DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• P•••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Apr 2, 2012 · 45 filings
SEC status approved since Oct 25, 2007
RAUM
$124M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
100%
$124M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$41.3M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$124M as of Mar 23, 2026
Apr 2, 2012$191M then
HNW client RAUM$124M as of Mar 23, 2026
Mar 19, 2018$88.7M then
State-registered IARs (5.B.3)4 as of Mar 23, 2026
Apr 2, 20120 then
Employees (5.A)5 as of Mar 23, 2026
Mar 28, 20137 then
Private funds: no history
RAUM +21% over the last fiscal year-17% a year over threeIARs 2 to 4
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $41.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $388,708derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $6.7M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$124M100%
- Individual clients
- n/areported
- HNW clients
- 116reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 319reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.7M for 18 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• A•••••• F••••••• | Jackson, Ms | Dec 3, 2012 | 34 y | 4 |
| M•••••• E•••••••• F••••••• | Kennett Square, Pa | Apr 22, 2025 | 14 y | 1 |
| G••• A• Y•••• | Jackson, Ms | Jan 1, 2026 | 44 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- M•••••• E••••• R•••• to S••••••••• • H••••••• W••••• M••••••••• L••Jan 23, 2024 · Other
- R••••• M• B••••• to S••••••••• • H••••••• W••••• M••••••••• L••Jan 23, 2024 · Other
- P••••••• A• T•••••• to P•••••••• W••••• P•••••••Apr 1, 2014 · Other
- E••• J• S••••••• to E•••••• W••••• A•••••••• I•••Nov 1, 2012 · Other
- P••••••• A• T•••••• to U•• F•••••••• S••••••• I•••Aug 19, 2009 · Other
Joined, latest
- M•••••• E•••••••• F••••••• from P••••••• L••Apr 22, 2025 · Other
- M•••••• A•••••• F••••••• from L•• F•••••••• L••Dec 3, 2012 · Other
- P••••••• A• T•••••• from L•• F•••••••• L••Nov 9, 2011 · Other
- P••••••• A• T•••••• from F•• A••••••• L••Oct 25, 2007 · Other
- R••••• M• B••••• from F•• A••••••• L••Oct 25, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••••• M••••••• A•••••• · Principalcontrolsince 09/2012 · owns less than 5%
- Y••••• J••• G•••• A• · Principalcontrolsince 11/2020 · owns less than 5%
- F•••••••• M••••••• A•••••• · Managing Membercontrolsince 12/2012 · owns 75% or more of W••••• G••••••••• I••
- Y••••• J••• G•••• A• · Managing Membercontrolsince 10/2007 · owns 75% or more of G••• Y•••• • A••••••••• L••
- S••••••••• G•••• J••••• · Chief Compliance Officersince 09/2013 · owns less than 5%
Entity owners
- G••• Y•••• • A••••••••• L•• · Memberdirect · owns 50% to 75%
- W••••• G••••••••• I•• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- B••••• A•••• M••••••••• I•••real estatey
- S••••••••• • H••••••• W••••• M••••••••• L••investment adviserreal estatey
- W••••• G•••••••• I••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jackson, Ms | 3 | 1 | 0 | ||
| Kennett Square, Pa | 2 | 0 | 0 | ||
| Diamnod Bar, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Kennett Square, PA1 employees
What changed
consecutive filings, newest first
- Accounts · 318 to 319Dec 23, 2025 to Mar 23, 2026
- Advisory employees · 3 to 2Dec 23, 2025 to Mar 23, 2026
- HNW clients · 120 to 116Dec 23, 2025 to Mar 23, 2026
- Assets in custody · $3.6M to $6.7MDec 23, 2025 to Mar 23, 2026
