DFX Intelligence
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SEC-registered adviser
P••••••••• W••••• M••••••••• L••
Latest filing Apr 14, 2026
First filing on the tape Jan 20, 2022 · 8 filings
SEC status approved since Feb 18, 2022
RAUM
$152M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$152M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$50.6M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$152M as of Apr 14, 2026
Feb 8, 2023$96.2M then
HNW client RAUM$93.5M as of Apr 14, 2026
Feb 8, 2023$33.4M then
State-registered IARs (5.B.3)3 as of Apr 14, 2026
Feb 8, 20232 then
Employees (5.A)8 as of Apr 14, 2026
Feb 8, 20237 then
Private funds: no history
RAUM +17% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $50.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $224,271derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.5%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$93.5M62%
- Individuals$58.0M38%
- Corporations and businesses$300,6690.2%
- Individual clients
- 157reported
- HNW clients
- 48reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 677reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• A••••• C•••••••Certified Financial Planner | Knoxville, Tn | Aug 16, 2013 | 13 y | 0 |
| P••• W••••• C•••••• | Knoxville, Tn | Feb 8, 2024 | 25 y | 0 |
| A••• B••••• R••• | Knoxville, Tn | Mar 13, 2025 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• P•••• W••••• · Managing Member/Ccocontrolsince 06/2007 · owns 50% to 75%
- L•••••• B••••• E••••• · Owner/Membercontrolsince 06/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
- P••••••••• A••••••• G••••• L••real estaten
- P••••••••• L•• A•••••••• I•••real estaten
- P••••••••• T•• A•••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Knoxville, Tn · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 661 to 677Feb 20, 2026 to Apr 14, 2026
- HNW clients · 50 to 48Feb 20, 2026 to Apr 14, 2026
- Individual clients · 151 to 157Feb 20, 2026 to Apr 14, 2026
- Discretionary RAUM · $150M to $152MFeb 20, 2026 to Apr 14, 2026
- HNW RAUM · $94.7M to $93.5MFeb 20, 2026 to Apr 14, 2026
- Individual RAUM · $54.5M to $58.0MFeb 20, 2026 to Apr 14, 2026
- RAUM · $150M to $152MFeb 20, 2026 to Apr 14, 2026
- Accounts · 635 to 661Mar 13, 2025 to Feb 20, 2026
- HNW clients · 42 to 50Mar 13, 2025 to Feb 20, 2026
- Individual clients · 147 to 151Mar 13, 2025 to Feb 20, 2026
- Financial planning clients · 0 to 1-10Mar 13, 2025 to Feb 20, 2026
- Discretionary RAUM · $129M to $150MMar 13, 2025 to Feb 20, 2026
- HNW RAUM · $77.1M to $94.7MMar 13, 2025 to Feb 20, 2026
- Individual RAUM · $51.7M to $54.5MMar 13, 2025 to Feb 20, 2026
- RAUM · $129M to $150MMar 13, 2025 to Feb 20, 2026
- Accounts · 640 to 635Feb 8, 2024 to Mar 13, 2025
- Advisory employees · 2 to 3Feb 8, 2024 to Mar 13, 2025
- HNW clients · 34 to 42Feb 8, 2024 to Mar 13, 2025
- Individual clients · 156 to 147Feb 8, 2024 to Mar 13, 2025
- Employees · 7 to 8Feb 8, 2024 to Mar 13, 2025
- Financial planning clients · 0 to 0Feb 8, 2024 to Mar 13, 2025
- State-registered IARs · 2 to 3Feb 8, 2024 to Mar 13, 2025
- Discretionary RAUM · $109M to $129MFeb 8, 2024 to Mar 13, 2025
- HNW RAUM · $59.4M to $77.1MFeb 8, 2024 to Mar 13, 2025
- Individual RAUM · $48.6M to $51.7MFeb 8, 2024 to Mar 13, 2025
- RAUM · $109M to $129MFeb 8, 2024 to Mar 13, 2025
- Accounts · 315 to 640Oct 2, 2023 to Feb 8, 2024
- HNW clients · 23 to 34Oct 2, 2023 to Feb 8, 2024
- Individual clients · 267 to 156Oct 2, 2023 to Feb 8, 2024
- Financial planning clients · 1-10 to 0Oct 2, 2023 to Feb 8, 2024
- Discretionary RAUM · $102M to $109MOct 2, 2023 to Feb 8, 2024
- HNW RAUM · $38.7M to $59.4MOct 2, 2023 to Feb 8, 2024
- Individual RAUM · $62.9M to $48.6MOct 2, 2023 to Feb 8, 2024
- RAUM · $102M to $109MOct 2, 2023 to Feb 8, 2024
- Accounts · 604 to 315Feb 8, 2023 to Oct 2, 2023
- Discretionary RAUM · $93.1M to $102MFeb 8, 2023 to Oct 2, 2023
- HNW RAUM · $33.4M to $38.7MFeb 8, 2023 to Oct 2, 2023
- Individual RAUM · $62.4M to $62.9MFeb 8, 2023 to Oct 2, 2023
- Non-discretionary RAUM · $3.1M to $0Feb 8, 2023 to Oct 2, 2023
- RAUM · $96.2M to $102MFeb 8, 2023 to Oct 2, 2023
Signals
1 dated events
- P••••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 20, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@p•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 865-691-6697reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 865-691-6699reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/P•••••••••-ADVISORS-GROUP-LLCreportedpublic record, Form ADV, Apr 14, 2026
- Website
- P•••••••••ADVISORS.COMreportedpublic record, Form ADV, Apr 14, 2026
- Principal office phone
- 865-691-6699reportedpublic record, Form ADV, Apr 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026