DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• L••
Latest filing Mar 3, 2026
First filing on the tape Apr 30, 2021 · 15 filings
SEC status approved since May 28, 2021
RAUM
$132M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
75%
$99.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$66.0M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$132M as of Mar 3, 2026
Mar 16, 2022$98.5M then
HNW client RAUM$67.0M as of Mar 3, 2026
Mar 16, 2022$72.0M then
State-registered IARs (5.B.3)2 as of Mar 3, 2026
Mar 16, 20222 then
Employees (5.A)3 as of Mar 3, 2026
Mar 16, 20222 then
Private funds: no history
RAUM +16% over the last fiscal year+16% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $66.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $957,143derivedHNW RAUM over HNW clients
- Average account
- $340,206derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$67.0M51%
- Individuals$32.0M24%
- Other investment advisers$30.0M23%
- Pension and profit-sharing plans$3.0M2.3%
- Individual clients
- 53reported
- HNW clients
- 70reported
- Pension plan clients
- 35reported
- Charitable clients
- 0reported
- Accounts
- 388reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.75 fund_share=0.23 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••••• A••••• E•••• | Bellingham, Wa | Sep 18, 2007 | 20 y | 1 |
| M•••• A•• C••••• | Bellingham, Wa | Jul 18, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S••••• K••• N••• to L••• B••••• C•••••• M•••••••••Jul 12, 2021 · RIA to a state-registered adviser
Joined, latest
- S••••• K••• N••• from N•• P•••••••Aug 8, 2018 · Other
- B••••••• A••••• E•••• from L•••••• C•••••• M••••••••• I•••Sep 18, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• B•••••••• A••••• · Managing Member/Chief Compliance Officercontrolsince 08/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellingham, Wa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 402 to 388Aug 11, 2025 to Mar 3, 2026
- HNW clients · 68 to 70Aug 11, 2025 to Mar 3, 2026
- Individual clients · 37 to 53Aug 11, 2025 to Mar 3, 2026
- Pension plan clients · 3 to 35Aug 11, 2025 to Mar 3, 2026
- Discretionary RAUM · $98.0M to $116MAug 11, 2025 to Mar 3, 2026
- HNW RAUM · $63.0M to $67.0MAug 11, 2025 to Mar 3, 2026
- Individual RAUM · $23.0M to $32.0MAug 11, 2025 to Mar 3, 2026
- Pension RAUM · $2.0M to $3.0MAug 11, 2025 to Mar 3, 2026
- RAUM · $114M to $132MAug 11, 2025 to Mar 3, 2026
- Advisory employees · 1 to 2Mar 12, 2025 to Aug 11, 2025
- Employees · 2 to 3Mar 12, 2025 to Aug 11, 2025
- State-registered IARs · 1 to 2Mar 12, 2025 to Aug 11, 2025
- Accounts · 387 to 402Mar 4, 2024 to Mar 12, 2025
- HNW clients · 82 to 68Mar 4, 2024 to Mar 12, 2025
- Individual clients · 43 to 37Mar 4, 2024 to Mar 12, 2025
- Pension plan clients · 2 to 3Mar 4, 2024 to Mar 12, 2025
- Financial planning clients · 11-25 to 11-25Mar 4, 2024 to Mar 12, 2025
- Discretionary RAUM · $85.0M to $98.0MMar 4, 2024 to Mar 12, 2025
- HNW RAUM · $60.0M to $63.0MMar 4, 2024 to Mar 12, 2025
- Individual RAUM · $20.0M to $23.0MMar 4, 2024 to Mar 12, 2025
- RAUM · $101M to $114MMar 4, 2024 to Mar 12, 2025
- Accounts · 395 to 387Dec 20, 2023 to Mar 4, 2024
- HNW clients · 60 to 82Dec 20, 2023 to Mar 4, 2024
- Individual clients · 40 to 43Dec 20, 2023 to Mar 4, 2024
- Pension plan clients · 0 to 2Dec 20, 2023 to Mar 4, 2024
- Discretionary RAUM · $82.0M to $85.0MDec 20, 2023 to Mar 4, 2024
- HNW RAUM · $57.4M to $60.0MDec 20, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $15.4M to $16.0MDec 20, 2023 to Mar 4, 2024
- Pension RAUM · $0 to $2.0MDec 20, 2023 to Mar 4, 2024
- RAUM · $97.4M to $101MDec 20, 2023 to Mar 4, 2024
- Accounts · 355 to 395Dec 8, 2023 to Dec 20, 2023
- HNW clients · 82 to 60Dec 8, 2023 to Dec 20, 2023
- Individual clients · 43 to 40Dec 8, 2023 to Dec 20, 2023
- Discretionary RAUM · $79.0M to $82.0MDec 8, 2023 to Dec 20, 2023
- HNW RAUM · $53.0M to $57.4MDec 8, 2023 to Dec 20, 2023
- Individual RAUM · $15.5M to $20.0MDec 8, 2023 to Dec 20, 2023
- Non-discretionary RAUM · $6.5M to $15.4MDec 8, 2023 to Dec 20, 2023
- RAUM · $85.5M to $97.4MDec 8, 2023 to Dec 20, 2023
- BD registered reps · 1 to 0May 22, 2023 to Oct 10, 2023
- State-registered IARs · 2 to 1May 22, 2023 to Oct 10, 2023
Signals
1 dated events
- W••••••••• L•• filed its initial SEC registration (Form ADV)Apr 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 360-544-0119reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 360-734-1323reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-734-1323reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (360) 734-1323reportedpublic record, Form ADV, Mar 3, 2026
- Team page
- WEALTHMARKLLC.COM/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026