- Employees · 3 to 5Dec 23, 2025 to Mar 23, 2026
- Insurance-licensed employees · 0 to 1Dec 23, 2025 to Mar 23, 2026
- Financial planning clients · 0 to 1-10Dec 23, 2025 to Mar 23, 2026
- State-registered IARs · 3 to 4Dec 23, 2025 to Mar 23, 2026
- Discretionary RAUM · $95.0M to $116MDec 23, 2025 to Mar 23, 2026
- HNW RAUM · $103M to $124MDec 23, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $7.9M to $8.5MDec 23, 2025 to Mar 23, 2026
- RAUM · $103M to $124MDec 23, 2025 to Mar 23, 2026
- Advisory employees · 2 to 3Apr 3, 2025 to Nov 17, 2025
- Advisory activities · 2 to 3Apr 3, 2025 to Nov 17, 2025
- Commission compensation · false to trueApr 3, 2025 to Nov 17, 2025
- Employees · 2 to 3Apr 3, 2025 to Nov 17, 2025
- Financial planning clients · 0 to 0Apr 3, 2025 to Nov 17, 2025
- State-registered IARs · 2 to 3Apr 3, 2025 to Nov 17, 2025
- Accounts · 242 to 318Jun 11, 2024 to Apr 3, 2025
- Assets in custody · $2.8M to $3.6MJun 11, 2024 to Apr 3, 2025
- Custody of client assets · false to trueJun 11, 2024 to Apr 3, 2025
- Financial planning clients · 1-10 to 0Jun 11, 2024 to Apr 3, 2025
- HQ city · JACKSON to Jun 11, 2024 to Apr 3, 2025
- HQ state · MS to Jun 11, 2024 to Apr 3, 2025
- Discretionary RAUM · $97.0M to $95.0MJun 11, 2024 to Apr 3, 2025
- HNW RAUM · $102M to $103MJun 11, 2024 to Apr 3, 2025
- Non-discretionary RAUM · $5.5M to $7.9MJun 11, 2024 to Apr 3, 2025
- RAUM · $102M to $103MJun 11, 2024 to Apr 3, 2025
- Accounts · 471 to 242Apr 13, 2023 to Mar 22, 2024
- Advisory employees · 3 to 2Apr 13, 2023 to Mar 22, 2024
- Advisory activities · 4 to 2Apr 13, 2023 to Mar 22, 2024
- BD registered reps · 2 to 0Apr 13, 2023 to Mar 22, 2024
- Charity clients · 2.0 to unsetApr 13, 2023 to Mar 22, 2024
- Corporate clients · 3.0 to unsetApr 13, 2023 to Mar 22, 2024
- HNW clients · 106 to 120Apr 13, 2023 to Mar 22, 2024
- Individual clients · 54.0 to unsetApr 13, 2023 to Mar 22, 2024
- Pension plan clients · 12.0 to unsetApr 13, 2023 to Mar 22, 2024
- Assets in custody · $16.8M to $2.8MApr 13, 2023 to Mar 22, 2024
- Employees · 5 to 2Apr 13, 2023 to Mar 22, 2024
- HQ city · DIAMOND BAR to JACKSONApr 13, 2023 to Mar 22, 2024
Signals
6 dated events
- A•••••• P•••••••• L•• reported RAUM $102.5M, down 53% from $217.6M (2023-04-13 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Michael R••••• B••••• (Co-Trustee) no longer on Schedule A of A•••••• P•••••••• L•• (listed 2023-04-13, absent 2024-03-22)Mar 22, 2024 · Control person left · inference
- Johnson Marty B••••• (Co-Trustee) no longer on Schedule A of A•••••• P•••••••• L•• (listed 2023-04-13, absent 2024-03-22)Mar 22, 2024 · Control person left · inference
- M•••••• E••••• R•••• left A•••••• P•••••••• L•• for S••••••••• • H••••••• W••••• M••••••••• L•• (registered 2015-01-13)Jan 23, 2024 · Advisor changed firm · fact
- R••••• M• B••••• left A•••••• P•••••••• L•• for S••••••••• • H••••••• W••••• M••••••••• L•• (registered 2008-01-16)Jan 23, 2024 · Advisor changed firm · fact
- A. Gene Jr. Yates (Principal) appeared on Schedule A of A•••••• P•••••••• L••Nov 24, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 610-355-4890reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 601-718-0000reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/abridge-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (601) 718-0000reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026