DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• C•••••• P••••••• L••
Latest filing May 12, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since Oct 19, 2007
RAUM
$3.3B
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
75
25 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
13
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$3.3B as of May 12, 2026
Mar 30, 2012$6.5B then
HNW client RAUM$0 as of May 12, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of May 12, 2026
Mar 30, 20120 then
Employees (5.A)75 as of May 12, 2026
Mar 28, 201339 then
Private funds13 as of May 12, 2026
Mar 30, 201218 then
RAUM +3.2% over the last fiscal year-17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $122MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• S•••••••• P••••••• 2••• •• L•no longer reported | Private Equity Fund | $750M | 36 | Mar 30, 2012 |
| E••••••• S•••••••• P••••••• 2••• •• L•no longer reported | Private Equity Fund | $687M | 62 | Mar 30, 2012 |
| S•• I•• L• | Private Equity Fund | $478M | 34 | Mar 31, 2017 |
| E••••••• S•••••••• P••••••• 2••• •• L•no longer reported | Private Equity Fund | $163M | 41 | Mar 30, 2012 |
| S• C•••••• S•• I• | Private Equity Fund | $132M | 26 | Mar 31, 2015 |
| E•• 2••• C•••••• L• | Private Equity Fund | $113M | 41 | Mar 30, 2012 |
| E••••••• S•••••••• P••••••• 2••• •• L•no longer reported | Private Equity Fund | $87.1M | 8 | Mar 30, 2012 |
| S• C•••••• E•• I• L• | Private Equity Fund | $85.3M | 18 | Mar 30, 2012 |
| E•• 2••• C•••••• L• | Private Equity Fund | $66.1M | 42 | Mar 30, 2012 |
| E••••••• S•••••••• P••••••• 2••• •• L•no longer reported | Private Equity Fund | $65.4M | 5 | Mar 30, 2012 |
| E••••••• S•••••••• P••••••• I• •• L•no longer reported | Private Equity Fund | $65.3M | 9 | Mar 30, 2012 |
| S• C•••••• N••• I• L• | Private Equity Fund | $64.8M | 7 | Mar 28, 2013 |
| S• C•••••• S•• I• | Private Equity Fund | $48.3M | 15 | Mar 31, 2014 |
| S• C•••••• E••••••• C• I••••••••• B• | Private Equity Fund | $43.9M | 20 | Mar 31, 2017 |
| E••••••• S•••••••• P••••••• 2••• •• L•no longer reported | Private Equity Fund | $18.6M | 6 | Mar 30, 2012 |
| E•• G••••• B••• E••••• F••• | Private Equity Fund | $13.5M | 7 | Mar 30, 2012 |
| E••••••• S•••••••• P••••••• I• •• L•no longer reported | Private Equity Fund | $7.4M | 5 | Mar 30, 2012 |
| E•• I• C•••••• L• | Private Equity Fund | $4.7M | 45 | Mar 30, 2012 |
| E••••••• S•••••••• P••••••• 1• L• | Private Equity Fund | $1.1M | 25 | Mar 30, 2012 |
| N•••• A••••••• S•••••••• P••••••• 2••• L• | Private Equity Fund | $847,303 | 17 | Mar 30, 2012 |
| E•• 2••• C•••••• L• | Private Equity Fund | $796,783 | 33 | Mar 30, 2012 |
| N•••• A••••••• S•••••••• P•••••••• L•no longer reported | Private Equity Fund | $0 | 7 | Mar 30, 2012 |
| N•••• A••••••• S•••••••• P••••••• C•••••••• F•••• L•no longer reported | Private Equity Fund | $0 | 2 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J••••• R•••••• · Directorcontrolsince 12/2021 · owns less than 5%
- M••••• M••••••• J•••• · Directorcontrolsince 06/2022 · owns less than 5%
- W••••••••• N•••••••• D•••• · Chief Compliance Officercontrolsince 06/2022 · owns less than 5%
Entity owners
- P••••• E••••• 2• L•••••• · Memberdirect · owns 75% or more
- P••••• A••••••••• L•••••• · Equity Ownerindirect · owns 75% or more of P••••• E••••• 2• L••••••
- P••••• F•••••• L•••••• · Equity Ownerindirect · owns 75% or more of P••••• A••••••••• L••••••
- P••••• I••••••••• C••••• L••• · Equity Ownerindirect · owns 75% or more of P••••• F•••••• L••••••
- P••••• I••••••••• L•••• S••• · Equity Ownerindirect · owns 75% or more of P••••• I••••••••• C••••• L•••
- P••••• I••••••••• L•••••• · Equity Ownerindirect · owns 75% or more of P••••• I••••••••• L•••• S••• · public reporting company
Related persons
Schedule D 7.A
- A•••• P•••••• E••••• ••••••• L••••••investment adviserbanky
- A•• ••••••• P•••••• S•• I•• L••••••pooled vehicle sponsorn
- A•• ••• E• G•• L••••••pooled vehicle sponsorn
- P••••• F•••••• L••••••investment advisern
- P••••• I••••••••• L•••investment advisern
- P••••• I••••••••• U•••••• A••••• D• V•••••• S•••investment advisern
