- 128reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 2,360reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.4B for 156 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.05 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
42 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Katherine Banning LintzCertified Financial Planner | Clayton, Mo | Oct 25, 1995 | 36 y | 1 |
| David S. Dankmyer | St Louis, Mo | Mar 2, 2007 | 20 y | 0 |
| Thierry Jean Dominique Brunel | St Louis, Mo | Jun 13, 2019 | 19 y | 4 |
| Ashley Carisa MartinCertified Financial Planner | Clayton, Mo | Jul 17, 2019 | 12 y | 0 |
| Lauren HebelChartered Financial Analyst | Clayton, Mo | Aug 13, 2019 | 13 y | 0 |
| Margaux Hennessey RothCertified Financial Planner | Clayton, Mo | Aug 13, 2019 | 21 y | 0 |
| Katherine Michelle Awbrey | St Louis, Mo | Aug 13, 2019 | 13 y | 2 |
| Kirby T. Ott | Clayton, Mo | Aug 24, 2019 | 23 y | 1 |
| Erin Clare MccloskeyCertified Financial Planner | Denver, Co | Apr 1, 2020 | 12 y | 1 |
| Philip Edward RollhausChartered Financial Analyst | Denver, Co | May 28, 2021 | 21 y | 1 |
| Lauren Michele MaherCertified Financial Planner | St Louis, Mo | Sep 28, 2022 | 11 y | 2 |
| Marlys Raycraft | Denver, Co | Feb 6, 2023 | 10 y | 0 |
| Justin Lewis ThompsonCertified Financial Planner | Dallas, Tx | Dec 19, 2023 | 11 y | 1 |
| Andrew SebastianChartered Financial Analyst | St Louis, Mo | Mar 7, 2024 | 14 y | 1 |
| Madison Christa Atherton | Denver, Co | Jun 4, 2024 | 11 y | 1 |
| Lucy Andrews GardnerCertified Financial Planner | Dallas, Tx | Jul 10, 2024 | 12 y | 2 |
| Cecilia Rae TarlasCertified Financial Planner | St Louis, Mo | Dec 17, 2024 | 12 y | 0 |
| Alexander M QuinnChartered Financial Analyst | Denver, Co | Jun 30, 2025 | 11 y | 0 |
| Joshua Davis | St Louis, Mo | Sep 29, 2025 | 11 y | 0 |
| Ryan WaterhouseCertified Financial Planner | St Louis, Mo | Feb 18, 2026 | 10 y | 1 |
| Adrielle Lagda | St Louis, Mo | Feb 18, 2026 | 12 y | 1 |
| Megan Mary Sandhagen | St Louis, Mo | Feb 26, 2026 | 15 y | 1 |
| Ty Robert Hyde | St Louis, Mo | Mar 3, 2026 | 14 y | 2 |
| Matthew Ryan Haney | Denver, Co | Apr 10, 2026 | 12 y | 1 |
| James Nathan Michaelson | Denver, Co | Jun 30, 2026 | 12 y | 0 |
| Stephanie Lynn Bowers | Denver, Co | Jul 10, 2026 | 20 y | 1 |
| Shannon Mary Connor | Denver, Co | Jul 10, 2026 | 13 y | 1 |
| Andrew D Mcdonald | Hamden, Ct | Jul 10, 2026 | 12 y | 1 |
| Nicholas Holland Kral | Denver, Co | Jul 10, 2026 | 16 y | 3 |
| Lindsey Nicole Brown | Denver, Co | Jul 10, 2026 | 10 y | 1 |
| Kevin Michael Mccabe | St Louis, Mo | Jul 10, 2026 | 14 y | 1 |
| Jerrel Lee Armstrong | St Louis, Mo | Jul 10, 2026 | 29 y | 1 |
| Joshua Samuel Goldin | Denver, Co | Jul 10, 2026 | 10 y | 3 |
| Jackson Klutznick | St Louis, Mo | Jul 10, 2026 | 11 y | 1 |
| Charles Alexander Willhoit | Denver, Co | Jul 10, 2026 | 29 y | 2 |
| Tamara Jean WardCertified Financial Planner | St Louis, Mo | Jul 13, 2026 | 26 y | 2 |
| Natasha Sophia Gunberg | Denver, Co | Jul 13, 2026 | 10 y | 3 |
| Thomas Henry Itkoff | St Louis, Mo | Jul 17, 2026 | 13 y | 1 |
| Christopher WrenchCertified Financial Planner | Raleigh, Nc | Jul 22, 2026 | 22 y | 3 |
| Melissa J LinnCertified Financial Planner | Raleigh, Nc | Jul 22, 2026 | 20 y | 0 |
Advisor movement
2 left, 20 joined in 12 months
net +18 in 12 months1 left in 90 days15 joined in 90 daysdeparture rate 4.9% of current headcount6 left over 36 months
Left, latest
- Blake Thiele to Allen Capital Group, LLCJun 24, 2026 · RIA to RIA
- Charles Salvatore Limandri to Orchid AdvisoryJan 9, 2026 · RIA to RIA
- Thomas Emerson Bevington to Creative PlanningOct 22, 2024 · RIA to RIA
- Jaron Robert Wagner to LidoApr 16, 2024 · RIA to RIA
