DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••• A•••• M•••••••••
Legal name I•••• P••••••••• A•••• M••••••••• C•••••• L••••••
Latest filing Jun 29, 2026
First filing on the tape Sep 24, 2021 · 7 filings
SEC status approved since Dec 15, 2021
RAUM
$117B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
2.1%
$2.4B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3,585
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$117B as of Jun 29, 2026
Jun 29, 2022$66B then
HNW client RAUM: $402M
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 29, 20220 then
Employees (5.A)3,585 as of Jun 29, 2026
Jun 29, 20222,424 then
Private funds: no history
RAUM +78% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$114B98%
- Individuals$2.4B2.1%
- Corporations and businesses$244M0.2%
- Individual clients
- 27,396reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28,296reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.98 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• N••••• K•••• · Chief Financial Officercontrolsince 05/2024 · owns less than 5%
- S•••••••• N•••• · Executive Director/Chief Investment Officercontrolsince 04/2016 · owns less than 5%
- S•••• N••••• · Managing Director/Chief Executive Officercontrolsince 07/2007 · owns less than 5%
- S•••••• R••••• · Head-Compliance And Company Secretarycontrolsince 08/2011 · owns less than 5%
- S••••• N•••• · Legal Officercontrolsince 11/2022 · owns less than 5%
- S••••••••• S••••• · Chief Operations Officercontrolsince 11/2016 · owns less than 5%
- B••••• S•••••• · Chairman & Nominee Directorsince 10/2018 · owns less than 5%
- C••••••••• V••• P•••••• · Independent Directorsince 07/2016 · owns less than 5%
- J••••• A••••• · Independent Directorsince 06/2021 · owns less than 5%
- K•••••• D•••• · Independent Directorsince 03/2017 · owns less than 5%
- M••••••••• E•••••• · Nominee Directorsince 06/2023 · owns less than 5%
- M•••••• N•••• · Independent Directorsince 05/2020 · owns less than 5%
- R••••• P••••• · Independent Directorsince 04/2022 · owns less than 5%
- S••••••• A••••••• · Nominee Directorsince 05/2023 · owns less than 5%
Entity owners
- I•••• B••• L•••••• · Shareholderdirect · owns 50% to 75%
- P••••••••• C••••••••• H••••••• L•••••• · Shareholderdirect · owns 25% to 50%
- P••••••••• C••••••••• A••• L•••••• · Ownerindirect · owns 75% or more of P••••••••• H••••••• L••••••
- P••••••••• H••••••• L•••••• · Ownerindirect · owns 75% or more of P••••••••• C••••••••• H••••••• L••••••
- P••••••••• P•• · Ownerindirect · owns 75% or more of P••••••••• C••••••••• A••• L•••••• · public reporting company
Related persons
Schedule D 7.A
- I•••• B••• L••••••broker-dealertrust companypooled vehicle sponsory
- I•••• S••••••••• L•••broker-dealerinvestment adviserpooled vehicle sponsorLP sponsorreal estaten
Advisers that list I•••• A•••• M••••••••• as a related person
- 144603 n
Offices
Schedule D 1.F, the 25 largest
- Mumbai, India
What changed
consecutive filings, newest first
- Accounts · 23,556 to 28,296Jun 30, 2025 to Jun 29, 2026
- Advisory employees · 6 to 3Jun 30, 2025 to Jun 29, 2026
- Corporate clients · 777 to 874Jun 30, 2025 to Jun 29, 2026
- Individual clients · 22,748 to 27,396Jun 30, 2025 to Jun 29, 2026
- Pooled vehicle clients · 31 to 26Jun 30, 2025 to Jun 29, 2026
- Employees · 3,722 to 3,585Jun 30, 2025 to Jun 29, 2026
- Discretionary RAUM · $110B to $117BJun 30, 2025 to Jun 29, 2026
