DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••••• I••••••••• ••••••••• L••••••
Latest filing May 5, 2026
First filing on the tape Mar 1, 2012 · 74 filings
SEC status approved since Aug 17, 2007
RAUM
$146B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
365
134 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
74 filings and snapshots on the tape
RAUM$146B as of May 5, 2026
Mar 1, 2012$41B then
HNW client RAUM$0 as of May 5, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of May 5, 2026
Mar 1, 20120 then
Employees (5.A)365 as of May 5, 2026
Mar 28, 2013281 then
Private funds: no history
RAUM +20% over the last fiscal year+7.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $731MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$144B98%
- Other investment advisers$1.1B0.7%
- Pension and profit-sharing plans$893M0.6%
- State and municipal entities$366M0.3%
- Insurance companies$105M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 200reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• S••••• · Chief Distribution Officercontrolsince 03/2024 · owns less than 5%
- L••• T••••••• M••• W•• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- M••••••••• G••••••••• E•••••• · Directorcontrolsince 12/2022 · owns less than 5%
- N••••• V•••••••• · Chief Investment Officercontrolsince 06/2024 · owns less than 5%
- O••• P••• Y••• · Head Of Legalcontrolsince 03/2021 · owns less than 5%
- S••••••••• P•••••••• A•••••• · Chief Human Resources Officercontrolsince 09/2023 · owns less than 5%
- T•••• L•••••• E• M••• · Chief Executive Officercontrolsince 07/2022 · owns less than 5%
- W•••••• S•••••• H•••••••• · Head Of Sustainabilitycontrolsince 01/2022 · owns less than 5%
- Y••• W••• N•• · Chief Financial Officercontrolsince 02/2023 · owns less than 5%
Entity owners
- E••••••••• I••••••••• G•••• P••• L••• · Sole Shareholderdirect · owns 75% or more
- P••••••••• C••••••••• A••• L•••••• · Sole Shareholderindirect · owns 75% or more of P••••••••• H••••••• L••••••
- P••••••••• C••••••••• H••••••• L•••••• · Sole Shareholderindirect · owns 75% or more of E••••••••• I••••••••• G•••• P••• L•••
- P••••••••• H••••••• L•••••• · Sole Shareholderindirect · owns 75% or more of P••••••••• C••••••••• H••••••• L••••••
- P••••••••• P•• · Sole Shareholderindirect · owns 75% or more of P••••••••• C••••••••• A••• L•••••• · public reporting company
Related persons
Schedule D 7.A
- B••• • P••••••••• A•••• M••••••••• L••••••investment advisern
- C•••• • P••••••••• F••• M••••••••• C•••••• L••••••investment advisern
- E••••••••• A•••• M••••••••• ••••••••• C••• L•••investment advisern
- E••••••••• A•••• M••••••••• K•••• C•• L•••investment advisern
- E••••••••• I••••••••• M••••••••• ••••••••• C•••••• L•••investment advisern
- E••••••••• I••••••••• •••• K•••• L••••••investment advisern
- E••••••••• I••••••••• ••••••••• S•••investment advisern
- E••••••••• I••••••••• B•••••investment advisern
- E••••••••• I••••••••• F••• M••••••••• L•••••• L•••••••• C••••••investment advisern
- E••••••••• U•investment adviserLP sponsorn
- E••••••••• I••••••••• L••••••investment advisern
- E••••••••• O••••••• I••••••••• F••• M••••••••• ••••••••• C•••••• L•••investment advisern
- E••••••••• S••••••••• I••••••••• T•••• C•••••• L••••••investment advisern
- I•••• A•••• M•••••••••investment advisernRAUM $117B
- M•• R••• E••••• A••• H•••••• C•••••• P••• L•••investment companyn
- M•• R••• E••••• A••• P••• L•••investment adviserinvestment companyn
- P•• L••• A•••••••• C••• L•••real estaten
- P•• L••• I•••••••• C••••••••• O• U•real estaten
- P•• L••• U• A•••• M••••••••• A•• T•••• C•••••••••n
- P••••••••• A•••••••• C•••••• S•••••••• •••• L••••••real estaten
- P••••••••• G•••••• I•••••••• H••• K••• L••••••real estaten
- P••••••••• H••• K••• L••••••real estaten
- P••••••••• L••• A•••••••• ••••••••• P••••• C•••••• L••••••real estaten
