DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•• W••••• M••••••••• I•••
Latest filing Sep 3, 2026
First filing on the tape Mar 9, 2020 · 29 filings
SEC status approved since Mar 29, 2024
RAUM
$346M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
71%
$247M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$34.6M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$346M as of Jun 10, 2026
Mar 20, 2020$101M then
HNW client RAUM$149M as of Jun 10, 2026
Mar 20, 2020$97.9M then
State-registered IARs (5.B.3)8 as of Jun 10, 2026
Mar 20, 20202 then
Employees (5.A)10 as of Jun 10, 2026
Mar 20, 20202 then
Private funds: no history
RAUM +59% over the last fiscal yearIARs 5 to 8
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $34.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $634,435derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +59%derivedbetween the last two annual amendments
- Advisor growth, one year
- +60%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +19%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$149M46%
- Individuals$98.5M31%
- Corporations and businesses$68.7M21%
- Insurance companies$7.0M2.2%
- Individual clients
- 451reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 546reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.71 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=10.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••••• C••• A••••Chartered Financial Analyst | Houston, Tx | Jul 22, 2022 | 14 y | 0 |
| R••• A••••• F••••• A••••• | Houston, Tx | Nov 19, 2022 | 10 y | 0 |
| P•••• D••••• G••••••• | Houston, Tx | May 23, 2023 | 11 y | 0 |
| J••• R•••••• M••••••• | Vail, Co | Jan 4, 2024 | 26 y | 3 |
| P••••• R•••••• | The Woodlands, Tx | Jan 4, 2024 | 22 y | 1 |
| D•••••• M•••••••• L••• | Houston, Tx | Apr 10, 2024 | 11 y | 0 |
| G•••••• U•••• R•••• | Houston, Tx | Jun 12, 2025 | 11 y | 0 |
| M•••••• C••• P•••••• | Houston, Tx | Jun 25, 2025 | 11 y | 0 |
| M•••• R•••••••• R•••••••• | Houston, Tx | Oct 22, 2025 | 19 y | 1 |
| V•••••••• N•• B••••• M••••••• | Houston, Tx | Jul 20, 2026 | 11 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••• R•••••••• R•••••••• from M•••• A•••• M••••••••• I•••Oct 22, 2025 · RIA to RIA
- J••• R•••••• M••••••• from C••••••• I••••••••• S•••••••Jul 20, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••• A••••• R••••••• · Presidentcontrolsince 06/2022 · owns less than 5%
- E••••• S•••••••• M•••• · Principalcontrolsince 01/2024 · owns less than 5%
- M•••••••• J•••• R•••••• · Chief Executive Officercontrolsince 01/2024 · owns less than 5%
- R••••••• P••••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
Entity owners
- P•••••••• I••••••••• I••• · Shareholderdirect · owns 75% or more
- C••••••••• G••• S••••• D• C••• · Shareholderindirect · owns 75% or more of P•••••••• I••••••••• I•••
Related persons
Schedule D 7.A
- G•• G•••• B••••••• M••••••• S• D• C•• C••• D• B••••broker-dealern
- G•• I••••••••• I•••broker-dealern
- I•••• A•••••••• L••investment advisernRAUM $136M
Advisers that list G•• W••••• M••••••••• I••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 10 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $217,668,178 to $346,401,658 (+59.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +15.0% (4550 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 97% percentile
- advisor count surgeChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (965 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 98% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJun 10, 2026 to Sep 3, 2026
- Related adviser · false to trueJun 10, 2026 to Sep 3, 2026