- Brian Joseph Fernandez to Larson Financial Group, LLCMar 5, 2024 · RIA to affiliated broker-dealer or bank
- Noah Solomon to Fidelity Personal And Workplace AdvisorsFeb 28, 2024 · RIA to affiliated broker-dealer or bank
- Cathleen Elizabeth Crews to Orchid AdvisoryAug 21, 2023 · RIA to a newly registered adviser
- Laura Mannz Slawski to Hightower Advisors, LLCAug 2, 2023 · RIA to affiliated broker-dealer or bank
- Bradley J Bishop to Namtaf Advisors, LLCFeb 8, 2022 · RIA to a newly registered adviser
- Kendall Marvin Young to Cauble & Harre Wealth Management, Inc.Apr 1, 2019 · RIA to RIA
- Ellen Donovan Crowley to Captrust Financial AdvisorsJan 3, 2008 · Other
Joined, latest
- Benjamin Hye-Kwang Kim from The Pacific GroupSep 11, 2026 · RIA to RIA
- Christopher Wrench from Ameriprise Financial Services, LLCJul 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- Thomas Henry Itkoff from Creative PlanningJul 17, 2026 · RIA to RIA
- Tamara Jean Ward from Iwp Wealth Management LLCJul 13, 2026 · RIA to RIA
- Natasha Sophia Gunberg from Iwp Wealth Management LLCJul 13, 2026 · RIA to RIA
- Joshua Samuel Goldin from Iwp Wealth Management LLCJul 10, 2026 · RIA to RIA
- Jackson Klutznick from Iwp Wealth Management LLCJul 10, 2026 · RIA to RIA
- Andrew D Mcdonald from Iwp Wealth Management LLCJul 10, 2026 · RIA to RIA
- Charles Alexander Willhoit from Iwp Wealth Management LLCJul 10, 2026 · RIA to RIA
- Kevin Michael Mccabe from Iwp Wealth Management LLCJul 10, 2026 · RIA to RIA
- Jerrel Lee Armstrong from Iwp Wealth Management LLCJul 10, 2026 · RIA to RIA
- Stephanie Lynn Bowers from Iwp Wealth Management LLCJul 10, 2026 · RIA to RIA
- Nicholas Holland Kral from Iwp Wealth Management LLCJul 10, 2026 · RIA to RIA
- Shannon Mary Connor from Iwp Wealth Management LLCJul 10, 2026 · RIA to RIA
- Lindsey Nicole Brown from Iwp Wealth Management LLCJul 10, 2026 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 14 joined from Iwp Wealth Management LLCJul 8, 2026 · Denver, Co · Firm absorbed
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fmp Generation, LLC | Other Private Fund | $151M | 75 | Jul 20, 2016 |
| Diversified Real Estate Fund LLCno longer reported | Other Private Fund | $14.7M | 40 | Jul 20, 2016 |
| Fmp Generation Asia, LLCno longer reported | Other Private Fund | $6.6M | 12 | Jul 20, 2016 |
| Jackson 124, LLCno longer reported | Other Private Fund | $3.8M | 81 | Jul 20, 2016 |
| South Fulton Parkway, LLCno longer reported | Other Private Fund | $2.3M | 50 | Jul 20, 2016 |
| Ecm Fmp, LLCno longer reported | Other Private Fund | $940,198 | 35 | Jul 20, 2016 |
| Ono Road, LLCno longer reported | Other Private Fund | $350,710 | 5 | Jul 20, 2016 |
Owners and control persons
Schedule A and B, latest filing
- T Paul Cichon · Board Of Directorscontrolsince 04/2026 · owns less than 5%
- Bruce Andrew Frailey · Board Of Directorscontrolsince 04/2026 · owns less than 5%
- Lowell Ryan Gable · Board Of Directorscontrolsince 04/2026 · owns less than 5%
- Y. Lisa Hauck · Board Of Managerscontrolsince 12/2021 · owns less than 5%
- Banning Katherine Lintz · Managing Partner, Board Of Directorscontrolsince 08/2025 · owns 10% to 25%
- Michael Kevin Mccabe · Board Of Directorscontrolsince 04/2026 · owns less than 5%
- T. Kirby Ott · Board Of Directorscontrolsince 07/2020 · owns less than 5%
- Edward Philip Rollhaus · Board Of Directorscontrolsince 02/2024 · owns less than 5%
- Jean Tamara Ward · Board Of Directorscontrolsince 04/2026 · owns less than 5%
- Alexander Charles Willhoit · Chief Executive Officer, Board Of Directorscontrolsince 08/2025 · owns 10% to 25%
- Jon Christopher Hunter · Chief Compliance Officersince 04/2026 · owns less than 5%
- Edwin Darryl Larue · Chief Operating Officersince 08/2025 · owns less than 5%
