DFX Intelligence
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W•••••••• C••••••• L••
Independent wealth manager, based in Medfield, Massachusetts, reporting $162M of regulatory assets across 1 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $162M
- Advisors
- 1
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +12%
- Private clients
- 96% of RAUM, $155M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 2
Every filed figure, and the identifiersCRD 146026 · SEC 801-121875 · 25 filingsShowHide
CRD 146026SEC 801-121875First filing on the tape Jun 25, 2021, latest Jan 27, 2026SEC status approved since Aug 5, 2021IAPD
RAUM
$162M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$155M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$162M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$162M as of Jan 27, 2026
Jan 6, 2022$131M then
HNW client RAUM$137M as of Jan 27, 2026
Jan 6, 2022$118M then
State-registered IARs (5.B.3)1 as of Jan 27, 2026
Jan 6, 20221 then
Employees (5.A)1 as of Jan 27, 2026
Jan 6, 20221 then
Private funds: no history
RAUM +12% over the last fiscal year+11% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $162MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $593,777derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$137M85%
- Individuals$17.5M11%
- Charitable organizations$7.2M4.4%
- Individual clients
- 24reported
- HNW clients
- 55reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 273reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••••• J••• W••••••••Certified Financial Planner | Medfield, Ma | Jan 2, 2008 | 30 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••••• J••• W•••••••• from C•••••• S••••• • C••• I•••Jan 2, 2008 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••••••• T•••••••• J••• · Managing Member And Chief Compliance Officercontrolsince 12/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 253 to 273Jun 10, 2025 to Jan 27, 2026
- Charity clients · 0 to 1Jun 10, 2025 to Jan 27, 2026
- Financial planning clients · 11-25 to 1-10Jun 10, 2025 to Jan 27, 2026
- Discretionary RAUM · $149M to $162MJun 10, 2025 to Jan 27, 2026
- HNW RAUM · $131M to $137MJun 10, 2025 to Jan 27, 2026
- Individual RAUM · $17.5M to $17.5MJun 10, 2025 to Jan 27, 2026
- RAUM · $149M to $162MJun 10, 2025 to Jan 27, 2026
- RAUM · $145M to $149MApr 1, 2025 to Jun 10, 2025
- Accounts · 270 to 253Apr 1, 2025 to Jun 10, 2025
- Advisory activities · 2 to 3Apr 1, 2025 to Jun 10, 2025
- Individual clients · 23 to 24Apr 1, 2025 to Jun 10, 2025
- Financial planning clients · 11-25 to 11-25Apr 1, 2025 to Jun 10, 2025
- Discretionary RAUM · $145M to $149MApr 1, 2025 to Jun 10, 2025
- HNW RAUM · $130M to $131MApr 1, 2025 to Jun 10, 2025
- Individual RAUM · $7.0M to $17.5MApr 1, 2025 to Jun 10, 2025
- Pension RAUM · $300,000 to $0Apr 1, 2025 to Jun 10, 2025
- Accounts · 256 to 270Aug 2, 2024 to Jan 24, 2025
- HNW clients · 57 to 55Aug 2, 2024 to Jan 24, 2025
- Individual clients · 24 to 23Aug 2, 2024 to Jan 24, 2025
- Financial planning clients · 0 to 11-25Aug 2, 2024 to Jan 24, 2025
- Discretionary RAUM · $129M to $145MAug 2, 2024 to Jan 24, 2025
- HNW RAUM · $112M to $130MAug 2, 2024 to Jan 24, 2025
- Individual RAUM · $10.1M to $7.0MAug 2, 2024 to Jan 24, 2025
- Pension RAUM · $0 to $300,000Aug 2, 2024 to Jan 24, 2025
- RAUM · $129M to $145MAug 2, 2024 to Jan 24, 2025
- Accounts · 250 to 256Dec 22, 2023 to Jan 12, 2024
- Advisory activities · 1 to 2Dec 22, 2023 to Jan 12, 2024
- Charity clients · 1 to 0Dec 22, 2023 to Jan 12, 2024
- HNW clients · 54 to 57Dec 22, 2023 to Jan 12, 2024
- Individual clients · 83 to 24Dec 22, 2023 to Jan 12, 2024
- Other offices · 0 to 1Dec 22, 2023 to Jan 12, 2024
- Discretionary RAUM · $120M to $129MDec 22, 2023 to Jan 12, 2024
- HNW RAUM · $102M to $112MDec 22, 2023 to Jan 12, 2024
- Individual RAUM · $11.5M to $10.1MDec 22, 2023 to Jan 12, 2024
- RAUM · $120M to $129MDec 22, 2023 to Jan 12, 2024
- Advisory activities · 2 to 1Apr 13, 2023 to Oct 30, 2023
- HQ city · unset to MEDFIELDJan 9, 2023 to Apr 13, 2023
- HQ state · unset to MAJan 9, 2023 to Apr 13, 2023
- Accounts · 246 to 250Sep 21, 2022 to Jan 9, 2023
- Charity clients · 2 to 1Sep 21, 2022 to Jan 9, 2023
Signals
1 dated events
- ••• LockedJun 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Jan 27, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Jan 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $162Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026