DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••• S••••• I••••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape May 22, 2022 · 8 filings
SEC status approved since Dec 16, 2022
RAUM
$175M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
11%
$18.7M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$175M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$175M as of Mar 30, 2026
Jun 6, 2023$130M then
HNW client RAUM$18.7M as of Mar 30, 2026
Jun 6, 2023$10.5M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Jun 6, 20231 then
Employees (5.A)2 as of Mar 30, 2026
Jun 6, 20232 then
Private funds1 as of Mar 30, 2026
Jun 6, 20231 then
RAUM +13% over the last fiscal year+10% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $175MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $19.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$138M88%
- High-net-worth individuals$18.7M12%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.11 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• S••••••••• | Chantilly, Va | Jan 1, 2015 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• I••••••••• F••• L••• | Other Private Fund | $44.6M | 5 | May 22, 2022 |
Owners and control persons
Schedule A and B, latest filing
- S••••••••• S••••• · Chief Compliance Officercontrolsince 12/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 9Mar 6, 2025 to Mar 30, 2026
- Discretionary RAUM · $155M to $175MMar 6, 2025 to Mar 30, 2026
- HNW RAUM · $18.8M to $18.7MMar 6, 2025 to Mar 30, 2026
- RAUM · $155M to $175MMar 6, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 6, 2025
- HQ city · unset to Mar 27, 2024 to Mar 6, 2025
- HQ state · unset to Mar 27, 2024 to Mar 6, 2025
- Discretionary RAUM · $145M to $155MMar 27, 2024 to Mar 6, 2025
- HNW RAUM · $13.8M to $18.8MMar 27, 2024 to Mar 6, 2025
- RAUM · $145M to $155MMar 27, 2024 to Mar 6, 2025
- Accounts · 6 to 7Jun 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $130M to $145MJun 6, 2023 to Mar 27, 2024
- HNW RAUM · $10.5M to $13.8MJun 6, 2023 to Mar 27, 2024
- Individual RAUM · 215742.0 to unsetJun 6, 2023 to Mar 27, 2024
- RAUM · $130M to $145MJun 6, 2023 to Mar 27, 2024
- Accounts · 11 to 6Dec 16, 2022 to Jun 6, 2023
- HNW clients · 7.0 to unsetDec 16, 2022 to Jun 6, 2023
- Discretionary RAUM · $146M to $130MDec 16, 2022 to Jun 6, 2023
- HNW RAUM · $12.1M to $10.5MDec 16, 2022 to Jun 6, 2023
- Individual RAUM · $1.2M to $215,742Dec 16, 2022 to Jun 6, 2023
- RAUM · $146M to $130MDec 16, 2022 to Jun 6, 2023
Signals
1 dated events
- W••• S••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 22, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- W•••STIM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (703) 728-3380reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $175Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026