- F Patti Peters · Chief Compliance Officersince 01/2021 · owns less than 5%
Entity owners
- Matter Holdings LLC · Memberdirect · owns 75% or more
- Forsyth Matter Mezzanine, Inc. · Shareholderindirect · owns 25% to 50% of Matter Holdings LLC
Related persons
Schedule D 7.A
- Fmp Managing, LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo · principal | 29 | 22 | 0 | ||
| Denver, Co | 21 | 16 | 0 | ||
| Clayton, Mo | 5 | 0 | 0 | ||
| Dallas, Tx | 4 | 2 | 2 | ||
| Raleigh, Nc | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO5 employees
- Dallas, TX3 employees
- Chicago, IL1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 21, 2026MCCABE, KEVIN, MICHAEL (BOARD OF DIRECTORS) appeared on Schedule A between the filings of 2024-10-31 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 21, 2026WILLHOIT, CHARLES, ALEXANDER (CHIEF EXECUTIVE OFFICER, BOARD OF DIRECTORS) appeared on Schedule A between the filings of 2024-10-31 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 21, 2026GABLE, RYAN, LOWELL (BOARD OF DIRECTORS) appeared on Schedule A between the filings of 2024-10-31 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 21, 2026WARD, TAMARA, JEAN (BOARD OF DIRECTORS) appeared on Schedule A between the filings of 2024-10-31 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 21, 2026HAUCK, LISA, Y. (BOARD OF MANAGERS) left Schedule A between the filings of 2024-10-31 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- custody status changedChange between filings · filing Jul 21, 2026custody of client assets (Item 9.A): no on the filing of 2026-03-31, yes on the filing of 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Assets in custody · unset to 2412704481.0Mar 31, 2026 to Jul 21, 2026
- Custody of client assets · false to trueMar 31, 2026 to Jul 21, 2026
- Other offices · 2 to 3Mar 31, 2026 to Jul 21, 2026
- Accounts · 2,603 to 2,360Feb 12, 2026 to Mar 31, 2026
- HNW clients · 125 to 128Feb 12, 2026 to Mar 31, 2026
- Individual clients · 123 to 98Feb 12, 2026 to Mar 31, 2026
- Employees · 51 to 55Feb 12, 2026 to Mar 31, 2026
- State-registered IARs · 17 to 21Feb 12, 2026 to Mar 31, 2026
- Discretionary RAUM · $158M to $600MFeb 12, 2026 to Mar 31, 2026
- HNW RAUM · $3.2B to $3.4BFeb 12, 2026 to Mar 31, 2026
- Individual RAUM · $185M to $165MFeb 12, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $3.4B to $3.2BFeb 12, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $158M to $172MFeb 12, 2026 to Mar 31, 2026
- RAUM · $3.5B to $3.8BFeb 12, 2026 to Mar 31, 2026
- HQ city · CLAYTON to ST LOUISOct 30, 2025 to Feb 12, 2026
- Related adviser · false to trueApr 4, 2025 to Oct 30, 2025
- Related insurance company · true to falseApr 4, 2025 to Oct 30, 2025
- Accounts · 234 to 2,603Dec 5, 2024 to Apr 4, 2025
- Advisory employees · 38 to 40Dec 5, 2024 to Apr 4, 2025
- HNW clients · 117 to 125Dec 5, 2024 to Apr 4, 2025
- Individual clients · 113 to 123Dec 5, 2024 to Apr 4, 2025
- Pooled vehicle clients · 2 to 1Dec 5, 2024 to Apr 4, 2025
- Employees · 44 to 51Dec 5, 2024 to Apr 4, 2025
- Financial planning clients · 101-250 to 101-250Dec 5, 2024 to Apr 4, 2025
- State-registered IARs · 18 to 17Dec 5, 2024 to Apr 4, 2025
- Other offices · 3 to 2Dec 5, 2024 to Apr 4, 2025
- Private funds · 2 to 1Dec 5, 2024 to Apr 4, 2025
- Discretionary RAUM · $151M to $158MDec 5, 2024 to Apr 4, 2025
- HNW RAUM · $3.0B to $3.2BDec 5, 2024 to Apr 4, 2025
- Individual RAUM · $183M to $185MDec 5, 2024 to Apr 4, 2025
- Non-discretionary RAUM · $3.2B to $3.4BDec 5, 2024 to Apr 4, 2025
- Pooled vehicle RAUM · $151M to $158MDec 5, 2024 to Apr 4, 2025
- RAUM · $3.4B to $3.5BDec 5, 2024 to Apr 4, 2025
- Other offices · 2 to 3Mar 28, 2024 to Oct 31, 2024