- P••••••••• V•••••• A•••••••• P•••••• L••••••real estaten
- P•• E••••••••• I••••••••• I••••••••investment advisern
- P•• P••••••••• L••• A••••••••real estaten
Advisers that list E••••••••• I••••••••• ••••••••• L•••••• as a related person
- 169439 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 202 to 200Aug 20, 2025 to Mar 30, 2026
- Advisory employees · 138 to 134Aug 20, 2025 to Mar 30, 2026
- Pooled vehicle clients · 179 to 180Aug 20, 2025 to Mar 30, 2026
- Employees · 407 to 365Aug 20, 2025 to Mar 30, 2026
- Discretionary RAUM · $121B to $146BAug 20, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $417M to $256MAug 20, 2025 to Mar 30, 2026
- Pension RAUM · $836M to $893MAug 20, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $120B to $144BAug 20, 2025 to Mar 30, 2026
- RAUM · $122B to $146BAug 20, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 26, 2025 to Jun 5, 2025
- Accounts · 203 to 202Feb 10, 2025 to Mar 26, 2025
- Advisory employees · 143 to 138Feb 10, 2025 to Mar 26, 2025
- Pooled vehicle clients · 180 to 179Feb 10, 2025 to Mar 26, 2025
- Employees · 421 to 407Feb 10, 2025 to Mar 26, 2025
- Discretionary RAUM · $124B to $121BFeb 10, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $2.5B to $417MFeb 10, 2025 to Mar 26, 2025
- Pension RAUM · $919M to $836MFeb 10, 2025 to Mar 26, 2025
- Pooled vehicle RAUM · $122B to $120BFeb 10, 2025 to Mar 26, 2025
- RAUM · $126B to $122BFeb 10, 2025 to Mar 26, 2025
- Related bank · true to falseFeb 10, 2025 to Mar 26, 2025
- HQ state · unset to Aug 29, 2024 to Feb 10, 2025
- Accounts · 220 to 203Feb 1, 2024 to Mar 26, 2024
- Advisory employees · 151 to 143Feb 1, 2024 to Mar 26, 2024
- Pooled vehicle clients · 198 to 180Feb 1, 2024 to Mar 26, 2024
- Employees · 419 to 421Feb 1, 2024 to Mar 26, 2024
- Discretionary RAUM · $117B to $124BFeb 1, 2024 to Mar 26, 2024
- Non-discretionary RAUM · $492M to $2.5BFeb 1, 2024 to Mar 26, 2024
- Pension RAUM · $836M to $919MFeb 1, 2024 to Mar 26, 2024
- Pooled vehicle RAUM · $114B to $122BFeb 1, 2024 to Mar 26, 2024
- RAUM · $118B to $126BFeb 1, 2024 to Mar 26, 2024
- Accounts · 260 to 220Feb 6, 2023 to Mar 30, 2023
- Advisory employees · 136 to 151Feb 6, 2023 to Mar 30, 2023
- Pooled vehicle clients · 234 to 198Feb 6, 2023 to Mar 30, 2023
- Employees · 383 to 419Feb 6, 2023 to Mar 30, 2023
- Discretionary RAUM · $141B to $117BFeb 6, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $1.1B to $492MFeb 6, 2023 to Mar 30, 2023
- Pension RAUM · $797M to $836MFeb 6, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $138B to $114BFeb 6, 2023 to Mar 30, 2023
- RAUM · $142B to $118BFeb 6, 2023 to Mar 30, 2023
- Accounts · 235 to 260Feb 15, 2022 to Mar 30, 2022
Signals
33 dated events
- Tiong Beng Yeo (Chief Compliance Officer) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2024-06-11, absent 2024-08-07)Aug 7, 2024 · Control person left · inference
- Vis Nayar (Chief Investment Officer) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Jun 11, 2024 · Control person joined · fact
- Allison Prudence Schneider (Chief Human Resources Officer) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Mar 26, 2024 · Control person joined · fact
- Henderson Stuart Wilson (Head Of Sustainability) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Mar 26, 2024 · Control person joined · fact
- Salman Haider (Chief Distribution Officer) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Mar 26, 2024 · Control person joined · fact
- Tiong Beng Yeo (Chief Compliance Officer) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Dec 1, 2023 · Control person joined · fact
- Hwee Meng Willie Tan (Chief Compliance Officer) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2023-09-18, absent 2023-12-01)Dec 1, 2023 · Control person left · inference
