DFX Intelligence
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G•••••••• F•••••••• A•••••••
Independent wealth managerSEC-registered
Independent wealth manager, reporting $284M of regulatory assets across 1 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $284M
- Advisors
- 1
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +1.1%
- Private clients
- 95% of RAUM, $271M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 1
Every filed figure, and the identifiersCRD 146262 · SEC 801-121792 · 11 filingsShowHide
CRD 146262SEC 801-121792Legal name P••• J• G•••••••• E••••••••• I•••First filing on the tape Jun 18, 2021, latest Jun 16, 2026SEC status approved since Jul 19, 2021IAPD
RAUM
$284M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
95%
$271M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$284M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$284M as of Jun 16, 2026
Mar 31, 2022$145M then
HNW client RAUM$251M as of Jun 16, 2026
Mar 31, 2022$110M then
State-registered IARs (5.B.3)1 as of Jun 16, 2026
Mar 31, 20221 then
Employees (5.A)3 as of Jun 16, 2026
Mar 31, 20222 then
Private funds: no history
RAUM +1.1% over the last fiscal year+19% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $284MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 156derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $750,040derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +36%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $69.7M, 80 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$251M88%
- Individuals$20.5M7.2%
- Insurance companies$11.4M4.0%
- Charitable organizations$1.6M0.6%
- Individual clients
- 75reported
- HNW clients
- 81reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 379reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $69.7M for 80 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• J•••• G•••••••• | Potomac, Md | Dec 4, 2023 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••••• P•••• J•••• · President/Ccocontrolsince 01/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 122 to 379Mar 18, 2025 to Mar 23, 2026
- HNW clients · 39 to 81Mar 18, 2025 to Mar 23, 2026
- Individual clients · 76 to 75Mar 18, 2025 to Mar 23, 2026
- Discretionary RAUM · $263M to $269MMar 18, 2025 to Mar 23, 2026
- HNW RAUM · $216M to $251MMar 18, 2025 to Mar 23, 2026
- Individual RAUM · $46.5M to $20.5MMar 18, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $18.5M to $15.0MMar 18, 2025 to Mar 23, 2026
- RAUM · $281M to $284MMar 18, 2025 to Mar 23, 2026
- BD registered reps · 1 to 0Mar 29, 2024 to Mar 18, 2025
- HNW clients · 33 to 39Mar 29, 2024 to Mar 18, 2025
- Individual clients · 82 to 76Mar 29, 2024 to Mar 18, 2025
- Financial planning clients · 101-250 to 101-250Mar 29, 2024 to Mar 18, 2025
- HQ city · unset to Mar 29, 2024 to Mar 18, 2025
- HQ state · unset to Mar 29, 2024 to Mar 18, 2025
- Discretionary RAUM · $193M to $263MMar 29, 2024 to Mar 18, 2025
- HNW RAUM · $156M to $216MMar 29, 2024 to Mar 18, 2025
- Individual RAUM · $38.5M to $46.5MMar 29, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $10.0M to $18.5MMar 29, 2024 to Mar 18, 2025
- RAUM · $203M to $281MMar 29, 2024 to Mar 18, 2025
- Accounts · 117 to 122Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 1 to 2Mar 30, 2023 to Mar 29, 2024
- BD registered reps · 0 to 1Mar 30, 2023 to Mar 29, 2024
- Charity clients · 4 to 6Mar 30, 2023 to Mar 29, 2024
- HNW clients · 29 to 33Mar 30, 2023 to Mar 29, 2024
- Individual clients · 81 to 82Mar 30, 2023 to Mar 29, 2024
- Employees · 2 to 3Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $159M to $193MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $129M to $156MMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $30.3M to $38.5MMar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $8.9M to $10.0MMar 30, 2023 to Mar 29, 2024
- RAUM · $168M to $203MMar 30, 2023 to Mar 29, 2024
- Accounts · 113 to 117Jun 7, 2022 to Mar 30, 2023
- HNW clients · 28 to 29Jun 7, 2022 to Mar 30, 2023
- Individual clients · 80 to 81Jun 7, 2022 to Mar 30, 2023
- Assets in custody · $64.2M to $69.7MJun 7, 2022 to Mar 30, 2023
- Discretionary RAUM · $135M to $159MJun 7, 2022 to Mar 30, 2023
- HNW RAUM · $110M to $129MJun 7, 2022 to Mar 30, 2023
- Individual RAUM · $34.6M to $30.3MJun 7, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $9.6M to $8.9MJun 7, 2022 to Mar 30, 2023
- RAUM · $145M to $168MJun 7, 2022 to Mar 30, 2023
Signals
1 dated events
- ••• LockedJun 18, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $284Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026