DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
K••••••• C•••••• P••••••• L••••••
Latest filing Mar 28, 2025
First filing on the tape Mar 29, 2012 · 26 filings
SEC status approved since Apr 15, 2008
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
17
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.0B as of Mar 28, 2025
Jul 31, 2012$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2025
Jul 31, 20120 then
Employees (5.A)24 as of Mar 28, 2025
Jun 28, 201314 then
Private funds17 as of Mar 28, 2025
Jul 31, 20126 then
RAUM -6.6% over the last fiscal year-9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $58.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.0B, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 17 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••• S••••••••• F••• I•• L••• | Private Equity Fund | $415M | 29 | Mar 30, 2021 |
| K•• I• M••••• L•••no longer reported | Private Equity Fund | $269M | 8 | Jun 28, 2013 |
| K••••••• S••••••••• F••• I• L••• | Private Equity Fund | $263M | 28 | Mar 15, 2016 |
| K••••••• C•••••• P••••••• I•• B• L•••no longer reported | Private Equity Fund | $196M | 2 | Mar 29, 2012 |
| K••••••• S••••••••• ••• U•• I• L••• | Private Equity Fund | $130M | 19 | Mar 27, 2020 |
| K••••••• C•••••• P••••••• I• L••• | Private Equity Fund | $114M | 19 | Mar 15, 2016 |
| K••••••• S••••••••• F••• I• B• L•••no longer reported | Private Equity Fund | $99.5M | 1 | Mar 29, 2012 |
| K••••••• C•••••• P••••••• I•• B• L••• | Private Equity Fund | $55.0M | 3 | Apr 3, 2023 |
| K••••••• C•••••• P••••••• I•• A• L••• | Private Equity Fund | $52.6M | 18 | Mar 30, 2022 |
| K••••••• S••••••••• F••• I• B• L••• | Private Equity Fund | $43.2M | 2 | Nov 29, 2023 |
| K••••••• S••••••••• F••• I• L••• | Private Equity Fund | $39.3M | 13 | Mar 29, 2012 |
| K••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $30.6M | 37 | Mar 29, 2012 |
| K•• I• C•••••••• L••• | Private Equity Fund | $13.8M | 2 | Mar 9, 2015 |
| K•• I• C•••••••• L••• | Private Equity Fund | $12.5M | 2 | Mar 31, 2017 |
| K••••••• G••••• P•••••••• L••• | Private Equity Fund | $11.0M | 6 | Jun 28, 2013 |
| K••••••• C•••••• P••••••• I• L••• | Private Equity Fund | $3.1M | 41 | Mar 29, 2012 |
| K••••••• C•••••• P••••••• I•• B• L••• | Private Equity Fund | $1.9M | 3 | Apr 3, 2023 |
| K••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $0 | 18 | Mar 29, 2012 |
| K••••••• G••••• P••••••• I• L••• | Private Equity Fund | $0 | 4 | Mar 9, 2015 |
Owners and control persons
Schedule A and B, latest filing
- S•••••••• C••••• H••••• · Managing Directorcontrolsince 10/2003 · owns less than 5%
- V•• D•• B••••• S•••• · Chairmancontrolsince 06/2024 · owns less than 5%
- W•••• A•••••• J••• A••••• · Chief Financial Officercontrolsince 04/2016 · owns less than 5%
- S•••••••• C••••• H••••• · Membercontrolsince 01/2008 · owns 25% to 50% of G••••••• L••
- V•• D•• B••••• S•••• · Membercontrolsince 01/2008 · owns 25% to 50% of G••••••• L••
- B•••• S••••• R•••• K•••••• · Chief Compliance Officersince 07/2023 · owns less than 5%
Entity owners
- G••••••• L•• · L•••••• Liability Partnershipdirect · owns 75% or more
Related persons
Schedule D 7.A
- K••••••• C•••••• P••••••• G• L•••pooled vehicle sponsory
- K••••••• C•••••• P••••••• I• G• L•••pooled vehicle sponsory
- K••••••• C•••••• P••••••• I•• G• L•••pooled vehicle sponsory
