DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• L••
Latest filing Jul 29, 2026
First filing on the tape May 14, 2012 · 17 filings
SEC status approved since May 17, 2021
RAUM
$260M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$64.9M
derived; firm RAUM over IAPD count
Employees
15
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
29
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$260M as of Jul 29, 2026
Mar 31, 2022$116M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Jul 29, 2026
Mar 31, 20225 then
Employees (5.A)15 as of Jul 29, 2026
Mar 31, 202212 then
Private funds29 as of Jul 29, 2026
Mar 31, 20228 then
RAUM +19% over the last fiscal year+26% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
- RAUM per advisor
- $64.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $9.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $204M, 29 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$260M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 29reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $204M for 29 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• G••• K•••••Chartered Financial Analyst | Indianapolis, In | Aug 18, 2014 | 42 y | 2 |
| D•••• S•••• R•••••Certified Financial Planner | Indianapolis, In | Mar 13, 2023 | 29 y | 3 |
| J•••• C•••••• B•••• | Indianapolis, In | Nov 11, 2024 | 24 y | 1 |
| J•••••• M•••••• M•••••• | Indianapolis, In | Jul 16, 2026 | 27 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- M•••••• E•••••••• F••••••• to A•••••• P•••••••• L••Jan 7, 2025 · Other
- C••••• A•• A••••••• to G•••••• I••••••••• M•••••••••Apr 16, 2024 · Other
- M•••••• M••• R••••••• to T••••••• S••••••• A•••••••May 22, 2023 · Other
Joined, latest
- J•••••• M•••••• M•••••• from T••••• W•••••• L•••••Jul 16, 2026 · Other
- D•••• S•••• R••••• from F••••• I•••••••••Mar 13, 2023 · Other
- M•••••• M••• R••••••• from S•••••••• A•••••••• L••Jan 23, 2020 · Other
- E••• G••• K••••• from D••••• W••••• M••••••••• L••Aug 18, 2014 · Other
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1••• C•••••• E••••••• I••••• S•••••••• L•• | Other Private Fund | $30.6M | 32 | Mar 31, 2023 |
| P•••••• M••••• F••• I••• L•• | Other Private Fund | $30.6M | 52 | Apr 14, 2021 |
| P•••••• M••••• F••• I•• L•• | Other Private Fund | $27.7M | 61 | Apr 14, 2021 |
| P•••••• M••••• F••• I• L•• | Other Private Fund | $25.9M | 26 | May 14, 2012 |
| P•••••• S••••• F••••• F••• I••• L•• • C••••••• P••••••• A••••• V•••••• | Other Private Fund | $25.2M | 29 | Mar 28, 2024 |
| P•••••• P•••••• E••••• F••• I• L•• | Other Private Fund | $11.0M | 6 | Apr 14, 2021 |
| W•••••• M••• L••••••••• L•• | Hedge Fund | $8.9M | 8 | Mar 28, 2024 |
| P•••••• P•••••• E••••• F••• I•• L•• | Other Private Fund | $7.7M | 13 | Mar 31, 2022 |
| P•••••• A••••••• R••••• H•••• F••• O• F••• I• L•• | Other Private Fund | $3.1M | 11 | Mar 31, 2023 |
| P•••••• P•••••• C••••• N••••••• F••• I• L•• | Other Private Fund | $2.8M | 9 | Mar 31, 2022 |
| P•••••• R••• A••••• N••••••• F••• I• L•• | Private Equity Fund | $2.6M | 9 | Mar 31, 2022 |
| P•••••• P•••••• C••••• C••• F••• I• L•• | Other Private Fund | $1.8M | 8 | Mar 28, 2024 |
| P•••••• D••••••••• H•••• F••• O• F•••• I• L•• | Other Private Fund | $1.7M | 9 | Mar 31, 2022 |
| P•••••• R••• A••••• C••• F••• I• L•• | Private Equity Fund | $868,047 | 6 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••• C•••••• · Chief Executive Officeercontrolsince 09/2022 · owns less than 5%
- H••••••••• M••••• C•••••••• · Chief Operations Officercontrolsince 07/2023 · owns less than 5%
- J••••••• A•••• M•••• · Chief Accounting Officercontrolsince 02/2024 · owns less than 5%
- K•••••• E•••• G••• · President And Chief Investment Officercontrolsince 06/2017 · owns less than 5%
- L••••••• R•••• M• · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- B••••• J••••• C•••••• · Shareholder And Directorcontrolsince 01/2010 · owns 25% to 50% of P•••••• H•••••••• L••
Entity owners
- P•••••• H•••••••• L•• · Direct Ownerdirect · owns 75% or more
- K••••••• I••••••••• H•••••••• I•• · Ownerindirect · owns 25% to 50% of P•••••• H•••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Palm Beach Gardens, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 23 to 29Nov 19, 2025 to Mar 29, 2026
- Pooled vehicle clients · 23 to 29Nov 19, 2025 to Mar 29, 2026
- Assets in custody · $165M to $204MNov 19, 2025 to Mar 29, 2026
- Employees · 13 to 15Nov 19, 2025 to Mar 29, 2026
- Private funds · 23 to 29Nov 19, 2025 to Mar 29, 2026
