DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••• A••••••• G••••• I•••
Latest filing May 21, 2026
First filing on the tape Apr 14, 2022 · 8 filings
SEC status approved since May 13, 2022
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$172M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$86.2M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$172M as of May 21, 2026
Mar 15, 2023$113M then
HNW client RAUM$171M as of May 21, 2026
Mar 15, 2023$107M then
State-registered IARs (5.B.3)1 as of May 21, 2026
Mar 15, 20230 then
Employees (5.A)2 as of May 21, 2026
Mar 15, 20232 then
Private funds: no history
RAUM +19% over the last fiscal year+15% a year over threeIARs 1 to 1offices 1 to 0
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $86.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $687,003derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$171M99%
- Individuals$1.7M1.0%
- Individual clients
- 6reported
- HNW clients
- 48reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 251reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••• R•• V•••••Certified Financial Planner | Austin, Tx | Mar 6, 2008 | 26 y | 1 |
| S••••• A••••• V••••• | Austin, Tx | Jan 7, 2009 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••••••• J•••• B••• to P•••••• W••••• M••••••••• L••Dec 31, 2011 · RIA to a state-registered adviser
Joined, latest
- C••••••••• J•••• B••• from P•••••• F•••••••• G•••• I••Nov 16, 2010 · Other
- N••• R•• V••••• from A••••••••• F•••••••• S•••••••• L••Mar 6, 2008 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•••••• N•••• R•• · Presidentcontrolsince 11/2007 · owns 50% to 75%
- V•••••• S•••••• A••••• · Secretary, Treasurer, Ccocontrolsince 06/2008 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Round Rock, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 256 to 251Feb 3, 2025 to Mar 6, 2026
- HNW clients · 49 to 48Feb 3, 2025 to Mar 6, 2026
- Individual clients · unset to 6.0Feb 3, 2025 to Mar 6, 2026
- Other offices · 1 to 0Feb 3, 2025 to Mar 6, 2026
- Discretionary RAUM · $145M to $172MFeb 3, 2025 to Mar 6, 2026
- HNW RAUM · $144M to $171MFeb 3, 2025 to Mar 6, 2026
- Individual RAUM · $1.5M to $1.7MFeb 3, 2025 to Mar 6, 2026
- RAUM · $145M to $172MFeb 3, 2025 to Mar 6, 2026
- Accounts · 231 to 256Sep 18, 2024 to Feb 3, 2025
- HNW clients · 42 to 49Sep 18, 2024 to Feb 3, 2025
- Individual clients · 10.0 to unsetSep 18, 2024 to Feb 3, 2025
- Financial planning clients · 26-50 to 51-100Sep 18, 2024 to Feb 3, 2025
- State-registered IARs · 0 to 1Sep 18, 2024 to Feb 3, 2025
- Discretionary RAUM · $131M to $145MSep 18, 2024 to Feb 3, 2025
- HNW RAUM · $126M to $144MSep 18, 2024 to Feb 3, 2025
- Individual RAUM · $5.0M to $1.5MSep 18, 2024 to Feb 3, 2025
- RAUM · $131M to $145MSep 18, 2024 to Feb 3, 2025
- HQ city · ROUND ROCK to AUSTONFeb 27, 2024 to Sep 18, 2024
- HQ city · AUSTON to AUSTINSep 18, 2024 to Sep 18, 2024
- Accounts · 219 to 231Mar 15, 2023 to Feb 27, 2024
- HNW clients · 40 to 42Mar 15, 2023 to Feb 27, 2024
- Individual clients · 11 to 10Mar 15, 2023 to Feb 27, 2024
- Discretionary RAUM · $113M to $131MMar 15, 2023 to Feb 27, 2024
- HNW RAUM · $107M to $126MMar 15, 2023 to Feb 27, 2024
- Individual RAUM · $5.3M to $5.0MMar 15, 2023 to Feb 27, 2024
- RAUM · $113M to $131MMar 15, 2023 to Feb 27, 2024
- Accounts · 268 to 219Apr 14, 2022 to Mar 15, 2023
- Advisory activities · 4 to 2Apr 14, 2022 to Mar 15, 2023
- HNW clients · 44 to 40Apr 14, 2022 to Mar 15, 2023
- Individual clients · 6 to 11Apr 14, 2022 to Mar 15, 2023
- Discretionary RAUM · $126M to $113MApr 14, 2022 to Mar 15, 2023
- HNW RAUM · $125M to $107MApr 14, 2022 to Mar 15, 2023
- Individual RAUM · $1.7M to $5.3MApr 14, 2022 to Mar 15, 2023
- RAUM · $126M to $113MApr 14, 2022 to Mar 15, 2023
Signals
1 dated events
- V••••• A••••••• G••••• I••• filed its initial SEC registration (Form ADV)Apr 14, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 210-587-6433reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 512-759-7759reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-759-7759reportedpublic record, Form ADV, May 21, 2026
- Contact form
- vannoyadvisorygroup.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026