DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••• I•••••••••
Wealth manager with institutional or fund businessBeavercreek, OhioCRD 104635SEC 801-9895websiteIAPD
Legal name D••• I••••••••• A••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 29, 2012 · 22 filings
SEC status approved since Jan 1, 1975
RAUM
$909M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
40%
$360M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$227M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$909M as of Mar 27, 2026
Mar 29, 2012$399M then
HNW client RAUM$178M as of Mar 27, 2026
Mar 28, 2018$126M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 29, 20120 then
Employees (5.A)10 as of Mar 27, 2026
Mar 21, 20138 then
Private funds: no history
RAUM +1.5% over the last fiscal year+5.8% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $227MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.4%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $116M, 100 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$478M53%
- Individuals$182M20%
- High-net-worth individuals$178M20%
- Corporations and businesses$38.2M4.2%
- Pension and profit-sharing plans$19.1M2.1%
- Charitable organizations$13.9M1.5%
- Individual clients
- 236reported
- HNW clients
- 40reported
- Pension plan clients
- 11reported
- Charitable clients
- 8reported
- Accounts
- 483reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $29.6M managedreported
- Custody of client assets
- $116M for 100 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.4 fund_share=0.53 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• M•••••• M••••• | Beavercreek, Oh | Nov 17, 1999 | 34 y | 0 |
| B••• J••• V•••••••Certified Financial Planner | Beavercreek, Oh | Jan 23, 2003 | 33 y | 0 |
| M•••••• T••••• W•••••• | Beavercreek, Oh | Nov 12, 2015 | 18 y | 0 |
| Z•••••• P••• H••••••• | Beavercreek, Oh | Jul 8, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•••••••• E•••••••• B••••••••• to F•••• T•••• S••••••••• I•••Jun 21, 2011 · Other
- M•••••• T•••••• T•••• to D••• F•••••••• S•••••••Jun 14, 2011 · Other
- J••••••• J• S••••••• to U••• B•••••• I••••••••• I•••Mar 18, 2011 · Other
- M••• E••••• S••••••• to D••• F•••••••• S•••••••Dec 8, 2008 · Other
- T••••• J•••••• B•••• to N•••••• F•••••••• S•••••••• I•••••••••Aug 10, 2005 · Other
Joined, latest
- E••••• J••••• W••••• from D••• F•••••••• S•••••••Mar 24, 2015 · Other
- K•••••••• E•••••••• B••••••••• from D••• F•••••••• S•••••••Mar 14, 2011 · Other
- J••••••• J• S••••••• from D••• F•••••••• S•••••••Jul 20, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• P•••••• J••• · Vice President, Chief Operating Officercontrolsince 02/2016 · owns less than 5%
- M•••••• S••••••• M•••••• · President, Ceocontrolsince 11/2003 · owns less than 5%
- R••••••• D••••• E•••••••• · Secretary/Treasurer/Chief Compliance Officer/Chief Financial Officercontrolsince 10/2005 · owns less than 5%
- M•••••• P•••••• J••• · Elected Managercontrolsince 12/2023 · owns F of T•• C••• D••• C••••••••• L••
- M•••••• S••••••• M•••••• · Trusteecontrolsince 10/2023 · owns F of D••••• D• D••• T•••• D•••• 7••••••••
- M•••••• S••••••• M•••••• · Trusteecontrolsince 10/2023 · owns F of T•••••• M• D••• T•••• D•••• 2••••••••
- M•••••• S••••••• M•••••• · Elected Manager, Presidentcontrolsince 03/2017 · owns F of T•• C••• D••• C••••••••• L••
- R••••••• D••••• E•••••••• · Elected Managercontrolsince 12/2023 · owns F of T•• C••• D••• C••••••••• L••
Entity owners
- C••• D•••• L•• · LLC Memberdirect · owns 75% or more
- D••••• D• D••• T•••• D•••• 7•••••••• · LLC Memberindirect · owns 25% to 50% of T•• C••• D••• C••••••••• L••