- Succession · false to unsetJun 10, 2026 to Sep 3, 2026
- Accounts · 461 to 546Nov 21, 2025 to Mar 31, 2026
- Advisory employees · 5 to 8Nov 21, 2025 to Mar 31, 2026
- BD registered reps · 7 to 10Nov 21, 2025 to Mar 31, 2026
- Corporate clients · 25 to 32Nov 21, 2025 to Mar 31, 2026
- HNW clients · 39 to 60Nov 21, 2025 to Mar 31, 2026
- Individual clients · 389 to 451Nov 21, 2025 to Mar 31, 2026
- Employees · 7 to 10Nov 21, 2025 to Mar 31, 2026
- State-registered IARs · 5 to 8Nov 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $190M to $307MNov 21, 2025 to Mar 31, 2026
- HNW RAUM · $90.2M to $149MNov 21, 2025 to Mar 31, 2026
- Individual RAUM · $63.8M to $98.5MNov 21, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $27.7M to $39.6MNov 21, 2025 to Mar 31, 2026
- RAUM · $218M to $346MNov 21, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 22, 2025
- Accounts · 406 to 461Oct 21, 2024 to Mar 28, 2025
- Advisory employees · 4 to 5Oct 21, 2024 to Mar 28, 2025
- BD registered reps · 3 to 7Oct 21, 2024 to Mar 28, 2025
- Corporate clients · 12 to 25Oct 21, 2024 to Mar 28, 2025
- HNW clients · 44 to 39Oct 21, 2024 to Mar 28, 2025
- Individual clients · 349 to 389Oct 21, 2024 to Mar 28, 2025
- Employees · 6 to 7Oct 21, 2024 to Mar 28, 2025
- State-registered IARs · 4 to 5Oct 21, 2024 to Mar 28, 2025
- Discretionary RAUM · $176M to $190MOct 21, 2024 to Mar 28, 2025
- HNW RAUM · $116M to $90.2MOct 21, 2024 to Mar 28, 2025
- Individual RAUM · $64.4M to $63.8MOct 21, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $27.4M to $27.7MOct 21, 2024 to Mar 28, 2025
- RAUM · $204M to $218MOct 21, 2024 to Mar 28, 2025
- Related adviser · true to falseOct 21, 2024 to Mar 28, 2025
- Accounts · 211 to 406Apr 30, 2024 to Oct 21, 2024
- Corporate clients · 6 to 12Apr 30, 2024 to Oct 21, 2024
- HNW clients · 23 to 44Apr 30, 2024 to Oct 21, 2024
- Individual clients · 182 to 349Apr 30, 2024 to Oct 21, 2024
- Discretionary RAUM · $89.4M to $176MApr 30, 2024 to Oct 21, 2024
- HNW RAUM · $47.9M to $116MApr 30, 2024 to Oct 21, 2024
- Individual RAUM · $43.1M to $64.4MApr 30, 2024 to Oct 21, 2024
- Non-discretionary RAUM · $39.0M to $27.4MApr 30, 2024 to Oct 21, 2024
- RAUM · $128M to $204MApr 30, 2024 to Oct 21, 2024
Signals
9 dated events
- G•• W••••• M••••••••• I••• reported RAUM $346.4M, up 59% from $217.7M (2025-11-21 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- P••••• R•••••• (Chief Compliance Officer) appeared on Schedule A of G•• W••••• M••••••••• I•••Feb 28, 2024 · Control person joined · fact
- Marie Samantha Eaton (Principal) appeared on Schedule A of G•• W••••• M••••••••• I•••Feb 28, 2024 · Control person joined · fact
- Roberto Jose Macouzet (Chief Executive Officer) appeared on Schedule A of G•• W••••• M••••••••• I•••Feb 28, 2024 · Control person joined · fact
- Marie Samantha Eaton (Chief Compliance Officer) no longer on Schedule A of G•• W••••• M••••••••• I••• (listed 2022-06-16, absent 2022-07-07)Jul 7, 2022 · Control person left · inference
- R••••••• C••• A•••• (President) appeared on Schedule A of G•• W••••• M••••••••• I•••Mar 10, 2022 · Control person joined · fact
- Marie Samantha Eaton (Chief Compliance Officer) appeared on Schedule A of G•• W••••• M••••••••• I•••Sep 3, 2021 · Control person joined · fact
- Marie Samantha Eaton (Chief Compliance Officer) appeared on Schedule A of G•• W••••• M••••••••• I•••Jul 29, 2021 · Control person joined · fact
- G•• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Mar 9, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (281) 745-9100reportedpublic record, Form ADV, Sep 3, 2026
- Contact form
- g•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026