- S••• ••••••• P•••••• 2••• C••••••••• L•••••••pooled vehicle sponsory
- S••• ••••••• P•••••• C••• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• E•• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• E•• I• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• E•• 2•••• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• E•• 2•••• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• E•• 2••• C••••••••• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• E•• 2•••• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• E•• C••• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• I•• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• I••••••••• I• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• I••••••••• S•••••••• I• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• N••• I• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• N••• 2•••• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• N••• 2•••• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• P•••• P•••••• E••••• L•••••••pooled vehicle sponsory
- S••• ••••••• P•••••• P•••• S•••••••• C••••• L•••••••pooled vehicle sponsory
- S••• ••••••• P•••••• S•• I• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• S•• I•• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• S•• I••• L••••••pooled vehicle sponsory
- S••• ••••••• P•••••• T•••• R•••• L•••••••pooled vehicle sponsory
- S••• ••••••• P••••••• L••••••pooled vehicle sponsory
- S••••••• L••• I••••••••• ••••••• P•••••• C•••• L••••••pooled vehicle sponsorn
Advisers that list P••••• C•••••• P••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Boston, MA1 employees
- London, United Kingdom1 employees
What changed
consecutive filings, newest first
- Employees · 70 to 75Aug 8, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.9B to $3.0BAug 8, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $264M to $291MAug 8, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.2B to $3.3BAug 8, 2025 to Mar 30, 2026
- RAUM · $3.2B to $3.3BAug 8, 2025 to Mar 30, 2026
- Accounts · 29 to 27Sep 27, 2024 to Mar 28, 2025
- Advisory employees · 17 to 25Sep 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 29 to 27Sep 27, 2024 to Mar 28, 2025
- Employees · 55 to 70Sep 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 27, 2024 to Mar 28, 2025
- HQ state · unset to Sep 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.7B to $2.9BSep 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $251M to $264MSep 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.9B to $3.2BSep 27, 2024 to Mar 28, 2025
- RAUM · $3.9B to $3.2BSep 27, 2024 to Mar 28, 2025
- Business name · A•••• C•••••• P••••••• L•• to P••••• C•••••• P••••••• L••May 30, 2024 to May 31, 2024
- Legal name · A•••• C•••••• P••••••• L•• to P••••• C•••••• P••••••• L••May 30, 2024 to May 31, 2024
- Accounts · 38 to 29Mar 27, 2023 to Mar 28, 2024
- Advisory employees · 23 to 17Mar 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 38 to 29Mar 27, 2023 to Mar 28, 2024
- Employees · 57 to 55Mar 27, 2023 to Mar 28, 2024
- Other offices · 3 to 2Mar 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.0B to $3.7BMar 27, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $874M to $251MMar 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $5.8B to $3.9BMar 27, 2023 to Mar 28, 2024
- RAUM · $5.8B to $3.9BMar 27, 2023 to Mar 28, 2024
- Accounts · 41 to 38Nov 9, 2022 to Mar 27, 2023
- Advisory employees · 21 to 23Nov 9, 2022 to Mar 27, 2023
- BD registered reps · 1 to 0Nov 9, 2022 to Mar 27, 2023
- Pooled vehicle clients · 41 to 38Nov 9, 2022 to Mar 27, 2023
- Employees · 96 to 57Nov 9, 2022 to Mar 27, 2023
- Private funds · 15 to 13Nov 9, 2022 to Mar 27, 2023
- Discretionary RAUM · $5.6B to $5.0BNov 9, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $1.2B to $874MNov 9, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $6.8B to $5.8BNov 9, 2022 to Mar 27, 2023
- RAUM · $6.8B to $5.8BNov 9, 2022 to Mar 27, 2023
- Advisory employees · 25 to 21Dec 1, 2021 to Mar 30, 2022
- Business name · S• C•••••• P••••••• L•• to A•••• C•••••• P••••••• L••Dec 1, 2021 to Mar 30, 2022