- Hwee Ching Wendy Lim (Director) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2023-07-05, absent 2023-09-18)Sep 18, 2023 · Control person left · inference
- Boon Peng Ooi (Director) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2023-04-19, absent 2023-07-05)Jul 5, 2023 · Control person left · inference
- Wai Kwong Seck (Director) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2023-03-30, absent 2023-04-19)Apr 19, 2023 · Control person left · inference
- Whay Nee Yeo (Chief Financial Officer) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Feb 6, 2023 · Control person joined · fact
- Soh Ping Lim (Head Of Finance) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2022-12-12, absent 2023-02-06)Feb 6, 2023 · Control person left · inference
- Ming Wan Terence Lim (Director) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Dec 12, 2022 · Control person joined · fact
- Kelvin Blacklock (Head Of Eastspring Portfolio Advisors) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2022-05-26, absent 2022-06-01)Jun 1, 2022 · Control person left · inference
- Bill Maldonado (Chief Investment Officer) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Jun 1, 2022 · Control person joined · fact
- Siew Ping Gwee (Director) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2022-05-13, absent 2022-05-26)May 26, 2022 · Control person left · inference
- J•••• T•••• Y••• F•••••• Woo (Director) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2022-05-13, absent 2022-05-26)May 26, 2022 · Control person left · inference
- B•••••• M•••••• X••••• M•••• (Global Head, Institutional & Products) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2022-04-12, absent 2022-05-13)May 13, 2022 · Control person left · inference
- Hwee Ching Wendy Lim (Director) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Feb 3, 2022 · Control person joined · fact
- J•••• T•••• Y••• F•••••• Woo (Director) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Aug 17, 2021 · Control person joined · fact
- Chelsia Li Fern Wong (Chief Legal Officer) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2021-01-13, absent 2021-03-24)Mar 24, 2021 · Control person left · inference
- P••• Y••• Ong (Head Of Legal) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Mar 24, 2021 · Control person joined · fact
- Ee Mern Lilian Tham (Chief Operating Officer) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Jan 13, 2021 · Control person joined · fact
- Jelle Bart Jeroen Buwalda (Chief Operating Officer) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2020-12-23, absent 2021-01-13)Jan 13, 2021 · Control person left · inference
- E••••••••• I••••••••• ••••••••• L•••••• reported RAUM $124.6B, up 28% from $97.7B (2019-10-03 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Kelvin Blacklock (Head Of Investment Solutions) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Oct 3, 2019 · Control person joined · fact
- Virginie Maisonneuve (Chief Investment Officer) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2019-05-14, absent 2019-10-03)Oct 3, 2019 · Control person left · inference
- Robert Guy Strapp (Director, Chairman Of The Board (Since 2014)) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2019-03-28, absent 2019-04-17)Apr 17, 2019 · Control person left · inference
- Wai Kwong Seck (Director And Chairman Of The Board (Since 2019)) appeared on Schedule A of E••••••••• I••••••••• ••••••••• L••••••Apr 17, 2019 · Control person joined · fact
- Vivian Julian Christopher Pull (Director) no longer on Schedule A of E••••••••• I••••••••• ••••••••• L•••••• (listed 2019-01-30, absent 2019-03-01)Mar 1, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/eastspring-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- eastspring.com/sgreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (65) 6349 9100reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026