- K••••••• C•••••• P••••••• I• G• L•••pooled vehicle sponsory
- K••••••• G••••• P••••••• G• L•••pooled vehicle sponsory
- K••••••• S••••••••• I• G• L•••pooled vehicle sponsory
- K••••••• S••••••••• F••• I• G• L•••pooled vehicle sponsory
- K••••••• S••••••••• I• ••• U•• G• L•••pooled vehicle sponsory
- K••••••• S••••••••• I•• G• L•••pooled vehicle sponsory
- K•• I• G• L••••••pooled vehicle sponsory
- K•• I• G• L••••••pooled vehicle sponsory
- K•• I•• G• L••••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 17Nov 12, 2024 to Mar 28, 2025
- Pooled vehicle clients · 16 to 17Nov 12, 2024 to Mar 28, 2025
- Assets in custody · $1.2B to $1.0BNov 12, 2024 to Mar 28, 2025
- Employees · 20 to 24Nov 12, 2024 to Mar 28, 2025
- Financial planning clients · unset to Nov 12, 2024 to Mar 28, 2025
- HQ state · unset to Nov 12, 2024 to Mar 28, 2025
- Private funds · 16 to 17Nov 12, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $1.0BNov 12, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.2B to $1.0BNov 12, 2024 to Mar 28, 2025
- RAUM · $1.2B to $1.0BNov 12, 2024 to Mar 28, 2025
- Advisory employees · 13 to 12May 29, 2024 to Nov 12, 2024
- Assets in custody · $1.1B to $1.2BMay 29, 2024 to Nov 12, 2024
- Employees · 21 to 20May 29, 2024 to Nov 12, 2024
- Discretionary RAUM · $1.1B to $1.2BMay 29, 2024 to Nov 12, 2024
- Pooled vehicle RAUM · $1.1B to $1.2BMay 29, 2024 to Nov 12, 2024
- RAUM · $1.1B to $1.2BMay 29, 2024 to Nov 12, 2024
- Advisory employees · 14 to 13Nov 29, 2023 to Mar 31, 2024
- Assets in custody · $1.1B to $1.1BNov 29, 2023 to Mar 31, 2024
- Employees · 22 to 21Nov 29, 2023 to Mar 31, 2024
- Discretionary RAUM · $1.1B to $1.1BNov 29, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $1.1B to $1.1BNov 29, 2023 to Mar 31, 2024
- RAUM · $1.1B to $1.1BNov 29, 2023 to Mar 31, 2024
- Accounts · 15 to 16Apr 3, 2023 to Nov 29, 2023
- Advisory employees · 16 to 14Apr 3, 2023 to Nov 29, 2023
- Pooled vehicle clients · 15 to 16Apr 3, 2023 to Nov 29, 2023
- Assets in custody · $1.0B to $1.1BApr 3, 2023 to Nov 29, 2023
- Employees · 25 to 22Apr 3, 2023 to Nov 29, 2023
- Private funds · 15 to 16Apr 3, 2023 to Nov 29, 2023
- Discretionary RAUM · $1.0B to $1.1BApr 3, 2023 to Nov 29, 2023
- Pooled vehicle RAUM · $1.0B to $1.1BApr 3, 2023 to Nov 29, 2023
- RAUM · $1.0B to $1.1BApr 3, 2023 to Nov 29, 2023
- Accounts · 12 to 15Dec 1, 2022 to Apr 3, 2023
- Advisory employees · 17 to 16Dec 1, 2022 to Apr 3, 2023
- Pooled vehicle clients · 12 to 15Dec 1, 2022 to Apr 3, 2023
- Assets in custody · $1.2B to $1.0BDec 1, 2022 to Apr 3, 2023
- Employees · 26 to 25Dec 1, 2022 to Apr 3, 2023
- Private funds · 13 to 15Dec 1, 2022 to Apr 3, 2023
- Discretionary RAUM · $1.2B to $1.0BDec 1, 2022 to Apr 3, 2023
- Pooled vehicle RAUM · $1.2B to $1.0BDec 1, 2022 to Apr 3, 2023
- RAUM · $1.2B to $1.0BDec 1, 2022 to Apr 3, 2023
Signals
2 dated events
- K••••••• C•••••• P••••••• L•••••• no longer on the SEC adviser roster (last listed 2025-08-01, RAUM $1.0B)Sep 2, 2025 · Left the SEC roster · derived
- K••••••• C•••••• P••••••• L•••••• reported RAUM $1.3B, up 41% from $951.6M (2021-11-12 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- K••••••• C•••••• P••••••• L•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/K•••••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026