- Individual RAUM · $2.3B to $2.4BJun 30, 2025 to Jun 29, 2026
- Non-discretionary RAUM · $3.7B to $2.0MJun 30, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $111B to $114BJun 30, 2025 to Jun 29, 2026
- RAUM · $113B to $117BJun 30, 2025 to Jun 29, 2026
- Accounts · 13,803 to 23,556Jun 28, 2024 to Jun 30, 2025
- Corporate clients · 474 to 777Jun 28, 2024 to Jun 30, 2025
- Individual clients · 13,301 to 22,748Jun 28, 2024 to Jun 30, 2025
- Pooled vehicle clients · 28 to 31Jun 28, 2024 to Jun 30, 2025
- Employees · 3,535 to 3,722Jun 28, 2024 to Jun 30, 2025
- Financial planning clients · unset to Jun 28, 2024 to Jun 30, 2025
- HQ state · unset to Jun 28, 2024 to Jun 30, 2025
- Discretionary RAUM · $88B to $110BJun 28, 2024 to Jun 30, 2025
- Individual RAUM · $1.5B to $2.3BJun 28, 2024 to Jun 30, 2025
- Non-discretionary RAUM · $3.6B to $3.7BJun 28, 2024 to Jun 30, 2025
- Pooled vehicle RAUM · $89B to $111BJun 28, 2024 to Jun 30, 2025
- RAUM · $91B to $113BJun 28, 2024 to Jun 30, 2025
- Accounts · 5,024 to 13,803Jun 29, 2023 to Jun 28, 2024
- Corporate clients · 173 to 474Jun 29, 2023 to Jun 28, 2024
- Individual clients · 4,825 to 13,301Jun 29, 2023 to Jun 28, 2024
- Pooled vehicle clients · 26 to 28Jun 29, 2023 to Jun 28, 2024
- Employees · 3,080 to 3,535Jun 29, 2023 to Jun 28, 2024
- Discretionary RAUM · $63B to $88BJun 29, 2023 to Jun 28, 2024
- Individual RAUM · $480M to $1.5BJun 29, 2023 to Jun 28, 2024
- Non-discretionary RAUM · $2.4B to $3.6BJun 29, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $64B to $89BJun 29, 2023 to Jun 28, 2024
- RAUM · $66B to $91BJun 29, 2023 to Jun 28, 2024
- Accounts · 3,614 to 5,024Jun 29, 2022 to Jun 29, 2023
- Business name · I•••• G••••• I••••••••• to I•••• A•••• M•••••••••Jun 29, 2022 to Jun 29, 2023
- Corporate clients · 133 to 173Jun 29, 2022 to Jun 29, 2023
- HNW clients · 3459.0 to unsetJun 29, 2022 to Jun 29, 2023
- Individual clients · unset to 4825.0Jun 29, 2022 to Jun 29, 2023
- Pooled vehicle clients · 22 to 26Jun 29, 2022 to Jun 29, 2023
- Employees · 2,424 to 3,080Jun 29, 2022 to Jun 29, 2023
Signals
8 dated events
- I•••• A•••• M••••••••• reported RAUM $91.5B, up 39% from $65.7B (2023-06-29 to 2024-06-28)Jun 28, 2024 · RAUM change · derived
- R••••••••• B••••••••• (Chief Financial Officer) no longer on Schedule A of I•••• A•••• M••••••••• (listed 2023-06-29, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- N••••• K•••• A•••••• (Chief Financial Officer) appeared on Schedule A of I•••• A•••• M•••••••••Jun 28, 2024 · Control person joined · fact
- S••••• S••••••••• (Chief Operations Officer) appeared on Schedule A of I•••• A•••• M•••••••••Jun 28, 2024 · Control person joined · fact
- V•••• S•••••• (Chief Operations Officer) no longer on Schedule A of I•••• A•••• M••••••••• (listed 2022-06-29, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- J••••• B•••••• (Legal Officer) no longer on Schedule A of I•••• A•••• M••••••••• (listed 2021-12-10, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- N•••• S•••• (Legal Officer) appeared on Schedule A of I•••• A•••• M•••••••••Jun 29, 2022 · Control person joined · fact
- I•••• G••••• I••••••••• filed its initial SEC registration (Form ADV)Sep 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/icici-prudential-amc-ltdreportedpublic record, Form ADV, Sep 18, 2026
- Website
- icicietf.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +91 22 2652 5000reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026