DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• C•••••• I••••••••• L••
Latest filing Jul 24, 2026
First filing on the tape Mar 26, 2021 · 33 filings
SEC status approved since Apr 23, 2021
RAUM
$107M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$103M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$35.7M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$107M as of Jul 24, 2026
Mar 29, 2022$114M then
HNW client RAUM$59.1M as of Jul 24, 2026
Mar 29, 2022$36.8M then
State-registered IARs (5.B.3)3 as of Jul 24, 2026
Mar 29, 20221 then
Employees (5.A)4 as of Jul 24, 2026
Mar 29, 20225 then
Private funds: no history
RAUM -16% over the last fiscal year+13% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $35.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 111derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $413,079derivedHNW RAUM over HNW clients
- Average account
- $318,003derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -53%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $2.2M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$59.1M55%
- Individuals$43.6M41%
- Other investment advisers$4.3M4.0%
- Corporations and businesses$195,6260.2%
- Individual clients
- 190reported
- HNW clients
- 143reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 337reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.2M for 9 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.04 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• K• T••••• | Austin, Tx | Apr 22, 2008 | 29 y | 1 |
| K•••• D•••••• S•••• | Shady Shores, Tx | Nov 27, 2017 | 34 y | 0 |
| A•••••••• B•••• G•••••• | Austin, Tx | Aug 22, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••••• H••••• M•••• to T••••• M•••• I•••••••••Mar 23, 2023 · RIA to a state-registered adviser
- S••• H••••• S••••••• to C•••••• C•••••• M••••••••• G••••• I•••May 4, 2017 · Other
Joined, latest
- S••• H••••• S••••••• from M•••••• A••••• A•••••••• I•••Apr 27, 2010 · Other
- T••••• H••••• M•••• from V•••• F•••••••• A•••••••• I•••Oct 9, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• A•• · Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
- T•••••• M••••••• K• · Presidentcontrolsince 09/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list T••••• C•••••• I••••••••• L•• as a related person
- 316406 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 17, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $127,824,174 to $107,167,153, advisors 3 to 3, private clients 715 to 333, offices 4 to 4 (2025-03-12 to 2026-04-17)peers: independent wealth managers, $100M to $500M (5,676)
- client count collapseChange between filings · filing Apr 17, 2026individual and HNW clients (Item 5.D) moved from 715.0 to 333.0 (-53.0%) between the annual amendments of 2025-03-12 and 2026-04-17; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 1.4% percentile
- account count collapseChange between filings · filing Apr 17, 2026accounts (Item 5.F.2.f) moved from 716.0 to 337.0 (-53.0%) between the annual amendments of 2025-03-12 and 2026-04-17; the peer median change was +5.0% (3687 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 2.8% percentile
- HNW share shiftChange between filings · filing Apr 17, 2026HNW share of RAUM moved from 75.0% to 55.0% between the annual amendments of 2025-03-12 and 2026-04-17peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Insurance-licensed employees · 0 to 1Jun 2, 2026 to Jul 24, 2026
- Related adviser · false to trueJun 2, 2026 to Jul 24, 2026
- Accounts · 716 to 337Jun 17, 2025 to Mar 30, 2026
- Corporate clients · 1 to 2Jun 17, 2025 to Mar 30, 2026
- HNW clients · 459 to 143Jun 17, 2025 to Mar 30, 2026
- Individual clients · 256 to 190Jun 17, 2025 to Mar 30, 2026
- Assets in custody · $3.9M to $2.2MJun 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $128M to $107MJun 17, 2025 to Mar 30, 2026
- HNW RAUM · $96.1M to $59.1MJun 17, 2025 to Mar 30, 2026
- Individual RAUM · $31.6M to $43.6MJun 17, 2025 to Mar 30, 2026
- RAUM · $128M to $107MJun 17, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 12, 2025 to Jun 17, 2025
- Accounts · 638 to 716Dec 6, 2024 to Mar 12, 2025
- Corporate clients · 4 to 1Dec 6, 2024 to Mar 12, 2025
- HNW clients · 69 to 459Dec 6, 2024 to Mar 12, 2025
- Individual clients · 257 to 256Dec 6, 2024 to Mar 12, 2025
- Pension plan clients · 2 to 0Dec 6, 2024 to Mar 12, 2025
- Assets in custody · $28.6M to $3.9MDec 6, 2024 to Mar 12, 2025
- Discretionary RAUM · $107M to $128MDec 6, 2024 to Mar 12, 2025
- HNW RAUM · $44.1M to $96.1MDec 6, 2024 to Mar 12, 2025
- Individual RAUM · $61.8M to $31.6MDec 6, 2024 to Mar 12, 2025
- Pension RAUM · $856,354 to $0Dec 6, 2024 to Mar 12, 2025
- RAUM · $107M to $128MDec 6, 2024 to Mar 12, 2025
- Insurance-licensed employees · 1 to 0Mar 15, 2024 to May 3, 2024
- Other offices · 5 to 4Mar 15, 2024 to May 3, 2024
- Accounts · 463 to 638Jan 25, 2024 to Feb 29, 2024
- Advisory employees · 3 to 2Jan 25, 2024 to Feb 29, 2024
- Corporate clients · 0 to 4Jan 25, 2024 to Feb 29, 2024
- HNW clients · 123 to 69Jan 25, 2024 to Feb 29, 2024
- Individual clients · 182 to 257Jan 25, 2024 to Feb 29, 2024
- Pension plan clients · 0 to 2Jan 25, 2024 to Feb 29, 2024
- Assets in custody · $73.5M to $28.6MJan 25, 2024 to Feb 29, 2024
- Employees · 5 to 4Jan 25, 2024 to Feb 29, 2024
- Insurance-licensed employees · 0 to 1Jan 25, 2024 to Feb 29, 2024
- Other offices · 4 to 5Jan 25, 2024 to Feb 29, 2024
- Discretionary RAUM · $73.5M to $107MJan 25, 2024 to Feb 29, 2024
- HNW RAUM · $39.8M to $44.1MJan 25, 2024 to Feb 29, 2024
- Individual RAUM · $33.7M to $61.8MJan 25, 2024 to Feb 29, 2024
- Pension RAUM · $0 to $856,354Jan 25, 2024 to Feb 29, 2024
- RAUM · $73.5M to $107MJan 25, 2024 to Feb 29, 2024
Signals
3 dated events
- T••••• H••••• M•••• left T••••• C•••••• I••••••••• L•• for T••••• M•••• I••••••••• (registered 2023-09-06)Mar 23, 2023 · Advisor changed firm · fact
- Amy G•••••• (Chief Compliance Officer) appeared on Schedule A of T••••• C•••••• I••••••••• L••Jun 1, 2022 · Control person joined · fact
- T••••• C•••••• I••••••••• L•• filed its initial SEC registration (Form ADV)Mar 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@turnercapitalinvestments.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 855-678-8200reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/turnercapitalinvestmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 855-678-8200reportedpublic record, Form ADV, Jul 24, 2026
- Contact form
- turnercapitalinvestments.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026