- Discretionary RAUM · $218M to $260MNov 19, 2025 to Mar 29, 2026
- Pooled vehicle RAUM · $218M to $260MNov 19, 2025 to Mar 29, 2026
- RAUM · $218M to $260MNov 19, 2025 to Mar 29, 2026
- Financial planning clients · unset to Apr 25, 2025 to Jul 8, 2025
- Accounts · 21 to 23Jul 22, 2024 to Apr 25, 2025
- Advisory employees · 4 to 3Jul 22, 2024 to Apr 25, 2025
- Pooled vehicle clients · 21 to 23Jul 22, 2024 to Apr 25, 2025
- Assets in custody · $215M to $165MJul 22, 2024 to Apr 25, 2025
- Employees · 14 to 13Jul 22, 2024 to Apr 25, 2025
- Financial planning clients · 0 to unsetJul 22, 2024 to Apr 25, 2025
- State-registered IARs · 8 to 3Jul 22, 2024 to Apr 25, 2025
- Private funds · 14 to 23Jul 22, 2024 to Apr 25, 2025
- Discretionary RAUM · $215M to $218MJul 22, 2024 to Apr 25, 2025
- Pooled vehicle RAUM · $215M to $218MJul 22, 2024 to Apr 25, 2025
- RAUM · $215M to $218MJul 22, 2024 to Apr 25, 2025
- Accounts · 18 to 21Feb 27, 2024 to Mar 28, 2024
- Advisory employees · 7 to 4Feb 27, 2024 to Mar 28, 2024
- BD registered reps · 2 to 0Feb 27, 2024 to Mar 28, 2024
- Pooled vehicle clients · 19 to 21Feb 27, 2024 to Mar 28, 2024
- Assets in custody · $129M to $215MFeb 27, 2024 to Mar 28, 2024
- Employees · 15 to 14Feb 27, 2024 to Mar 28, 2024
- Insurance-licensed employees · 1 to 0Feb 27, 2024 to Mar 28, 2024
- State-registered IARs · 5 to 8Feb 27, 2024 to Mar 28, 2024
- Other offices · 2 to 1Feb 27, 2024 to Mar 28, 2024
- Private funds · 10 to 14Feb 27, 2024 to Mar 28, 2024
- Discretionary RAUM · $129M to $215MFeb 27, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $129M to $215MFeb 27, 2024 to Mar 28, 2024
- RAUM · $129M to $215MFeb 27, 2024 to Mar 28, 2024
- Other offices · 3 to 2Mar 31, 2023 to Jun 7, 2023
- Accounts · 8 to 18Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 6 to 7Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 8 to 19Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $116M to $129MMar 31, 2022 to Mar 31, 2023
- Employees · 12 to 15Mar 31, 2022 to Mar 31, 2023
- Insurance-licensed employees · 0 to 1Mar 31, 2022 to Mar 31, 2023
Signals
15 dated events
- M•••••• E•••••••• F••••••• left P••••••• L•• for A•••••• P•••••••• L•• (registered 2025-04-22)Jan 7, 2025 · Advisor changed firm · fact
- C••••• A•• A••••••• left P••••••• L•• for G•••••• I••••••••• M••••••••• (registered 2024-05-22)Apr 16, 2024 · Advisor changed firm · fact
- Marie Anya Janeway (Chief Accounting Officer) appeared on Schedule A of P••••••• L••Mar 28, 2024 · Control person joined · fact
- M. Ryan Laughon (Chief Compliance Officer) appeared on Schedule A of P••••••• L••Feb 27, 2024 · Control person joined · fact
- M•••• H•••••••• (Chief Operations Officer) appeared on Schedule A of P••••••• L••Feb 27, 2024 · Control person joined · fact
- Ann C••••• A••••••• (Chief Financial Officer & Chief Compliance Officer) no longer on Schedule A of P••••••• L•• (listed 2023-06-07, absent 2024-02-27)Feb 27, 2024 · Control person left · inference
- M••• M•••••• R••••••• (Chief Compliance Officer) no longer on Schedule A of P••••••• L•• (listed 2023-03-31, absent 2023-06-07)Jun 7, 2023 · Control person left · inference
- M•••••• M••• R••••••• left P••••••• L•• for T••••••• S••••••• A••••••• (registered 2022-03-08)May 22, 2023 · Advisor changed firm · fact
- Gray Eric Knauss (Chief Executive Officer) appeared on Schedule A of P••••••• L••Apr 14, 2021 · Control person joined · fact
- Ann C••••• A••••••• (Chief Financial Officer) appeared on Schedule A of P••••••• L••Apr 14, 2021 · Control person joined · fact
- M••• M•••••• R••••••• (Chief Operating Officer, Chief Compliance Officer) appeared on Schedule A of P••••••• L••Apr 14, 2021 · Control person joined · fact
- S. Clay Sandberg (Chief Compliance Officer, Chief Financial Officer) no longer on Schedule A of P••••••• L•• (listed 2012-09-19, absent 2021-04-14)Apr 14, 2021 · Control person left · inference
- M. Ryan Laughon (Member And Manager) no longer on Schedule A of P••••••• L•• (listed 2012-09-19, absent 2021-04-14)Apr 14, 2021 · Control person left · inference
- D. Paul Freeland (Member And Manager) no longer on Schedule A of P••••••• L•• (listed 2012-09-19, absent 2021-04-14)Apr 14, 2021 · Control person left · inference
- P••••••• L•• filed its initial SEC registration (Form ADV)Apr 14, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/proteusllcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- proteuscapital.usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 317-653-2756reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026