DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• F•••••••• P•••••••
Legal name J••• B••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Apr 3, 2012 · 10 filings
SEC status approved since Jun 16, 2021
RAUM
$166M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
100%
$166M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$82.8M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$166M as of Mar 31, 2026
Apr 3, 2012$34.5M then
HNW client RAUM$138M as of Mar 31, 2026
Mar 25, 2024$55.7M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Apr 3, 20120 then
Employees (5.A)3 as of Mar 31, 2026
Mar 25, 20222 then
Private funds: no history
RAUM +4.4% over the last fiscal year+13% a year over threeIARs 1 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $82.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 93derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $336,551derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +200%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$138M84%
- Individuals$27.3M16%
- Individual clients
- 128reported
- HNW clients
- 57reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 492reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• R•••••• B••••Certified Financial Planner | Tampa, Fl | Jul 8, 2010 | 36 y | 2 |
| S••••• L••••• C••••• | Tampa, Fl | Dec 4, 2024 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• R•••••• B•••• from B••••• A•••• M••••••••• I•••Jul 8, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••• R•••••• · Presidentcontrolsince 12/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 66.0% to 84.0% between the annual amendments of 2025-03-27 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 549 to 492Mar 27, 2025 to Mar 31, 2026
- Advisory employees · 1 to 3Mar 27, 2025 to Mar 31, 2026
- HNW clients · 48 to 57Mar 27, 2025 to Mar 31, 2026
- Individual clients · 126 to 128Mar 27, 2025 to Mar 31, 2026
- Employees · 2 to 3Mar 27, 2025 to Mar 31, 2026
- State-registered IARs · 1 to 3Mar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $148M to $152MMar 27, 2025 to Mar 31, 2026
- HNW RAUM · $105M to $138MMar 27, 2025 to Mar 31, 2026
- Individual RAUM · $53.4M to $27.3MMar 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $10.8M to $13.4MMar 27, 2025 to Mar 31, 2026
- RAUM · $159M to $166MMar 27, 2025 to Mar 31, 2026
- Accounts · 526 to 549Mar 25, 2024 to Mar 27, 2025
- Business name · J••• B••••• I••• to W••••• F•••••••• P•••••••Mar 25, 2024 to Mar 27, 2025
- HNW clients · 30 to 48Mar 25, 2024 to Mar 27, 2025
- Individual clients · 135 to 126Mar 25, 2024 to Mar 27, 2025
- Financial planning clients · 26-50 to 26-50Mar 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $129M to $148MMar 25, 2024 to Mar 27, 2025
- HNW RAUM · $55.7M to $105MMar 25, 2024 to Mar 27, 2025
- Individual RAUM · $84.0M to $53.4MMar 25, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $10.8M to $10.8MMar 25, 2024 to Mar 27, 2025
- RAUM · $140M to $159MMar 25, 2024 to Mar 27, 2025
- Accounts · 451 to 526Mar 29, 2023 to Mar 25, 2024
- BD registered reps · 1 to 0Mar 29, 2023 to Mar 25, 2024
- HNW clients · unset to 30.0Mar 29, 2023 to Mar 25, 2024
- Individual clients · 170 to 135Mar 29, 2023 to Mar 25, 2024
- Assets in custody · 112060000.0 to unsetMar 29, 2023 to Mar 25, 2024
- Custody of client assets · true to falseMar 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $112M to $129MMar 29, 2023 to Mar 25, 2024
- HNW RAUM · unset to 55660000.0Mar 29, 2023 to Mar 25, 2024
- Individual RAUM · $114M to $84.0MMar 29, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $2.3M to $10.8MMar 29, 2023 to Mar 25, 2024
- RAUM · $114M to $140MMar 29, 2023 to Mar 25, 2024
- Related broker-dealer · true to falseMar 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $117M to $112MMar 25, 2022 to Mar 29, 2023
- Individual RAUM · $117M to $114MMar 25, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $0 to $2.3MMar 25, 2022 to Mar 29, 2023
- RAUM · $117M to $114MMar 25, 2022 to Mar 29, 2023
- Accounts · 335 to 451Mar 25, 2022 to Mar 29, 2023
- Individual clients · 163 to 170Mar 25, 2022 to Mar 29, 2023
- Assets in custody · $117M to $112MMar 25, 2022 to Mar 29, 2023
Signals
1 dated events
- J••• B••••• I••• filed its initial SEC registration (Form ADV)May 17, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 813-254-9500reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 813-254-9500reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- w•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026