DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• P•••••• E••••• ••••••• L••••••
Latest filing May 12, 2026
First filing on the tape Jul 13, 2023 · 11 filings
SEC status approved since Aug 28, 2023
RAUM
$8.0B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
70
25 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
9
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$8.0B as of May 12, 2026
Mar 28, 2024$607M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 12, 2026
Mar 28, 20240 then
Employees (5.A)70 as of May 12, 2026
Mar 28, 202457 then
Private funds9 as of May 12, 2026
Mar 28, 20245 then
RAUM +15% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $174MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 41%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.5B56%
- State and municipal entities$1.7B21%
- Pension and profit-sharing plans$1.1B14%
- Insurance companies$491M6.1%
- Corporations and businesses$169M2.1%
- Investment companies$77.9M1.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 4reported
- Charitable clients
- n/areported
- Accounts
- 46reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.57 institutional_share=0.41 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• S••••••• S•• I• L• | Private Equity Fund | $521M | 47 | Mar 30, 2020 |
| A••••••• A••• F•••• O• F•••• P•• | Private Equity Fund | $69.0M | 38 | Mar 12, 2013 |
| A••••••• D•••••• P•••••• E••••• H••••••• I•• D•• | Private Equity Fund | $41.4M | 114 | Mar 28, 2012 |
| A••••••• D•••••• H••••••• I• L•••••• | Private Equity Fund | $16.9M | 43 | Mar 28, 2012 |
| A••••••• D•••••• H••••••• L•••••• | Private Equity Fund | $157,815 | 3 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J••••• R•••••• · Directorcontrolsince 12/2021 · owns less than 5%
- M••••• M••••••• J•••• · Directorcontrolsince 06/2022 · owns less than 5%
- W••••••••• N•••••••• D•••• · Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
Entity owners
- P••••• A••••••••• L•••••• · Equity Ownerdirect · owns 75% or more
- P••••• F•••••• L•••••• · Equity Ownerindirect · owns 75% or more of P••••• A••••••••• L••••••
- P••••• I••••••••• C••••• L••• · Equity Ownerindirect · owns 75% or more of P••••• F•••••• L••••••
- P••••• I••••••••• L•••• S••• · Equity Ownerindirect · owns 75% or more of P••••• I••••••••• C••••• L•••
- P••••• I••••••••• L•••••• · Equity Ownerindirect · owns 75% or more of P••••• I••••••••• L•••• S••• · public reporting company
Related persons
Schedule D 7.A
- A•• ••••••• P•••••• S•• I•• L••••••pooled vehicle sponsorn
- A•• ••• E• G•• L••••••pooled vehicle sponsorn
- P••••• C•••••• P••••••• L••investment adviseryRAUM $3.3B
- P••••• F•••••• L••••••investment advisern
- P••••• I••••••••• L•••investment advisern
- P••••• I••••••••• U•••••• A••••• D• V•••••• S•••investment advisern
- S••• ••••••• P•••••• 2••• C••••••••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• C••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• E•• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• E•• I• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• E•• 2•••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• E•• 2•••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• E•• 2•••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• E•• 2••• C••••••••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• E•• 2•••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• E•• C••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• I•• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• N••• I• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• N••• 2•••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• N••• 2•••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• P•••• P•••••• E•••••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• P•••• S•••••••• C•••••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• S•• I• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• S•• I•• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• S•• I••• L••••••pooled vehicle sponsorn
- S••• ••••••• P•••••• T•••• R•••• L•••••••pooled vehicle sponsorn
- S••• ••••••• P••••••• L••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Boston, MA1 employees
- London, United Kingdom1 employees
What changed
consecutive filings, newest first
- Accounts · 42 to 46Mar 28, 2025 to Mar 30, 2026
- Corporate clients · 5 to 7Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 25 to 26Mar 28, 2025 to Mar 30, 2026
- Private funds · 8 to 9Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $6.4B to $7.9BMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $507M to $145MMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $958M to $1.1BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.6B to $4.5BMar 28, 2025 to Mar 30, 2026
- RAUM · $6.9B to $8.0BMar 28, 2025 to Mar 30, 2026
- Accounts · 9 to 42Sep 27, 2024 to Mar 28, 2025
- Advisory employees · 23 to 25Sep 27, 2024 to Mar 28, 2025
- Corporate clients · 3 to 5Sep 27, 2024 to Mar 28, 2025
- Pension plan clients · 1 to 4Sep 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 25Sep 27, 2024 to Mar 28, 2025
- Employees · 57 to 70Sep 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 27, 2024 to Mar 28, 2025
- HQ state · unset to Sep 27, 2024 to Mar 28, 2025
- Private funds · 5 to 8Sep 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $571M to $6.4BSep 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $35.5M to $507MSep 27, 2024 to Mar 28, 2025
- Pension RAUM · $226M to $958MSep 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $124M to $3.6BSep 27, 2024 to Mar 28, 2025
- RAUM · $607M to $6.9BSep 27, 2024 to Mar 28, 2025
- Business name · A•••• P•••••• E••••• ••••••• L•••••• to P••••• P•••••• E••••• ••••••• L••••••May 30, 2024 to May 31, 2024
- Legal name · A•••• P•••••• E••••• ••••••• L•••••• to P••••• P•••••• E••••• ••••••• L••••••May 30, 2024 to May 31, 2024
- HNW RAUM · 0.0 to unsetDec 12, 2023 to Mar 28, 2024
- Individual RAUM · 0.0 to unsetDec 12, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $0 to $35.5MDec 12, 2023 to Mar 28, 2024
- Pension RAUM · $0 to $226MDec 12, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.2B to $124MDec 12, 2023 to Mar 28, 2024
- Accounts · 8 to 9Dec 12, 2023 to Mar 28, 2024
- Charity clients · 0.0 to unsetDec 12, 2023 to Mar 28, 2024
- Corporate clients · 2 to 3Dec 12, 2023 to Mar 28, 2024
- HNW clients · 0.0 to unsetDec 12, 2023 to Mar 28, 2024
- Individual clients · 0.0 to unsetDec 12, 2023 to Mar 28, 2024
- Pension plan clients · 0 to 1Dec 12, 2023 to Mar 28, 2024
- Other offices · 1 to 2Dec 12, 2023 to Mar 28, 2024
- Private funds · unset to 5Dec 12, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.3B to $571MDec 12, 2023 to Mar 28, 2024
- RAUM · $2.3B to $607MDec 12, 2023 to Mar 28, 2024
Signals
4 dated events
- P••••• P•••••• E••••• ••••••• L•••••• reported RAUM $6.9B, up 1044% from $606.8M (2024-09-27 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- G••••• A••• S••••• (Director) no longer on Schedule A of P••••• P•••••• E••••• ••••••• L•••••• (listed 2024-03-28, absent 2024-05-30)May 30, 2024 · Control person left · inference
- P••••• P•••••• E••••• ••••••• L•••••• reported RAUM $606.8M, down 74% from $2.3B (2023-12-12 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- A•••• P•••••• E••••• ••••••• L•••••• filed its initial SEC registration (Form ADV)Jul 13, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••• P•••••• E••••• ••••••• L•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/patria-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- patria.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 07880365824reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026