- Accounts · 258 to 234Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 35 to 38Mar 30, 2023 to Mar 28, 2024
- Charity clients · 3 to 2Mar 30, 2023 to Mar 28, 2024
- HNW clients · 203 to 117Mar 30, 2023 to Mar 28, 2024
- Individual clients · 50 to 113Mar 30, 2023 to Mar 28, 2024
- State-registered IARs · 15 to 18Mar 30, 2023 to Mar 28, 2024
Signals
19 dated events
- Claire Hayne registered as an investment adviser representative at Matter Family OfficeSep 16, 2026 · Advisor registered · fact
- Iwp Wealth Management LLC's advisors moved to Matter Family Office (Denver, CO): 14 of 14 registered, on the same dayJul 8, 2026 · Firm absorbed (people side) · derived
- Blake Thiele left Matter Family Office for Allen Capital Group, Llc (registered 2026-07-24)Jun 24, 2026 · Advisor changed firm · fact
- Charles Salvatore Limandri left Matter Family Office for Orchid Advisory (registered 2026-01-07)Jan 9, 2026 · Advisor changed firm · fact
- Paul Cichon (Board Of Managers) appeared on Schedule A of Matter Family OfficeOct 31, 2024 · Control person joined · fact
- Bruce Andrew Frailey (Board Of Managers) appeared on Schedule A of Matter Family OfficeOct 31, 2024 · Control person joined · fact
- Thomas Emerson Bevington left Matter Family Office for Creative Planning (registered 2024-11-04)Oct 22, 2024 · Advisor changed firm · fact
- Jaron Robert Wagner left Matter Family Office for Lido (registered 2025-01-01)Apr 16, 2024 · Advisor changed firm · fact
- Edward Philip Rollhaus (Managing Member) appeared on Schedule A of Matter Family OfficeMar 28, 2024 · Control person joined · fact
- Joseph Brian Fernandez (Managing Member) no longer on Schedule A of Matter Family Office (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Brian Joseph Fernandez left Matter Family Office for Larson Financial Group, Llc (registered 2024-03-18)Mar 5, 2024 · Advisor changed firm · fact
- Noah Solomon left Matter Family Office for Fidelity Personal And Workplace Advisors (registered 2024-07-19)Feb 28, 2024 · Advisor changed firm · fact
- Cathleen Elizabeth Crews left Matter Family Office for Orchid Advisory (registered 2023-09-19)Aug 21, 2023 · Advisor changed firm · fact
- Laura Mannz Slawski left Matter Family Office for Hightower Advisors, Llc (registered 2024-02-14)Aug 2, 2023 · Advisor changed firm · fact
- Y. Lisa Hauck (Managing Member) appeared on Schedule A of Matter Family OfficeMar 30, 2022 · Control person joined · fact
- Michael Ryan Blackburn (Managing Member) no longer on Schedule A of Matter Family Office (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Bradley J Bishop left Matter Family Office for Namtaf Advisors, Llc (registered 2021-12-20)Feb 8, 2022 · Advisor changed firm · fact
- T. Kirby Ott (Managing Member) appeared on Schedule A of Matter Family OfficeSep 16, 2020 · Control person joined · fact
- Matter Family Office reported succeeding to the business of Another Adviser (Form ADV Item 4)Jun 18, 2015 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Matter Family Office · Family Officesshared crd · office
- Matter Family Office · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- info@matterfamilyoffice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 214-453-5514reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-552-0900reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 314-862-5190reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/matter-family-officereportedpublic record, Form ADV, Sep 17, 2026
- Website
- MATTERFAMILYOFFICE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-862-5190reportedpublic record, Form ADV, Jul 21, 2026
- Contact form
- matterfamilyoffice.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- matterfamilyoffice.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026