- T•••••• M• D••• T•••• D•••• 2•••••••• · LLC Memberindirect · owns 25% to 50% of T•• C••• D••• C••••••••• L••
- T•• C••• D••• C••••••••• L•• · LLC Memberindirect · owns 75% or more of C••• D•••• L••
Related persons
Schedule D 7.A
- D••• C•••••• M•••••••••investment advisernRAUM $1.1B
- D••• F•••••••• S•••••••investment adviserinsuranceLP sponsornRAUM $382M
Advisers that list D••• I••••••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beavercreek, Oh · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 494 to 483Mar 26, 2025 to Mar 27, 2026
- Corporate clients · 11 to 10Mar 26, 2025 to Mar 27, 2026
- HNW clients · 41 to 40Mar 26, 2025 to Mar 27, 2026
- Individual clients · 234 to 236Mar 26, 2025 to Mar 27, 2026
- Pension plan clients · 10 to 11Mar 26, 2025 to Mar 27, 2026
- Assets in custody · $111M to $116MMar 26, 2025 to Mar 27, 2026
- Employees · 9 to 10Mar 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $896M to $909MMar 26, 2025 to Mar 27, 2026
- HNW RAUM · $176M to $178MMar 26, 2025 to Mar 27, 2026
- Individual RAUM · $180M to $182MMar 26, 2025 to Mar 27, 2026
- Pension RAUM · $15.7M to $19.1MMar 26, 2025 to Mar 27, 2026
- RAUM · $896M to $909MMar 26, 2025 to Mar 27, 2026
- Wrap assets (manager) · $30.3M to $29.6MMar 26, 2025 to Mar 27, 2026
- Accounts · 541 to 494Mar 28, 2024 to Mar 26, 2025
- Charity clients · 10 to 8Mar 28, 2024 to Mar 26, 2025
- Corporate clients · 12 to 11Mar 28, 2024 to Mar 26, 2025
- HNW clients · 44 to 41Mar 28, 2024 to Mar 26, 2025
- Individual clients · 250 to 234Mar 28, 2024 to Mar 26, 2025
- Pension plan clients · 12 to 10Mar 28, 2024 to Mar 26, 2025
- Assets in custody · $113M to $111MMar 28, 2024 to Mar 26, 2025
- Financial planning clients · 11-25 to 11-25Mar 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $890M to $896MMar 28, 2024 to Mar 26, 2025
- HNW RAUM · $183M to $176MMar 28, 2024 to Mar 26, 2025
- Individual RAUM · $192M to $180MMar 28, 2024 to Mar 26, 2025
- Pension RAUM · $17.5M to $15.7MMar 28, 2024 to Mar 26, 2025
- RAUM · $890M to $896MMar 28, 2024 to Mar 26, 2025
- Wrap assets (manager) · $31.8M to $30.3MMar 28, 2024 to Mar 26, 2025
- Accounts · 549 to 541Dec 8, 2023 to Mar 28, 2024
- Advisory employees · 5 to 4Dec 8, 2023 to Mar 28, 2024
- HNW clients · 46 to 44Dec 8, 2023 to Mar 28, 2024
- Individual clients · 254 to 250Dec 8, 2023 to Mar 28, 2024
- Pension plan clients · 11 to 12Dec 8, 2023 to Mar 28, 2024
- Assets in custody · $97.1M to $113MDec 8, 2023 to Mar 28, 2024
- Employees · 10 to 9Dec 8, 2023 to Mar 28, 2024
- Insurance-licensed employees · 4 to 3Dec 8, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 3Dec 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $768M to $890MDec 8, 2023 to Mar 28, 2024
- HNW RAUM · $188M to $183MDec 8, 2023 to Mar 28, 2024
- Individual RAUM · $203M to $192MDec 8, 2023 to Mar 28, 2024
- Pension RAUM · $16.6M to $17.5MDec 8, 2023 to Mar 28, 2024
Signals
2 dated events
- Duane Dennis Dean (Trustee) no longer on Schedule A of D••• I••••••••• (listed 2023-03-30, absent 2023-12-08)Dec 8, 2023 · Control person left · inference
- Maxwell Terence Dean (Trustee) no longer on Schedule A of D••• I••••••••• (listed 2023-03-30, absent 2023-12-08)Dec 8, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-327-3656reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CHD•••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- CHD•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 937-222-9531reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- c•••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $227Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026