DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Accolade Asset/Liability Advisory Services
Legal name Accolade Investment Advisory, LLC
Latest filing Aug 6, 2026
First filing on the tape Feb 14, 2012 · 33 filings
SEC status approved since Jan 23, 2008
RAUM
$1.6B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$320M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.6B as of Aug 6, 2026
Feb 14, 2012$1.2B then
HNW client RAUM$0 as of Aug 6, 2026
Apr 2, 2018$0 then
State-registered IARs (5.B.3)5 as of Aug 6, 2026
Mar 1, 20130 then
Employees (5.A)7 as of Aug 6, 2026
Mar 1, 20132 then
Private funds: no history
RAUM +9.3% over the last fiscal year+0.6% a year over threeIARs 0 to 5offices 2 to 6
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
- RAUM per advisor
- $320MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $41.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 0.7derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$1.6B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 39reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Philip Andrew Lucas | Columbus, Oh | Sep 18, 2017 | 13 y | 0 |
| James Donald Pisula | Columbus, Oh | Apr 29, 2019 | 14 y | 0 |
| Ethan W Rhinehart | Honeoye Falls, Ny | Aug 10, 2020 | 10 y | 0 |
| Peter Joseph Gibson | Columbus, Oh | Mar 10, 2021 | 20 y | 1 |
| Tyler Deleon | Columbus, Oh | Nov 12, 2024 | 10 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Mary Kathleen Fisher to Morgan StanleyMar 7, 2017 · Other
Joined, latest
- Tyler Deleon from Charles Schwab & Co., Inc.Nov 12, 2024 · Other
- Mary Kathleen Fisher from Suntrust Investment Services, Inc.Jan 11, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Fearing · Chief Compliance Officer/Ceocontrolsince 01/2019 · owns less than 5%
- Joseph Peter Gibson · Chief Investment Officercontrolsince 04/2014 · owns less than 5%
- Denise Brown · Board Membersince 01/2019 · owns less than 5%
- Lee Michael Gampp · Board Membersince 10/2018 · owns less than 5%
- Del Huff · Board Membersince 01/2021 · owns less than 5%
- Donald James Pisula · Vp Strategic Advisorysince 01/2022 · owns less than 5%
- Kara Tieman · Board Membersince 01/2019 · owns less than 5%
Entity owners
- Corporate One Fcu · Owner/Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Corporate One Federal Credit Unioncustodiany
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, Oh · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Columbus, OH3 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 6, 2026discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $1B to $5B (247) · 0.0% percentile
What changed
consecutive filings, newest first
- Employees · 6 to 7Mar 17, 2026 to Aug 6, 2026
- Accounts · 41 to 39Jan 30, 2025 to Mar 17, 2026
- Advisory employees · 4 to 5Jan 30, 2025 to Mar 17, 2026
- Financial planning clients · 0 to Jan 30, 2025 to Mar 17, 2026
- State-registered IARs · 0 to 5Jan 30, 2025 to Mar 17, 2026
- Other offices · 2 to 6Jan 30, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $1.5B to $1.6BJan 30, 2025 to Mar 17, 2026
- RAUM · $1.5B to $1.6BJan 30, 2025 to Mar 17, 2026
- Financial planning clients · 0 to 0Mar 27, 2024 to Jan 30, 2025
- Non-discretionary RAUM · $1.4B to $1.5BMar 27, 2024 to Jan 30, 2025
- RAUM · $1.4B to $1.5BMar 27, 2024 to Jan 30, 2025
- Accounts · 42 to 41Feb 24, 2023 to Mar 19, 2024
- Employees · 4 to 6Feb 24, 2023 to Mar 19, 2024
- Other offices · 1 to 2Feb 24, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $1.6B to $1.4BFeb 24, 2023 to Mar 19, 2024
- RAUM · $1.6B to $1.4BFeb 24, 2023 to Mar 19, 2024
- Accounts · 39 to 42Apr 11, 2022 to Feb 24, 2023
- Non-discretionary RAUM · $1.4B to $1.6BApr 11, 2022 to Feb 24, 2023
- RAUM · $1.4B to $1.6BApr 11, 2022 to Feb 24, 2023
- Accounts · 33 to 39Mar 9, 2021 to Mar 9, 2022
- Non-discretionary RAUM · $1.2B to $1.4BMar 9, 2021 to Mar 9, 2022
- RAUM · $1.2B to $1.4BMar 9, 2021 to Mar 9, 2022
- Accounts · 28 to 33Apr 29, 2020 to Feb 21, 2021
- Discretionary RAUM · $1.0B to $0Apr 29, 2020 to Feb 21, 2021
- Non-discretionary RAUM · $0 to $1.2BApr 29, 2020 to Feb 21, 2021
- RAUM · $1.0B to $1.2BApr 29, 2020 to Feb 21, 2021
- Accounts · 30 to 28Mar 30, 2019 to Apr 29, 2020
- Employees · 7 to 4Mar 30, 2019 to Apr 29, 2020
- Other offices · 2 to 1Mar 30, 2019 to Apr 29, 2020
- Discretionary RAUM · $0 to $1.0BMar 30, 2019 to Apr 29, 2020
- Non-discretionary RAUM · $1.3B to $0Mar 30, 2019 to Apr 29, 2020
- RAUM · $1.3B to $1.0BMar 30, 2019 to Apr 29, 2020
- Accounts · 29 to 30Jan 10, 2019 to Mar 30, 2019
- Non-discretionary RAUM · $1.5B to $1.3BJan 10, 2019 to Mar 30, 2019
- RAUM · $1.5B to $1.3BJan 10, 2019 to Mar 30, 2019
- Accounts · 23 to 29Jan 30, 2017 to Apr 2, 2018
- Charity clients · unset to 0.0Jan 30, 2017 to Apr 2, 2018
- Corporate clients · unset to 0.0Jan 30, 2017 to Apr 2, 2018
- HNW clients · unset to 0.0Jan 30, 2017 to Apr 2, 2018
- Individual clients · unset to 0.0Jan 30, 2017 to Apr 2, 2018
Signals
2 dated events
- David Fearing (Ceo) appeared on Schedule A of Accolade Asset/Liability Advisory ServicesJan 10, 2019 · Control person joined · fact
- Joseph Ghammashi (Chairman And Director) no longer on Schedule A of Accolade Asset/Liability Advisory Services (listed 2018-11-05, absent 2019-01-10)Jan 10, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/accolade-investment-advisory-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ACCOLADEADVISORY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 614-816-2694reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $320Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026