DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• P••••••• W••••• C••••
Legal name T•• W••••• C••••• L••
Latest filing Feb 27, 2026
First filing on the tape Mar 22, 2012 · 26 filings
SEC status approved since Jul 27, 2007
RAUM
$220M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$216M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$73.2M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$220M as of Feb 27, 2026
Mar 22, 2012$91.3M then
HNW client RAUM$43.2M as of Feb 27, 2026
Feb 28, 2018$71.4M then
State-registered IARs (5.B.3)2 as of Feb 27, 2026
Mar 22, 20120 then
Employees (5.A)3 as of Feb 27, 2026
Apr 1, 20134 then
Private funds: no history
RAUM +9.6% over the last fiscal year+8.3% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $73.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $248,689derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$173M79%
- High-net-worth individuals$43.2M20%
- Corporations and businesses$3.7M1.7%
- Individual clients
- 222reported
- HNW clients
- 8reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 883reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• W•••••• M••••••Certified Financial Planner | Salado, Tx | Jul 30, 2007 | 43 y | 2 |
| J•••• A•••• M•••••• | Salado, Tx | Aug 13, 2007 | 22 y | 2 |
| S••••••• V••••••••Certified Financial Planner | Salado, Tx | Oct 27, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••••••• S•••• to T•• A•••••••• G••••Mar 21, 2012 · Other
Joined, latest
- C••••••••• S•••• from N••• F•••••••• G••••• I•••Aug 13, 2007 · Other
- J•••• A•••• M•••••• from N••• F•••••••• G••••• I•••Aug 13, 2007 · Other
- J•••••• W•••••• M•••••• from N••• F•••••••• G••••• I•••Jul 30, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• J••••• A•••• · Chief Compliance Officercontrolsince 12/2003 · owns 25% to 50%
- M••••••• J••••••• W•••••• · Managing Membercontrolsince 06/2007 · owns 50% to 75%
- P••••• D•••••• L••• · Business Managersince 01/2009 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salado, Tx · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 833 to 883Dec 26, 2025 to Feb 27, 2026
- Discretionary RAUM · $217M to $220MDec 26, 2025 to Feb 27, 2026
- HNW RAUM · $42.9M to $43.2MDec 26, 2025 to Feb 27, 2026
- Individual RAUM · $171M to $173MDec 26, 2025 to Feb 27, 2026
- RAUM · $217M to $220MDec 26, 2025 to Feb 27, 2026
- Accounts · 823 to 833Feb 25, 2025 to Dec 26, 2025
- HNW clients · 7 to 8Feb 25, 2025 to Dec 26, 2025
- Individual clients · 224 to 222Feb 25, 2025 to Dec 26, 2025
- Discretionary RAUM · $200M to $217MFeb 25, 2025 to Dec 26, 2025
- HNW RAUM · $40.3M to $42.9MFeb 25, 2025 to Dec 26, 2025
- Individual RAUM · $156M to $171MFeb 25, 2025 to Dec 26, 2025
- RAUM · $200M to $217MFeb 25, 2025 to Dec 26, 2025
- Accounts · 787 to 823Mar 5, 2024 to Feb 25, 2025
- HNW clients · 5 to 7Mar 5, 2024 to Feb 25, 2025
- Individual clients · 223 to 224Mar 5, 2024 to Feb 25, 2025
- Financial planning clients · 101-250 to 101-250Mar 5, 2024 to Feb 25, 2025
- Discretionary RAUM · $187M to $200MMar 5, 2024 to Feb 25, 2025
- HNW RAUM · $33.4M to $40.3MMar 5, 2024 to Feb 25, 2025
- Individual RAUM · $150M to $156MMar 5, 2024 to Feb 25, 2025
- RAUM · $187M to $200MMar 5, 2024 to Feb 25, 2025
- Accounts · 802 to 787Feb 17, 2023 to Mar 5, 2024
- HNW clients · 51 to 5Feb 17, 2023 to Mar 5, 2024
- Individual clients · 187 to 223Feb 17, 2023 to Mar 5, 2024
- Discretionary RAUM · $173M to $187MFeb 17, 2023 to Mar 5, 2024
- HNW RAUM · $106M to $33.4MFeb 17, 2023 to Mar 5, 2024
- Individual RAUM · $62.6M to $150MFeb 17, 2023 to Mar 5, 2024
- RAUM · $173M to $187MFeb 17, 2023 to Mar 5, 2024
- Accounts · 807 to 802Jun 28, 2022 to Feb 17, 2023
- HNW clients · 54 to 51Jun 28, 2022 to Feb 17, 2023
- Individual clients · 185 to 187Jun 28, 2022 to Feb 17, 2023
- Discretionary RAUM · $185M to $173MJun 28, 2022 to Feb 17, 2023
- HNW RAUM · $117M to $106MJun 28, 2022 to Feb 17, 2023
- Individual RAUM · $64.6M to $62.6MJun 28, 2022 to Feb 17, 2023
- RAUM · $185M to $173MJun 28, 2022 to Feb 17, 2023
- Accounts · 801 to 807Mar 10, 2022 to Jun 28, 2022
- HNW clients · 64 to 54Mar 10, 2022 to Jun 28, 2022
- Individual clients · 170 to 185Mar 10, 2022 to Jun 28, 2022
- Discretionary RAUM · $199M to $185MMar 10, 2022 to Jun 28, 2022
- HNW RAUM · $136M to $117MMar 10, 2022 to Jun 28, 2022
- Individual RAUM · $58.4M to $64.6MMar 10, 2022 to Jun 28, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 254-947-1111reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-914-7526reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/thepersonalwealthcoachreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.t•••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 254-947-1111reportedpublic record, Form ADV, Feb 27, 2026
- Contact form
- t•••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- t•••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026