DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••••••• W••••• A••••••• S••••••• I•••
Latest filing Jan 15, 2026
First filing on the tape Feb 3, 2012 · 4 filings
SEC status approved since Apr 14, 2025
RAUM
$141M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$133M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$141M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$141M as of Jan 15, 2026
Feb 3, 2012$54.0M then
HNW client RAUM$126M as of Jan 15, 2026
Mar 13, 2025$111M then
State-registered IARs (5.B.3)1 as of Jan 15, 2026
Feb 3, 20120 then
Employees (5.A)1 as of Jan 15, 2026
Mar 13, 20251 then
Private funds: no history
RAUM +17% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jan 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $141MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $655,340derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +55%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $328,410, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$126M89%
- Pension and profit-sharing plans$7.7M5.4%
- Individuals$7.1M5.1%
- Charitable organizations$163,5840.1%
- Individual clients
- 34reported
- HNW clients
- 31reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 215reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $328,410 for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• T•••••• B••••• | Bloomfield Hills, Mi | Apr 21, 2010 | 27 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••• T•••••• B••••• from M••••• A•••••••Apr 21, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• A•••• T•••••• · Chief Compliance Officer - Presidentcontrolsince 02/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 238 to 215Mar 13, 2025 to Jan 15, 2026
- HNW clients · 33 to 31Mar 13, 2025 to Jan 15, 2026
- Individual clients · 9 to 34Mar 13, 2025 to Jan 15, 2026
- Assets in custody · $497,297 to $328,410Mar 13, 2025 to Jan 15, 2026
- Financial planning clients · 11-25 to 1-10Mar 13, 2025 to Jan 15, 2026
- Discretionary RAUM · $121M to $141MMar 13, 2025 to Jan 15, 2026
- HNW RAUM · $111M to $126MMar 13, 2025 to Jan 15, 2026
- Individual RAUM · $2.7M to $7.1MMar 13, 2025 to Jan 15, 2026
- Pension RAUM · $6.6M to $7.7MMar 13, 2025 to Jan 15, 2026
- RAUM · $121M to $141MMar 13, 2025 to Jan 15, 2026
- Accounts · 150 to 238Feb 27, 2012 to Mar 13, 2025
- Advisory employees · unset to 1.0Feb 27, 2012 to Mar 13, 2025
- Advisory activities · 2 to 3Feb 27, 2012 to Mar 13, 2025
- HNW clients · unset to 33.0Feb 27, 2012 to Mar 13, 2025
- Individual clients · unset to 9.0Feb 27, 2012 to Mar 13, 2025
- Assets in custody · unset to 497297.0Feb 27, 2012 to Mar 13, 2025
- Custody of client assets · false to trueFeb 27, 2012 to Mar 13, 2025
- Employees · unset to 1.0Feb 27, 2012 to Mar 13, 2025
- Financial planning clients · 11-25 to 11-25Feb 27, 2012 to Mar 13, 2025
- State-registered IARs · 0 to 1Feb 27, 2012 to Mar 13, 2025
- Other offices · unset to 0.0Feb 27, 2012 to Mar 13, 2025
- Discretionary RAUM · $52.0M to $121MFeb 27, 2012 to Mar 13, 2025
- HNW RAUM · unset to 111202698.0Feb 27, 2012 to Mar 13, 2025
- Individual RAUM · unset to 2742300.0Feb 27, 2012 to Mar 13, 2025
- Non-discretionary RAUM · $2.0M to $0Feb 27, 2012 to Mar 13, 2025
- Pension RAUM · unset to 6647745.0Feb 27, 2012 to Mar 13, 2025
- RAUM · $54.0M to $121MFeb 27, 2012 to Mar 13, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 248-220-2202reportedpublic record, Form ADV, Jan 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $141Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026