- Employees · 122 to 96Dec 1, 2021 to Mar 30, 2022
- Legal name · S• C•••••• P••••••• L•• to A•••• C•••••• P••••••• L••Dec 1, 2021 to Mar 30, 2022
Signals
24 dated events
- P••••• C•••••• P••••••• L•• reported RAUM $3.9B, down 33% from $5.8B (2023-03-27 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- G••••• A••• S••••• (Director) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2023-03-27, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Thomas Christopher Demetriou (Director) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2022-07-05, absent 2022-07-14)Jul 14, 2022 · Control person left · inference
- J•••• M•••••• Mckay (Director) appeared on Schedule A of P••••• C•••••• P••••••• L••Jul 14, 2022 · Control person joined · fact
- Marie Kristen Cammarata (Chief Compliance Officer) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2022-03-30, absent 2022-07-05)Jul 5, 2022 · Control person left · inference
- D•••• N••••••• W•••••••• (Chief Compliance Officer) appeared on Schedule A of P••••• C•••••• P••••••• L••Jul 5, 2022 · Control person joined · fact
- M••• M•••••• R••••• (Head Of Private M•••ets) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2021-12-01, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Colin Barry Fricke (Ceo) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2021-12-01, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Thomas Christopher Demetriou (Director) appeared on Schedule A of P••••• C•••••• P••••••• L••Mar 30, 2022 · Control person joined · fact
- G••••• A••• S••••• (Director) appeared on Schedule A of P••••• C•••••• P••••••• L••Mar 30, 2022 · Control person joined · fact
- R•••••• J•••• B••••• (Director) appeared on Schedule A of P••••• C•••••• P••••••• L••Mar 30, 2022 · Control person joined · fact
- Colin Barry Fricke (Ceo) appeared on Schedule A of P••••• C•••••• P••••••• L••Aug 31, 2021 · Control person joined · fact
- Robert Gary Marshall (Head Of Uk & Emea) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2021-07-06, absent 2021-08-27)Aug 27, 2021 · Control person left · inference
- Robert Gary Marshall (Head Of Uk & Emea) appeared on Schedule A of P••••• C•••••• P••••••• L••Mar 25, 2021 · Control person joined · fact
- M••• M•••••• R••••• (Head Of Private M•••ets) appeared on Schedule A of P••••• C•••••• P••••••• L••Mar 25, 2021 · Control person joined · fact
- Jonathan Roger Pim (Managing Partner) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2020-10-06, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- Louis Roderick Paris (Managment Board Member) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2020-10-06, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- John Robert Mckillop (Managing Member) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2020-10-06, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- Archibald Peter Mckellar (Management Board Member, Head Of Sl Capital) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2020-03-27, absent 2020-10-06)Oct 6, 2020 · Control person left · inference
- Marie Kristen Cammarata (Chief Compliance Officer) appeared on Schedule A of P••••• C•••••• P••••••• L••Apr 16, 2019 · Control person joined · fact
- Bernard Joseph Andolina (Chief Compliance Officer) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2019-03-29, absent 2019-04-16)Apr 16, 2019 · Control person left · inference
- Bernard Joseph Andolina (Chief Compliance Officer) appeared on Schedule A of P••••• C•••••• P••••••• L••Mar 29, 2019 · Control person joined · fact
- Ian Harris (Chief Operating Officer) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- A••••• S••• F••••••••• (Management Board Member) no longer on Schedule A of P••••• C•••••• P••••••• L•• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- P••••• C•••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/patria-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/patria-private-equity-trust-plc/posts/?reportedpublic record, Form ADV, Sep 18, 2026
- Website
- patriaprivateequitytrust.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 07880365824reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026