DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
New Century Capital Management, LLC
Latest filing Oct 20, 2014
First filing on the tape Mar 30, 2012 · 6 filings
RAUM
$34.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$34.0M as of Mar 31, 2014
Mar 30, 2012$38.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 31, 2014
Mar 26, 20132 then
Employees (5.A)3 as of Mar 31, 2014
Mar 26, 20133 then
Private funds: no history
RAUM -3.8% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Oct 20, 2014; every figure names its basis
- RAUM per advisor
- $17.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $189,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 180reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Peter Domenick Colicchia to Redwood Private WealthDec 31, 2022 · Other
- Murray I Woloshin to Redwood Private WealthDec 31, 2022 · Other
Joined, latest
- Murray I Woloshin from New Century Planning Associates, Inc.Aug 5, 2008 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Redwood Private WealthDec 31, 2022 · Freehold, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hasbrouck Gregory Skidmore · Chief Compliance Officercontrolsince 03/2012 · owns less than 5%
- I Murray Woloshin · Principal And Managing Membercontrolsince 02/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · GREENWICH to FREEHOLDMar 31, 2014 to Oct 20, 2014
- HQ state · CT to NJMar 31, 2014 to Oct 20, 2014
- Accounts · 420 to 180Mar 26, 2013 to Mar 31, 2014
- Financial planning clients · 51-100 to 101-250Mar 26, 2013 to Mar 31, 2014
- Non-discretionary RAUM · $35.4M to $34.0MMar 26, 2013 to Mar 31, 2014
- RAUM · $35.4M to $34.0MMar 26, 2013 to Mar 31, 2014
- Accounts · 421 to 420Apr 17, 2012 to Mar 26, 2013
- Advisory employees · unset to 2.0Apr 17, 2012 to Mar 26, 2013
- Employees · unset to 3.0Apr 17, 2012 to Mar 26, 2013
- State-registered IARs · unset to 2.0Apr 17, 2012 to Mar 26, 2013
- Non-discretionary RAUM · $38.8M to $35.4MApr 17, 2012 to Mar 26, 2013
- RAUM · $38.8M to $35.4MApr 17, 2012 to Mar 26, 2013
Signals
3 dated events
- Murray I Woloshin left New Century Capital Management, Llc for Redwood Private Wealth (registered 2022-10-31)Dec 31, 2022 · Advisor changed firm · fact
- Peter Domenick Colicchia left New Century Capital Management, Llc for Redwood Private Wealth (registered 2022-08-16)Dec 31, 2022 · Advisor changed firm · fact
- 2 advisors left New Century Capital Management, LLC (Freehold, NJ) for Redwood Private Wealth on the same dayDec 31, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026